0001209191-19-050728.txt : 20190925
0001209191-19-050728.hdr.sgml : 20190925
20190925181016
ACCESSION NUMBER: 0001209191-19-050728
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190920
FILED AS OF DATE: 20190925
DATE AS OF CHANGE: 20190925
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cooper Revocable Trust dated April 25, 2001
CENTRAL INDEX KEY: 0001729938
STATE OF INCORPORATION: XX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38371
FILM NUMBER: 191115137
BUSINESS ADDRESS:
STREET 1: 2235 ENTERPRISE STREET STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
BUSINESS PHONE: 7607459883
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE STREET STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cooper Steve D
CENTRAL INDEX KEY: 0001729851
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38371
FILM NUMBER: 191115138
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ONE STOP SYSTEMS, INC.
CENTRAL INDEX KEY: 0001394056
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 330885351
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
BUSINESS PHONE: 760-745-9883
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
FORMER COMPANY:
FORMER CONFORMED NAME: ONE STOP SYSTEMS INC
DATE OF NAME CHANGE: 20070322
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-09-20
0
0001394056
ONE STOP SYSTEMS, INC.
OSS
0001729851
Cooper Steve D
2235 ENTERPRISE STREET #110
ESCONDIDO
CA
92029
1
1
1
0
President, CEO
0001729938
Cooper Revocable Trust dated April 25, 2001
2235 ENTERPRISE STREET
SUITE 110
ESCONDIDO
CA
92029
0
0
1
0
Common Stock
2019-09-20
4
F
0
1967
2.68
A
2990080
I
By Trust
Restricted Stock Unit
2019-09-20
4
M
0
2500
0.00
D
Common Stock
2500
15000
I
By Trust
Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 1,967 shares of common stock on the net stock issuance of 2,500 shares of common stock. The reporting person forfeited 533 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on September 19, 2019 of $2.68.
These shares are owned directly by the Cooper Revocable Trust dated April 25, 2001, a ten percent owner of the issuer, and indirectly by Steve Cooper as trustee of the trust. Steve Cooper is an officer and director of the issuer.
Restricted stock units convert into common stock on a one-for-one basis.
Prior to the Initial Vesting Date, the Vested Ratio shall be zero. On the Initial Vesting Date, the Vested Ratio shall be 1/12, provided the Grantee's service has not been terminated prior to the Initial Vesting Date. For each quarter of Grantee service from the Initial Vesting Date until the Vested Ratio equals 1/1, the Vested Ratio shall be increased by 1/12. This Restricted Stock Unit will be fully vested after three (3) years of service.
/s/Steve Cooper
2019-09-25
/s/Steve Cooper, Trustee
2019-09-25