0001104659-20-096950.txt : 20200819
0001104659-20-096950.hdr.sgml : 20200819
20200819171543
ACCESSION NUMBER: 0001104659-20-096950
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200817
FILED AS OF DATE: 20200819
DATE AS OF CHANGE: 20200819
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lucresca SE
CENTRAL INDEX KEY: 0001394212
STATE OF INCORPORATION: C4
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33829
FILM NUMBER: 201117824
BUSINESS ADDRESS:
STREET 1: ROOSEVELTPLATZ 4-5
STREET 2: TOP 10
CITY: VIENNA
STATE: C4
ZIP: A-1090
BUSINESS PHONE: 43 1 98650 105
MAIL ADDRESS:
STREET 1: ROOSEVELTPLATZ 4-5
STREET 2: TOP 10
CITY: VIENNA
STATE: C4
ZIP: A-1090
FORMER NAME:
FORMER CONFORMED NAME: Donata Holding SE
DATE OF NAME CHANGE: 20070323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Agnaten SE
CENTRAL INDEX KEY: 0001579044
STATE OF INCORPORATION: C4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33829
FILM NUMBER: 201117825
BUSINESS ADDRESS:
STREET 1: ROOSEVELTPLATZ 4-5
STREET 2: TOP 10
CITY: VIENNA
STATE: C4
ZIP: A-1090
BUSINESS PHONE: 43-1-98650-100
MAIL ADDRESS:
STREET 1: ROOSEVELTPLATZ 4-5
STREET 2: TOP 10
CITY: VIENNA
STATE: C4
ZIP: A-1090
FORMER NAME:
FORMER CONFORMED NAME: Parentes Holding SE
DATE OF NAME CHANGE: 20130611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Joh. A. Benckiser B.V.
CENTRAL INDEX KEY: 0001746867
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33829
FILM NUMBER: 201117826
BUSINESS ADDRESS:
STREET 1: OOSTERDOCKSSTRAAT 80
CITY: AMSTERDAM
STATE: P7
ZIP: 1011DK
BUSINESS PHONE: 31 235 62 65 20
MAIL ADDRESS:
STREET 1: OOSTERDOCKSSTRAAT 80
CITY: AMSTERDAM
STATE: P7
ZIP: 1011DK
FORMER NAME:
FORMER CONFORMED NAME: Donata Holdings B.V.
DATE OF NAME CHANGE: 20180717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAB Holding Co s.a r.l.
CENTRAL INDEX KEY: 0001621428
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33829
FILM NUMBER: 201117827
BUSINESS ADDRESS:
STREET 1: 5 RUE GOETHE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-1637
BUSINESS PHONE: 352 27 177 539
MAIL ADDRESS:
STREET 1: 5 RUE GOETHE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-1637
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAB Investments S.a r.l.
CENTRAL INDEX KEY: 0001747036
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33829
FILM NUMBER: 201117828
BUSINESS ADDRESS:
STREET 1: OOSTERDOCKSSTRAAT 80
CITY: AMSTERDAM
STATE: P7
ZIP: 1011DK
BUSINESS PHONE: 31 235 62 65 20
MAIL ADDRESS:
STREET 1: OOSTERDOCKSSTRAAT 80
CITY: AMSTERDAM
STATE: P7
ZIP: 1011DK
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAB Forest B.V.
CENTRAL INDEX KEY: 0001576735
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33829
FILM NUMBER: 201117829
BUSINESS ADDRESS:
STREET 1: OUDE WEG 147
STREET 2: NL - 2031 CC HAARLEM
CITY: HAARLEM, THE NETHERLANDS
STATE: P7
ZIP: 2031
BUSINESS PHONE: 352 22 9999 5178
MAIL ADDRESS:
STREET 1: OUDE WEG 147
STREET 2: NL - 2031 CC HAARLEM
CITY: HAARLEM, THE NETHERLANDS
STATE: P7
ZIP: 2031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAB Holdings B.V.
CENTRAL INDEX KEY: 0001579134
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33829
FILM NUMBER: 201117830
BUSINESS ADDRESS:
STREET 1: OOSTERDOKSSTRAAT 80
CITY: AMSTERDAM
STATE: P7
ZIP: NL 1011 DK
BUSINESS PHONE: 31-23-2302883
MAIL ADDRESS:
STREET 1: OOSTERDOKSSTRAAT 80
CITY: AMSTERDAM
STATE: P7
ZIP: NL 1011 DK
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Keurig Dr Pepper Inc.
CENTRAL INDEX KEY: 0001418135
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 753258232
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 53 SOUTH AVENUE
CITY: BURLINGTON
STATE: MA
ZIP: 01803
BUSINESS PHONE: 781-418-7000
MAIL ADDRESS:
STREET 1: 53 SOUTH AVENUE
CITY: BURLINGTON
STATE: MA
ZIP: 01803
FORMER COMPANY:
FORMER CONFORMED NAME: Dr Pepper Snapple Group, Inc.
DATE OF NAME CHANGE: 20080108
FORMER COMPANY:
FORMER CONFORMED NAME: CSAB Inc.
DATE OF NAME CHANGE: 20071109
4
1
tm2028979-3_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-08-17
0
0001418135
Keurig Dr Pepper Inc.
KDP
0001579134
JAB Holdings B.V.
PIET HEINKADE 55
AMSTERDAM
P7
1019 GM
NETHERLANDS
0
0
1
0
0001576735
JAB Forest B.V.
PIET HEINKADE 55
AMSTERDAM
P7
1019 GM
NETHERLANDS
0
0
1
0
0001747036
JAB Investments S.a r.l.
4, RUE JEAN MONNET
LUXEMBOURG
N4
L-2180
LUXEMBOURG
0
0
1
0
0001621428
JAB Holding Co s.a r.l.
4, RUE JEAN MONNET
LUXEMBOURG
N4
L-2180
LUXEMBOURG
0
0
1
0
0001746867
Joh. A. Benckiser B.V.
OOSTERDOKSSTRAAT 80
AMSTERDAM
P7
1011 DK
NETHERLANDS
0
0
1
0
0001579044
Agnaten SE
ROOSEVELTPLATZ 4-5
TOP 10
VIENNA
C4
A-1090
AUSTRIA
0
0
1
0
0001394212
Lucresca SE
ROOSEVELTPLATZ 4-5
TOP 10
VIENNA
C4
A-1090
AUSTRIA
0
0
1
0
Common Stock, par value $0.01 per share
2020-08-17
4
S
0
45000000
29.00
D
681084122
I
See Footnote
Common Stock, par value $0.01 per share
14780000
D
On August 17, 2020, Maple Holdings B.V. agreed to sell (the "Share Sale") 45,000,000 shares of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. (the "Shares") to Goldman Sachs & Co. LLC (the "Underwriter"), pursuant to an Underwriting Agreement, by and among Maple Holdings B.V., Keurig Dr Pepper Inc. and the Underwriter.
On the basis of JAB Forest B.V.'s beneficial ownership of Acorn Holdings B.V., the Share Sale may be deemed a sale of Shares by each Reporting Person herein to the extent of such Reporting Person's pecuniary interest therein.
These Shares are held by Maple Holdings B.V. On the basis of JAB Forest B.V.'s beneficial ownership of Acorn Holdings B.V., each Reporting Person herein may be deemed a beneficial owner of Shares held by Maple Holdings B.V. Each of the Reporting Persons disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.
These Shares are held and beneficially owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein, other than JAB Forest B.V. As such, each other Reporting Person herein, other than JAB Forest B.V., may be deemed a beneficial owner of Shares held by JAB Holdings B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.
To satisfy obligations that may arise under Section 16(b) of the Securities Exchange Act of 1934 in connection with, on the one hand, the transactions reported herein and, on the other hand, the March 9, 2020 purchase of 7,400,000 Shares and the May 22, 2020 purchase of 7,380,000 Shares reported by the Reporting Persons on March 11, 2020 and May 22, 2020, respectively, in each case in a Form 4 filed with the Securities and Exchange Commission (the "Commission"), on August 19, 2020 JAB Holdings paid $6,738,202 to KDP by wire transfer of immediately available funds.
As disclosed by the Reporting Persons in the Forms 4 filed with the Commission on May 22, 2020 and June 11, 2020, JAB Holdings previously paid $740,000 and $21,343,798, respectively, to KDP in respect of any such obligations arising in connection with the transactions reported in Forms 4 filed with the Commission on March 11, 2020, May 22, 2020 and June 11, 2020.
/s/ Joachim Creus, Director of JAB Holdings B.V. in its capacity as Managing Director of JAB Forest B.V.; /s/ Fabien Simon, Director of JAB Holdings B.V. in its capacity as Managing Director of JAB Forest B.V.
2020-08-19
/s/ Joachim Creus, Director of JAB Holdings B.V.; /s/ Fabien Simon, Director of JAB Holdings B.V.
2020-08-19
/s/ Joachim Creus, Manager of JAB Investments s.a r.l.; /s/ Philippe Chenu, Manager of JAB Investments s.a r.l.
2020-08-19
/s/ Constantin Thun, Manager of JAB Holding Company s.a r.l.; /s/ Joachim Creus, Manager of JAB Holding Company s.a r.l.
2020-08-19
/s/ Joachim Creus, Director of Joh. A. Benckiser B.V.; /s/ Fabien Simon, Director of Joh. A. Benckiser B.V.
2020-08-19
/s/ Joachim Creus, Authorized Representative of Lucresca SE
2020-08-19
/s/ Joachim Creus, Authorized Representative of Agnaten SE
2020-08-19