0001209191-23-007656.txt : 20230207 0001209191-23-007656.hdr.sgml : 20230207 20230207180501 ACCESSION NUMBER: 0001209191-23-007656 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230203 FILED AS OF DATE: 20230207 DATE AS OF CHANGE: 20230207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ison James CENTRAL INDEX KEY: 0001729652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38371 FILM NUMBER: 23596418 MAIL ADDRESS: STREET 1: 2235 ENTERPRISE STREET STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 FORMER NAME: FORMER CONFORMED NAME: Ison Jim DATE OF NAME CHANGE: 20180129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ONE STOP SYSTEMS, INC. CENTRAL INDEX KEY: 0001394056 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 330885351 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2235 ENTERPRISE ST STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 BUSINESS PHONE: 760-745-9883 MAIL ADDRESS: STREET 1: 2235 ENTERPRISE ST STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 FORMER COMPANY: FORMER CONFORMED NAME: ONE STOP SYSTEMS INC DATE OF NAME CHANGE: 20070322 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-03 0 0001394056 ONE STOP SYSTEMS, INC. OSS 0001729652 Ison James 2235 ENTERPRISE STREET #110 ESCONDIDO CA 92029 0 1 0 0 Chief Sales/Marketing Officer Common Stock 2023-02-03 4 M 0 18261 0.46 A 116099 I By Trust Common Stock 76834 D Employee Stock Option (right to buy) 0.46 2023-02-03 4 M 0 18261 0.00 D 2024-07-15 Common Stock 18261 14587 D These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust. Includes 76,834 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. The option is fully vested. /s/James Ison 2023-02-07