0001209191-21-052623.txt : 20210819 0001209191-21-052623.hdr.sgml : 20210819 20210819182432 ACCESSION NUMBER: 0001209191-21-052623 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210818 FILED AS OF DATE: 20210819 DATE AS OF CHANGE: 20210819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ison James CENTRAL INDEX KEY: 0001729652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38371 FILM NUMBER: 211191254 MAIL ADDRESS: STREET 1: 2235 ENTERPRISE STREET STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 FORMER NAME: FORMER CONFORMED NAME: Ison Jim DATE OF NAME CHANGE: 20180129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ONE STOP SYSTEMS, INC. CENTRAL INDEX KEY: 0001394056 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 330885351 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2235 ENTERPRISE ST STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 BUSINESS PHONE: 760-745-9883 MAIL ADDRESS: STREET 1: 2235 ENTERPRISE ST STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 FORMER COMPANY: FORMER CONFORMED NAME: ONE STOP SYSTEMS INC DATE OF NAME CHANGE: 20070322 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-08-18 0 0001394056 ONE STOP SYSTEMS, INC. OSS 0001729652 Ison James 2235 ENTERPRISE STREET #110 ESCONDIDO CA 92029 0 1 0 0 Chief Sales/Marketing Officer Common Stock 2021-08-18 4 M 0 16000 0.76 A 54640 I By Trust Common Stock 48334 D Employee Stock Option (right to buy) 0.76 2021-08-18 4 M 0 16000 0.00 D 2022-09-30 Common Stock 16000 4250 D These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust. The option is fully vested. /s/James Ison 2021-08-19