0001104659-23-077674.txt : 20230703 0001104659-23-077674.hdr.sgml : 20230703 20230703170540 ACCESSION NUMBER: 0001104659-23-077674 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221216 FILED AS OF DATE: 20230703 DATE AS OF CHANGE: 20230703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lucresca SE CENTRAL INDEX KEY: 0001394212 STATE OF INCORPORATION: C4 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40573 FILM NUMBER: 231065870 BUSINESS ADDRESS: STREET 1: ROOSEVELTPLATZ 4-5 STREET 2: TOP 10 CITY: VIENNA STATE: C4 ZIP: A-1090 BUSINESS PHONE: 43 1 98650 105 MAIL ADDRESS: STREET 1: ROOSEVELTPLATZ 4-5 STREET 2: TOP 10 CITY: VIENNA STATE: C4 ZIP: A-1090 FORMER NAME: FORMER CONFORMED NAME: Donata Holding SE DATE OF NAME CHANGE: 20070323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Agnaten SE CENTRAL INDEX KEY: 0001579044 STATE OF INCORPORATION: C4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40573 FILM NUMBER: 231065871 BUSINESS ADDRESS: STREET 1: ROOSEVELTPLATZ 4-5 STREET 2: TOP 10 CITY: VIENNA STATE: C4 ZIP: A-1090 BUSINESS PHONE: 43-1-98650-100 MAIL ADDRESS: STREET 1: ROOSEVELTPLATZ 4-5 STREET 2: TOP 10 CITY: VIENNA STATE: C4 ZIP: A-1090 FORMER NAME: FORMER CONFORMED NAME: Parentes Holding SE DATE OF NAME CHANGE: 20130611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAB Holdings B.V. CENTRAL INDEX KEY: 0001579134 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40573 FILM NUMBER: 231065875 BUSINESS ADDRESS: STREET 1: PIET HEINKADE 55 CITY: AMSTERDAM STATE: P7 ZIP: NL 1019 GM BUSINESS PHONE: 31 202 355 000 MAIL ADDRESS: STREET 1: PIET HEINKADE 55 CITY: AMSTERDAM STATE: P7 ZIP: NL 1019 GM REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAB Holding Co s.a r.l. CENTRAL INDEX KEY: 0001621428 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40573 FILM NUMBER: 231065873 BUSINESS ADDRESS: STREET 1: 5 RUE GOETHE CITY: LUXEMBOURG STATE: N4 ZIP: L-1637 BUSINESS PHONE: 352 27 177 539 MAIL ADDRESS: STREET 1: 5 RUE GOETHE CITY: LUXEMBOURG STATE: N4 ZIP: L-1637 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Joh. A. Benckiser B.V. CENTRAL INDEX KEY: 0001746867 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40573 FILM NUMBER: 231065872 BUSINESS ADDRESS: STREET 1: OOSTERDOCKSSTRAAT 80 CITY: AMSTERDAM STATE: P7 ZIP: 1011DK BUSINESS PHONE: 31 235 62 65 20 MAIL ADDRESS: STREET 1: OOSTERDOCKSSTRAAT 80 CITY: AMSTERDAM STATE: P7 ZIP: 1011DK FORMER NAME: FORMER CONFORMED NAME: Donata Holdings B.V. DATE OF NAME CHANGE: 20180717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAB Investments S.a r.l. CENTRAL INDEX KEY: 0001747036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40573 FILM NUMBER: 231065874 BUSINESS ADDRESS: STREET 1: OOSTERDOCKSSTRAAT 80 CITY: AMSTERDAM STATE: P7 ZIP: 1011DK BUSINESS PHONE: 31 235 62 65 20 MAIL ADDRESS: STREET 1: OOSTERDOCKSSTRAAT 80 CITY: AMSTERDAM STATE: P7 ZIP: 1011DK ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Krispy Kreme, Inc. CENTRAL INDEX KEY: 0001857154 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FOOD STORES [5400] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2116 HAWKINS STREET CITY: CHARLOTTE STATE: NC ZIP: 28203 BUSINESS PHONE: (800) 457-4779 MAIL ADDRESS: STREET 1: 2116 HAWKINS STREET CITY: CHARLOTTE STATE: NC ZIP: 28203 FORMER COMPANY: FORMER CONFORMED NAME: Krispy Kreme Holdco, Inc. DATE OF NAME CHANGE: 20210426 FORMER COMPANY: FORMER CONFORMED NAME: Krispy Kreme Holdco Inc. DATE OF NAME CHANGE: 20210414 4 1 tm227044-1_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2022-12-16 0 0001857154 Krispy Kreme, Inc. DNUT 0001579134 JAB Holdings B.V. PIET HEINKADE 55 AMSTERDAM P7 1019 GM NETHERLANDS 0 0 1 0 0001747036 JAB Investments S.a r.l. 4, RUE JEAN MONNET LUXEMBOURG N4 L-2180 LUXEMBOURG 0 0 1 0 0001621428 JAB Holding Co s.a r.l. 4, RUE JEAN MONNET LUXEMBOURG N4 L-2180 LUXEMBOURG 0 0 1 0 0001746867 Joh. A. Benckiser B.V. PIET HEINKADE 55 AMSTERDAM P7 1019 GM NETHERLANDS 0 0 1 0 0001579044 Agnaten SE 4, RUE JEAN MONNET LUXEMBOURG N4 L-2180 LUXEMBOURG 0 0 1 0 0001394212 Lucresca SE 4, RUE JEAN MONNET LUXEMBOURG N4 L-2180 LUXEMBOURG 0 0 1 0 0 Common Stock, par value $0.01 per share 74885435 I See footnotes. Cash-Settled Total Return Swap 2022-12-16 4 P 1 8000000 12.2017 A Common Stock 8000000 16500000 D Cash-Settled Total Return Swap 2023-06-29 4 P 1 6895120 14.5030 A Common Stock 6895120 23395120 D These shares (the "Shares") of common stock, par value $0.01 per share (the "Common Stock"), of Krispy Kreme, Inc. (the "Company") are held and beneficially owned by JAB Indulgence B.V., a direct or indirect subsidiary of each Reporting Person herein. As such, each Reporting Person herein may be deemed a beneficial owner of Shares held by JAB Indulgence B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. JAB Holdings B.V. entered into a long cash-settled total return equity swap (the "BNP Paribas Long Swap") with BNP Paribas, providing for the establishment of long exposure with respect to a notional amount of Shares up to 8,000,000 Shares (the "BNP Paribas Subject Shares") in the aggregate that provides JAB Holdings B.V. with economic results that are comparable to the economic results of ownership of the BNP Paribas Subject Shares. All balances will be exclusively cash settled. The BNP Paribas Long Swap has a term of approximately three years, although JAB Holdings B.V. has the right to terminate and close out the BNP Paribas Long Swap during certain specified earlier periods if it so chooses. The price reported in Column 8 reflects the reference price of the BNP Paribas Subject Shares upon the establishment of the BNP Paribas Long Swap position. JAB Holdings B.V. entered into a long cash-settled total return equity swap (the "Santander Long Swap" and together with the BNP Paribas Long Swap, the "Long Swaps") with Banco Santander, S.A. ("Santander"), providing for the establishment of long exposure with respect to a notional amount of Shares up to the number of Shares purchased by Santander with an aggregate initial price not to exceed $100,000,000 (the "Santander Subject Shares" and together with the BNP Paribas Subject Shares, the "Subject Shares") that provides JAB Holdings B.V. with economic results that are comparable to the economic results of ownership of the Santander Subject Shares. All balances will be exclusively cash settled. The Santander Long Swap has a term of approximately three years, although JAB Holdings B.V. has the right to terminate and close out the Santander Long Swap during certain specified earlier periods if it so chooses. The price reported in Column 8 reflects the reference price of the Santander Subject Shares upon the establishment of the Santander Long Swap position. The Long Swaps (but not the Subject Shares referenced thereby) are owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein. The Long Swaps do not give JAB Holdings B.V. direct or indirect voting, investment or dispositive control over any securities of the Company or require BNP Paribas or Santander, as applicable, to acquire, hold, vote or dispose of any securities of the Company. Each Reporting Person disclaims beneficial ownership of the securities reported herein, including the Subject Shares, except to the extent of its pecuniary interest therein, and this Form 4 shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. /s/ Luuk Hoogeveen, Managing Director of JAB Holdings B.V.; /s/ Frank Engelen, Managing Director of JAB Holdings B.V. 2023-07-03 /s/ Frank Engelen, Manager of JAB Investments s.a r.l.; /s/ Philippe Chenu, Manager of JAB Investments s.a r.l. 2023-07-03 /s/ Frank Engelen, Manager of JAB Holding Company s.a r.l.; /s/ Joachim Creus, Manager of JAB Holding Company s.a r.l. 2023-07-03 /s/ Joachim Creus, Director of Joh. A. Benckiser B.V.; /s/ Frank Engelen, Director of Joh. A. Benckiser B.V. 2023-07-03 /s/ Joachim Creus, Authorized Representative of Lucresca SE 2023-07-03 /s/ Joachim Creus, Authorized Representative of Agnaten SE 2023-07-03