0001209191-20-035931.txt : 20200611 0001209191-20-035931.hdr.sgml : 20200611 20200611162649 ACCESSION NUMBER: 0001209191-20-035931 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200610 FILED AS OF DATE: 20200611 DATE AS OF CHANGE: 20200611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ison Jim CENTRAL INDEX KEY: 0001729652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38371 FILM NUMBER: 20957473 MAIL ADDRESS: STREET 1: 2235 ENTERPRISE STREET STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ONE STOP SYSTEMS, INC. CENTRAL INDEX KEY: 0001394056 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 330885351 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2235 ENTERPRISE ST STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 BUSINESS PHONE: 760-745-9883 MAIL ADDRESS: STREET 1: 2235 ENTERPRISE ST STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 FORMER COMPANY: FORMER CONFORMED NAME: ONE STOP SYSTEMS INC DATE OF NAME CHANGE: 20070322 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-10 0 0001394056 ONE STOP SYSTEMS, INC. OSS 0001729652 Ison Jim 2235 ENTERPRISE STREET #110 ESCONDIDO CA 92029 0 1 0 0 Chief Sales/Marketing Officer Common Stock 2020-06-10 4 F 0 701 1.92 A 18780 D Restricted Stock Unit 2020-06-10 4 M 0 833 0.00 D Common Stock 833 3336 D Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 701 shares of common stock on the net stock issuance of 833 shares of common stock. The reporting person forfeited 132 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on June 9, 2020 of $1.92. Restricted stock units convert into common stock on a one-for-one basis. On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. /s/ Jim Ison 2020-06-11