0001104659-23-077674.txt : 20230703
0001104659-23-077674.hdr.sgml : 20230703
20230703170540
ACCESSION NUMBER: 0001104659-23-077674
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221216
FILED AS OF DATE: 20230703
DATE AS OF CHANGE: 20230703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lucresca SE
CENTRAL INDEX KEY: 0001394212
STATE OF INCORPORATION: C4
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40573
FILM NUMBER: 231065870
BUSINESS ADDRESS:
STREET 1: ROOSEVELTPLATZ 4-5
STREET 2: TOP 10
CITY: VIENNA
STATE: C4
ZIP: A-1090
BUSINESS PHONE: 43 1 98650 105
MAIL ADDRESS:
STREET 1: ROOSEVELTPLATZ 4-5
STREET 2: TOP 10
CITY: VIENNA
STATE: C4
ZIP: A-1090
FORMER NAME:
FORMER CONFORMED NAME: Donata Holding SE
DATE OF NAME CHANGE: 20070323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Agnaten SE
CENTRAL INDEX KEY: 0001579044
STATE OF INCORPORATION: C4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40573
FILM NUMBER: 231065871
BUSINESS ADDRESS:
STREET 1: ROOSEVELTPLATZ 4-5
STREET 2: TOP 10
CITY: VIENNA
STATE: C4
ZIP: A-1090
BUSINESS PHONE: 43-1-98650-100
MAIL ADDRESS:
STREET 1: ROOSEVELTPLATZ 4-5
STREET 2: TOP 10
CITY: VIENNA
STATE: C4
ZIP: A-1090
FORMER NAME:
FORMER CONFORMED NAME: Parentes Holding SE
DATE OF NAME CHANGE: 20130611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAB Holdings B.V.
CENTRAL INDEX KEY: 0001579134
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40573
FILM NUMBER: 231065875
BUSINESS ADDRESS:
STREET 1: PIET HEINKADE 55
CITY: AMSTERDAM
STATE: P7
ZIP: NL 1019 GM
BUSINESS PHONE: 31 202 355 000
MAIL ADDRESS:
STREET 1: PIET HEINKADE 55
CITY: AMSTERDAM
STATE: P7
ZIP: NL 1019 GM
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAB Holding Co s.a r.l.
CENTRAL INDEX KEY: 0001621428
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40573
FILM NUMBER: 231065873
BUSINESS ADDRESS:
STREET 1: 5 RUE GOETHE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-1637
BUSINESS PHONE: 352 27 177 539
MAIL ADDRESS:
STREET 1: 5 RUE GOETHE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-1637
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Joh. A. Benckiser B.V.
CENTRAL INDEX KEY: 0001746867
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40573
FILM NUMBER: 231065872
BUSINESS ADDRESS:
STREET 1: OOSTERDOCKSSTRAAT 80
CITY: AMSTERDAM
STATE: P7
ZIP: 1011DK
BUSINESS PHONE: 31 235 62 65 20
MAIL ADDRESS:
STREET 1: OOSTERDOCKSSTRAAT 80
CITY: AMSTERDAM
STATE: P7
ZIP: 1011DK
FORMER NAME:
FORMER CONFORMED NAME: Donata Holdings B.V.
DATE OF NAME CHANGE: 20180717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAB Investments S.a r.l.
CENTRAL INDEX KEY: 0001747036
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40573
FILM NUMBER: 231065874
BUSINESS ADDRESS:
STREET 1: OOSTERDOCKSSTRAAT 80
CITY: AMSTERDAM
STATE: P7
ZIP: 1011DK
BUSINESS PHONE: 31 235 62 65 20
MAIL ADDRESS:
STREET 1: OOSTERDOCKSSTRAAT 80
CITY: AMSTERDAM
STATE: P7
ZIP: 1011DK
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Krispy Kreme, Inc.
CENTRAL INDEX KEY: 0001857154
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FOOD STORES [5400]
IRS NUMBER: 000000000
BUSINESS ADDRESS:
STREET 1: 2116 HAWKINS STREET
CITY: CHARLOTTE
STATE: NC
ZIP: 28203
BUSINESS PHONE: (800) 457-4779
MAIL ADDRESS:
STREET 1: 2116 HAWKINS STREET
CITY: CHARLOTTE
STATE: NC
ZIP: 28203
FORMER COMPANY:
FORMER CONFORMED NAME: Krispy Kreme Holdco, Inc.
DATE OF NAME CHANGE: 20210426
FORMER COMPANY:
FORMER CONFORMED NAME: Krispy Kreme Holdco Inc.
DATE OF NAME CHANGE: 20210414
4
1
tm227044-1_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2022-12-16
0
0001857154
Krispy Kreme, Inc.
DNUT
0001579134
JAB Holdings B.V.
PIET HEINKADE 55
AMSTERDAM
P7
1019 GM
NETHERLANDS
0
0
1
0
0001747036
JAB Investments S.a r.l.
4, RUE JEAN MONNET
LUXEMBOURG
N4
L-2180
LUXEMBOURG
0
0
1
0
0001621428
JAB Holding Co s.a r.l.
4, RUE JEAN MONNET
LUXEMBOURG
N4
L-2180
LUXEMBOURG
0
0
1
0
0001746867
Joh. A. Benckiser B.V.
PIET HEINKADE 55
AMSTERDAM
P7
1019 GM
NETHERLANDS
0
0
1
0
0001579044
Agnaten SE
4, RUE JEAN MONNET
LUXEMBOURG
N4
L-2180
LUXEMBOURG
0
0
1
0
0001394212
Lucresca SE
4, RUE JEAN MONNET
LUXEMBOURG
N4
L-2180
LUXEMBOURG
0
0
1
0
0
Common Stock, par value $0.01 per share
74885435
I
See footnotes.
Cash-Settled Total Return Swap
2022-12-16
4
P
1
8000000
12.2017
A
Common Stock
8000000
16500000
D
Cash-Settled Total Return Swap
2023-06-29
4
P
1
6895120
14.5030
A
Common Stock
6895120
23395120
D
These shares (the "Shares") of common stock, par value $0.01 per share (the "Common Stock"), of Krispy Kreme, Inc. (the "Company") are held and beneficially owned by JAB Indulgence B.V., a direct or indirect subsidiary of each Reporting Person herein. As such, each Reporting Person herein may be deemed a beneficial owner of Shares held by JAB Indulgence B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.
JAB Holdings B.V. entered into a long cash-settled total return equity swap (the "BNP Paribas Long Swap") with BNP Paribas, providing for the establishment of long exposure with respect to a notional amount of Shares up to 8,000,000 Shares (the "BNP Paribas Subject Shares") in the aggregate that provides JAB Holdings B.V. with economic results that are comparable to the economic results of ownership of the BNP Paribas Subject Shares. All balances will be exclusively cash settled. The BNP Paribas Long Swap has a term of approximately three years, although JAB Holdings B.V. has the right to terminate and close out the BNP Paribas Long Swap during certain specified earlier periods if it so chooses.
The price reported in Column 8 reflects the reference price of the BNP Paribas Subject Shares upon the establishment of the BNP Paribas Long Swap position.
JAB Holdings B.V. entered into a long cash-settled total return equity swap (the "Santander Long Swap" and together with the BNP Paribas Long Swap, the "Long Swaps") with Banco Santander, S.A. ("Santander"), providing for the establishment of long exposure with respect to a notional amount of Shares up to the number of Shares purchased by Santander with an aggregate initial price not to exceed $100,000,000 (the "Santander Subject Shares" and together with the BNP Paribas Subject Shares, the "Subject Shares") that provides JAB Holdings B.V. with economic results that are comparable to the economic results of ownership of the Santander Subject Shares. All balances will be exclusively cash settled. The Santander Long Swap has a term of approximately three years, although JAB Holdings B.V. has the right to terminate and close out the Santander Long Swap during certain specified earlier periods if it so chooses.
The price reported in Column 8 reflects the reference price of the Santander Subject Shares upon the establishment of the Santander Long Swap position.
The Long Swaps (but not the Subject Shares referenced thereby) are owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein. The Long Swaps do not give JAB Holdings B.V. direct or indirect voting, investment or dispositive control over any securities of the Company or require BNP Paribas or Santander, as applicable, to acquire, hold, vote or dispose of any securities of the Company. Each Reporting Person disclaims beneficial ownership of the securities reported herein, including the Subject Shares, except to the extent of its pecuniary interest therein, and this Form 4 shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
/s/ Luuk Hoogeveen, Managing Director of JAB Holdings B.V.; /s/ Frank Engelen, Managing Director of JAB Holdings B.V.
2023-07-03
/s/ Frank Engelen, Manager of JAB Investments s.a r.l.; /s/ Philippe Chenu, Manager of JAB Investments s.a r.l.
2023-07-03
/s/ Frank Engelen, Manager of JAB Holding Company s.a r.l.; /s/ Joachim Creus, Manager of JAB Holding Company s.a r.l.
2023-07-03
/s/ Joachim Creus, Director of Joh. A. Benckiser B.V.; /s/ Frank Engelen, Director of Joh. A. Benckiser B.V.
2023-07-03
/s/ Joachim Creus, Authorized Representative of Lucresca SE
2023-07-03
/s/ Joachim Creus, Authorized Representative of Agnaten SE
2023-07-03