0001209191-19-050575.txt : 20190924
0001209191-19-050575.hdr.sgml : 20190924
20190924174050
ACCESSION NUMBER: 0001209191-19-050575
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190920
FILED AS OF DATE: 20190924
DATE AS OF CHANGE: 20190924
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ison Jim
CENTRAL INDEX KEY: 0001729652
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38371
FILM NUMBER: 191111639
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE STREET STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ONE STOP SYSTEMS, INC.
CENTRAL INDEX KEY: 0001394056
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 330885351
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
BUSINESS PHONE: 760-745-9883
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
FORMER COMPANY:
FORMER CONFORMED NAME: ONE STOP SYSTEMS INC
DATE OF NAME CHANGE: 20070322
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-09-20
0
0001394056
ONE STOP SYSTEMS, INC.
OSS
0001729652
Ison Jim
2235 ENTERPRISE STREET #110
ESCONDIDO
CA
92029
0
1
0
0
VP of Sales and Marketing
Common Stock
2019-09-20
4
F
0
722
2.68
A
9359
D
Restricted Stock Unit
2019-09-20
4
M
0
833
0.00
D
Common Stock
833
5002
D
Represents a "net stock issuance" of vested and outstanding Restricted Stock Units. The reporting person received 722 shares of common stock on the net stock issuance of 833 shares of common stock. The reporting person forfeited 111 shares of common stock underlying the vested and outstanding Restricted Stock Units to cover tax withholdings, using the closing stock price on September 19, 2019 of $2.68.
Restricted stock units convert into common stock on a one-for-one basis.
On April 11, 2018, the reporting person was granted 10,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date.
/s/Jim Ison
2019-09-24