8-K 1 dfrh20130505_8k.htm FORM 8-K dfrh20130505_8k.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 


 FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 3, 2013

 


 

DIVERSIFIED RESTAURANT HOLDINGS, INC.

 

(Name of registrant in its charter)

 


 

Nevada

  

000-53577

  

03-0606420

(State or other jurisdiction of

 incorporation)

  

(Commission File Number)

  

(IRS Employer Identification No.)

  

  

27680 Franklin Road

Southfield, MI 48034

  

  

(Address of principal executive offices)

 

Registrant's telephone number:  (248) 223-9160


Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[   ]

Written communications pursuant to Rule 425 under the Securities Act

 

[   ]

Soliciting material pursuant to Rule 14a-12 under the Exchange Act

 

[   ]

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

 

[   ]

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

 
 

 

 

Item 8.01 Other Events.

 

On May 3, 2013, Diversified Restaurant Holdings, Inc. (the “Company”) closed the exercise in full of the underwriters’ over-allotment option for 900,000 shares of its common stock at a price to the public of $5.00 per share in connection with its recently completed follow-on equity offering.

 

A copy of a press release announcing the closing of the overallotment option dated May 6, 2013, is attached as Exhibit 99.1 to this report and is incorporated herein by reference.

 

Item 9.01 Financial Statement and Exhibits.

 

(d) Exhibits.

 

Exhibit No.

Description

 

 

99.1

Press release, dated May 6, 2013

 

 

SIGNATURES

 

In accordance with Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

DIVERSIFIED RESTAURANT

HOLDINGS, INC.

 

 

 

 

 

Dated:  May 6, 2013

By:

 /s/ David G. Burke

 

 

Name: 

David G. Burke

 

 

Title: 

Chief Financial Officer (Principal   

Financial and Accounting Officer)