0001104659-20-137022.txt : 20201217 0001104659-20-137022.hdr.sgml : 20201217 20201217204500 ACCESSION NUMBER: 0001104659-20-137022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201215 FILED AS OF DATE: 20201217 DATE AS OF CHANGE: 20201217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAB Holdings B.V. CENTRAL INDEX KEY: 0001579134 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33829 FILM NUMBER: 201397743 BUSINESS ADDRESS: STREET 1: OOSTERDOKSSTRAAT 80 CITY: AMSTERDAM STATE: P7 ZIP: NL 1011 DK BUSINESS PHONE: 31-23-2302883 MAIL ADDRESS: STREET 1: OOSTERDOKSSTRAAT 80 CITY: AMSTERDAM STATE: P7 ZIP: NL 1011 DK REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAB Investments S.a r.l. CENTRAL INDEX KEY: 0001747036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33829 FILM NUMBER: 201397744 BUSINESS ADDRESS: STREET 1: OOSTERDOCKSSTRAAT 80 CITY: AMSTERDAM STATE: P7 ZIP: 1011DK BUSINESS PHONE: 31 235 62 65 20 MAIL ADDRESS: STREET 1: OOSTERDOCKSSTRAAT 80 CITY: AMSTERDAM STATE: P7 ZIP: 1011DK REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAB Holding Co s.a r.l. CENTRAL INDEX KEY: 0001621428 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33829 FILM NUMBER: 201397745 BUSINESS ADDRESS: STREET 1: 5 RUE GOETHE CITY: LUXEMBOURG STATE: N4 ZIP: L-1637 BUSINESS PHONE: 352 27 177 539 MAIL ADDRESS: STREET 1: 5 RUE GOETHE CITY: LUXEMBOURG STATE: N4 ZIP: L-1637 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Joh. A. Benckiser B.V. CENTRAL INDEX KEY: 0001746867 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33829 FILM NUMBER: 201397746 BUSINESS ADDRESS: STREET 1: OOSTERDOCKSSTRAAT 80 CITY: AMSTERDAM STATE: P7 ZIP: 1011DK BUSINESS PHONE: 31 235 62 65 20 MAIL ADDRESS: STREET 1: OOSTERDOCKSSTRAAT 80 CITY: AMSTERDAM STATE: P7 ZIP: 1011DK FORMER NAME: FORMER CONFORMED NAME: Donata Holdings B.V. DATE OF NAME CHANGE: 20180717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Agnaten SE CENTRAL INDEX KEY: 0001579044 STATE OF INCORPORATION: C4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33829 FILM NUMBER: 201397747 BUSINESS ADDRESS: STREET 1: ROOSEVELTPLATZ 4-5 STREET 2: TOP 10 CITY: VIENNA STATE: C4 ZIP: A-1090 BUSINESS PHONE: 43-1-98650-100 MAIL ADDRESS: STREET 1: ROOSEVELTPLATZ 4-5 STREET 2: TOP 10 CITY: VIENNA STATE: C4 ZIP: A-1090 FORMER NAME: FORMER CONFORMED NAME: Parentes Holding SE DATE OF NAME CHANGE: 20130611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lucresca SE CENTRAL INDEX KEY: 0001394212 STATE OF INCORPORATION: C4 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33829 FILM NUMBER: 201397748 BUSINESS ADDRESS: STREET 1: ROOSEVELTPLATZ 4-5 STREET 2: TOP 10 CITY: VIENNA STATE: C4 ZIP: A-1090 BUSINESS PHONE: 43 1 98650 105 MAIL ADDRESS: STREET 1: ROOSEVELTPLATZ 4-5 STREET 2: TOP 10 CITY: VIENNA STATE: C4 ZIP: A-1090 FORMER NAME: FORMER CONFORMED NAME: Donata Holding SE DATE OF NAME CHANGE: 20070323 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Keurig Dr Pepper Inc. CENTRAL INDEX KEY: 0001418135 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 753258232 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 53 SOUTH AVENUE CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 781-418-7000 MAIL ADDRESS: STREET 1: 53 SOUTH AVENUE CITY: BURLINGTON STATE: MA ZIP: 01803 FORMER COMPANY: FORMER CONFORMED NAME: Dr Pepper Snapple Group, Inc. DATE OF NAME CHANGE: 20080108 FORMER COMPANY: FORMER CONFORMED NAME: CSAB Inc. DATE OF NAME CHANGE: 20071109 4 1 tm2038827d1_4.xml OWNERSHIP DOCUMENT X0306 4 2020-12-15 0 0001418135 Keurig Dr Pepper Inc. KDP 0001579134 JAB Holdings B.V. PIET HEINKADE 55 AMSTERDAM P7 1019 GM NETHERLANDS 0 0 1 0 0001747036 JAB Investments S.a r.l. 4, RUE JEAN MONNET LUXEMBOURG N4 L-2180 LUXEMBOURG 0 0 1 0 0001621428 JAB Holding Co s.a r.l. 4, RUE JEAN MONNET LUXEMBOURG N4 L-2180 LUXEMBOURG 0 0 1 0 0001746867 Joh. A. Benckiser B.V. OOSTERDOKSSTRAAT 80 AMSTERDAM P7 1011 DK NETHERLANDS 0 0 1 0 0001579044 Agnaten SE 4, RUE JEAN MONNET LUXEMBOURG N4 L-2180 LUXEMBOURG 0 0 1 0 0001394212 Lucresca SE 4, RUE JEAN MONNET LUXEMBOURG N4 L-2180 LUXEMBOURG 0 0 1 0 Common Stock, par value $0.01 per share 2020-12-15 4 J 0 2712255 D 12067745 D Common Stock, par value $0.01 per share 2020-12-15 4 J 0 2712255 A 466301200 I See footnote Common Stock, par value $0.01 per share 2020-12-17 4 J 0 35385 D 12032360 D Common Stock, par value $0.01 per share 2020-12-17 4 J 0 35385 A 466301200 I See footnote JAB Holdings B.V. ("JAB Holdings") agreed to exchange (the "Exchanges"), (i) on December 15, 2020, 2,712,255 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") and (ii) on December 17, 2020, 35,385 Shares, held directly by JAB Holdings, for minority shareholders' equity interests in Acorn Holdings B.V. ("Acorn"). There was no net change in JAB Holdings' total pecuniary interest in the Shares. The Exchanges are part of the Reporting Persons' previously disclosed intention to convert the final portion of Acorn's minority shareholders' shares into Shares held directly. The Shares received by the minority shareholders of Acorn in the Exchanges will be subject to a lock-up arrangement pursuant to which up to one-third of the Shares may be sold on or after June 19, 2021, up to another one-third of the Shares may be sold on or after August 28, 2021 and the remaining one-third of the Shares may be sold on or after November 28, 2021. These Shares are held by JAB Holdings. On the basis of each other Reporting Person's direct or indirect interest in JAB Holdings, each other Reporting Person herein may be deemed a beneficial owner of Shares held by JAB Holdings. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. These Shares are held by Maple Holdings B.V. ("Maple Holdings"). On the basis of each Reporting Person's indirect interest in Maple Holdings, each Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein. /s/ Joachim Creus, Director of JAB Holdings B.V.; /s/ Frank Engelen, Director of JAB Holdings B.V. 2020-12-17 /s/ Joachim Creus, Manager of JAB Investments s.a r.l.; /s/ Philippe Chenu, Manager of JAB Investments s.a r.l. 2020-12-17 /s/ Constantin Thun, Manager of JAB Holding Company s.a r.l.; /s/ Joachim Creus, Manager of JAB Holding Company s.a r.l. 2020-12-17 /s/ Joachim Creus, Director of Joh. A. Benckiser B.V.; /s/ Frank Engelen, Director of Joh. A. Benckiser B.V. 2020-12-17 /s/ Joachim Creus, Authorized Representative of Lucresca SE 2020-12-17 /s/ Joachim Creus, Authorized Representative of Agnaten SE 2020-12-17