0001209191-22-007631.txt : 20220207 0001209191-22-007631.hdr.sgml : 20220207 20220207200659 ACCESSION NUMBER: 0001209191-22-007631 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220203 FILED AS OF DATE: 20220207 DATE AS OF CHANGE: 20220207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ison James CENTRAL INDEX KEY: 0001729652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38371 FILM NUMBER: 22598998 MAIL ADDRESS: STREET 1: 2235 ENTERPRISE STREET STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 FORMER NAME: FORMER CONFORMED NAME: Ison Jim DATE OF NAME CHANGE: 20180129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ONE STOP SYSTEMS, INC. CENTRAL INDEX KEY: 0001394056 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 330885351 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2235 ENTERPRISE ST STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 BUSINESS PHONE: 760-745-9883 MAIL ADDRESS: STREET 1: 2235 ENTERPRISE ST STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 FORMER COMPANY: FORMER CONFORMED NAME: ONE STOP SYSTEMS INC DATE OF NAME CHANGE: 20070322 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-02-03 0 0001394056 ONE STOP SYSTEMS, INC. OSS 0001729652 Ison James 2235 ENTERPRISE STREET #110 ESCONDIDO CA 92029 0 1 0 0 Chief Sales/Marketing Officer Common Stock 2022-02-03 4 A 0 56000 0.00 A 97667 D Common Stock 67938 I By Trust Represents 56,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as an executive officer of the Issuer, which restricted stock units are subject to vesting conditions. Consists of 97,667 unvested restricted stock units held by the reporting person, all of which remain subject to certain vesting conditions. These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. /s/ James Ison 2022-02-07