0001209191-21-018582.txt : 20210308 0001209191-21-018582.hdr.sgml : 20210308 20210308165003 ACCESSION NUMBER: 0001209191-21-018582 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210302 FILED AS OF DATE: 20210308 DATE AS OF CHANGE: 20210308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson-Pratt Lisa CENTRAL INDEX KEY: 0001849760 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36818 FILM NUMBER: 21722605 MAIL ADDRESS: STREET 1: C/O TRACON PHARMACEUTICALS, INC. STREET 2: 4350 LA JOLLA VILLAGE DRIVE, SUITE 800 CITY: SAN DIEGO STATE: CA ZIP: 92122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tracon Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001394319 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4350 LA JOLLA VILLAGE DRIVE STREET 2: SUITE 800 CITY: San Diego STATE: CA ZIP: 92122 BUSINESS PHONE: 858-550-0780 MAIL ADDRESS: STREET 1: 4350 LA JOLLA VILLAGE DRIVE STREET 2: SUITE 800 CITY: San Diego STATE: CA ZIP: 92122 FORMER COMPANY: FORMER CONFORMED NAME: Tracon Pharmaceuticals Inc DATE OF NAME CHANGE: 20070324 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-02 0 0001394319 Tracon Pharmaceuticals, Inc. TCON 0001849760 Johnson-Pratt Lisa C/O TRACON PHARMACEUTICALS, INC. 4350 LA JOLLA VILLAGE DRIVE, STE 800 SAN DIEGO CA 92122 1 0 0 0 Employee Stock Option (Right to Buy) 8.93 2021-03-02 4 A 0 21000 0.00 A 2031-03-01 Common Stock 21000 21000 D One-third of the shares subject to the stock option shall vest on each anniversary of the grant date identified in Column 3 above. /s/ Scott B. Brown, Attorney-in-Fact 2021-03-08