0001209191-21-051694.txt : 20210816
0001209191-21-051694.hdr.sgml : 20210816
20210816185926
ACCESSION NUMBER: 0001209191-21-051694
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210810
FILED AS OF DATE: 20210816
DATE AS OF CHANGE: 20210816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ison James
CENTRAL INDEX KEY: 0001729652
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38371
FILM NUMBER: 211180414
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE STREET STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
FORMER NAME:
FORMER CONFORMED NAME: Ison Jim
DATE OF NAME CHANGE: 20180129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ONE STOP SYSTEMS, INC.
CENTRAL INDEX KEY: 0001394056
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 330885351
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
BUSINESS PHONE: 760-745-9883
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
FORMER COMPANY:
FORMER CONFORMED NAME: ONE STOP SYSTEMS INC
DATE OF NAME CHANGE: 20070322
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-08-10
0
0001394056
ONE STOP SYSTEMS, INC.
OSS
0001729652
Ison James
2235 ENTERPRISE STREET #110
ESCONDIDO
CA
92029
0
1
0
0
Chief Sales/Marketing Officer
Common Stock
2021-08-10
4
M
0
2500
A
38233
I
By Trust
Common Stock
2021-08-10
4
F
0
805
6.37
D
37428
I
By Trust
Common Stock
2021-08-12
4
M
0
1666
A
39094
I
By Trust
Common Stock
2021-08-12
4
F
0
454
5.85
D
38640
I
By Trust
Common Stock
48334
D
Restricted Stock Unit
2021-08-10
4
M
0
2500
0.00
D
Common Stock
2500
7500
D
Restricted Stock Unit
2021-08-12
4
M
0
1666
0.00
D
Common Stock
1666
1666
D
Restricted stock units convert into common stock on a one-for-one basis.
These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust.
The reporting person received 2,500 shares of common stock upon vesting of the Restricted Stock Units, as reported in this Form 4. The reporting person forfeited 805 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the market price of OSS common stock at the time of forfeiture
The reporting person received 1,666 shares of common stock upon vesting of the Restricted Stock Units, as reported in this Form 4. The reporting person forfeited 454 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the market price of OSS common stock at the time of forfeiture.
Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each six month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service. The Initial Vesting Date shall be six months following the Date of Restricted Stock Unit Grant.
/s/ James Ison
2021-08-16