0001209191-20-058936.txt : 20201117
0001209191-20-058936.hdr.sgml : 20201117
20201117205217
ACCESSION NUMBER: 0001209191-20-058936
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201113
FILED AS OF DATE: 20201117
DATE AS OF CHANGE: 20201117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ison Jim
CENTRAL INDEX KEY: 0001729652
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38371
FILM NUMBER: 201322691
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE STREET STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ONE STOP SYSTEMS, INC.
CENTRAL INDEX KEY: 0001394056
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 330885351
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
BUSINESS PHONE: 760-745-9883
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
FORMER COMPANY:
FORMER CONFORMED NAME: ONE STOP SYSTEMS INC
DATE OF NAME CHANGE: 20070322
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-11-13
0
0001394056
ONE STOP SYSTEMS, INC.
OSS
0001729652
Ison Jim
2235 ENTERPRISE STREET #110
ESCONDIDO
CA
92029
0
1
0
0
Chief Sales/Marketing Officer
Restricted Stock Unit
2020-11-13
4
A
0
40000
0.00
A
Common Stock
40000
40000
D
Each Restricted Stock Unit represents a contingent right to receive one share of OSS common stock. The closing price of OSS on November 13, 2020 was $2.35.
Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/6, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each 6 month period of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/6. This Restricted Stock Unit will be fully vested after three (3) years of service.
/s/Jim Ison
2020-11-17