Nevada | 03-0606420 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification Number) |
Large accelerated filer ¨ | Accelerated filer þ | Non-accelerated filer ¨ | Smaller reporting company ¨ |
EXHIBIT NO. | EXHIBIT DESCRIPTION |
2.1 | Asset Purchase Agreement dated May 13, 2015 (filed as an exhibit to the Company's Form 8-K, as filed with the Securities and Exchange Commission on July 1, 2015, and incorporated herein by this reference). |
3.1 | Certificate of Incorporation (filed as an exhibit to the Company's Registration Statement on Form S-1, as filed with the Securities and Exchange Commission on August 10, 2007, and incorporated herein by this reference). |
3.2 | Amended and Restated Bylaws (filed as an exhibit to the Company's Form 8-K, as filed with the Securities and Exchange Commission on August 29, 2012, and incorporated herein by this reference). |
3.3 | First Amendment to the Amended and Restated Bylaws (filed as an exhibit to the Company's Form 8-K, as filed with the Securities and Exchange Commission on October 31, 2012, and incorporated herein by this reference). |
10.1 | Credit Agreement dated June 29, 2015 (filed as an exhibit to the Company's Form 8-K, as filed with the Securities and Exchange Commission on July 1, 2015, and incorporated herein by this reference). |
31.1 | Certification of Chief Executive Officer pursuant to Rule 13a-14(a). |
31.2 | Certification Chief Financial Officer pursuant to Rule 13a-14(a). |
32.1 | Certification Chief Executive Officer pursuant to 18 U.S.C. Section 1350. |
32.2 | Certification Chief Financial Officer pursuant to 18 U.S.C. Section 1350. |
101.INS | XBRL Instance Document (filed as an exhibit to the Original Filing, and incorporated herein by this reference) |
101.SCH | XBRL Taxonomy Extension Schema Document (filed as an exhibit to the Original Filing, and incorporated herein by this reference) |
101.CAL | XBRL Taxonomy Extension Calculation Document (filed as an exhibit to the Original Filing, and incorporated herein by this reference) |
101.DEF | XBRL Taxonomy Extension Definition Document (filed as an exhibit to the Original Filing, and incorporated herein by this reference) |
101.LAB | XBRL Taxonomy Extension Label Document (filed as an exhibit to the Original Filing, and incorporated herein by this reference) |
101.PRE | XBRL Taxonomy Extension Presentation Document (filed as an exhibit to the Original Filing, and incorporated herein by this reference) |
EXHIBIT NO. | EXHIBIT DESCRIPTION |
2.1 | Asset Purchase Agreement dated May 13, 2015 (filed as an exhibit to the Company's Form 8-K, as filed with the Securities and Exchange Commission on July 1, 2015, and incorporated herein by this reference). |
3.1 | Certificate of Incorporation (filed as an exhibit to the Company's Registration Statement on Form S-1, as filed with the Securities and Exchange Commission on August 10, 2007, and incorporated herein by this reference). |
3.2 | Amended and Restated Bylaws (filed as an exhibit to the Company's Form 8-K, as filed with the Securities and Exchange Commission on August 29, 2012, and incorporated herein by this reference). |
3.3 | First Amendment to the Amended and Restated Bylaws (filed as an exhibit to the Company's Form 8-K, as filed with the Securities and Exchange Commission on October 31, 2012, and incorporated herein by this reference). |
10.1 | Credit Agreement dated June 29, 2015 (filed as an exhibit to the Company's Form 8-K, as filed with the Securities and Exchange Commission on July 1, 2015, and incorporated herein by this reference). |
31.1 | Certification of Chief Executive Officer pursuant to Rule 13a-14(a). |
31.2 | Certification Chief Financial Officer pursuant to Rule 13a-14(a). |
32.1 | Certification Chief Executive Officer pursuant to 18 U.S.C. Section 1350. |
32.2 | Certification Chief Financial Officer pursuant to 18 U.S.C. Section 1350. |
101.INS | XBRL Instance Document (filed as an exhibit to the Original Filing, and incorporated herein by this reference) |
101.SCH | XBRL Taxonomy Extension Schema Document (filed as an exhibit to the Original Filing, and incorporated herein by this reference) |
101.CAL | XBRL Taxonomy Extension Calculation Document (filed as an exhibit to the Original Filing, and incorporated herein by this reference) |
101.DEF | XBRL Taxonomy Extension Definition Document (filed as an exhibit to the Original Filing, and incorporated herein by this reference) |
101.LAB | XBRL Taxonomy Extension Label Document (filed as an exhibit to the Original Filing, and incorporated herein by this reference) |
101.PRE | XBRL Taxonomy Extension Presentation Document (filed as an exhibit to the Original Filing, and incorporated herein by this reference) |
(a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
(b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
(c) | Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
(d) | Disclosed in this report any change in the registrant's internal control over financing reporting that occurred during the registrant's most recent fiscal quarter (the registrant's fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and |
(a) | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonable likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and |
(b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. |
Dated: October 28, 2015 | DIVERSIFIED RESTAURANT HOLDINGS, INC. | ||
By: | /s/ T. Michael Ansley | ||
T. Michael Ansley Chairman of the Board, President and Chief Executive Officer (Principal Executive Officer) |
(a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
(b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
(c) | Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
(d) | Disclosed in this report any change in the registrant's internal control over financing reporting that occurred during the registrant's most recent fiscal quarter (the registrant's fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and |
(a) | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonable likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and |
(b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. |
Dated: October 28, 2015 | DIVERSIFIED RESTAURANT HOLDINGS, INC. | ||
By: | /s/ David G. Burke | ||
David G. Burke Treasurer and Chief Financial Officer (Principal Financial Officer) |
Dated: October 28, 2015 | DIVERSIFIED RESTAURANT HOLDINGS, INC. | ||
By: | /s/ T. Michael Ansley | ||
T. Michael Ansley Chairman of the Board, President, and Chief Executive Officer (Principal Executive Officer) |
Dated: October 28, 2015 | DIVERSIFIED RESTAURANT HOLDINGS, INC. | ||
By: | /s/ David G. Burke | ||
David G. Burke Treasurer and Chief Financial Officer (Principal Financial Officer) |