0001209191-19-024649.txt : 20190415 0001209191-19-024649.hdr.sgml : 20190415 20190415191630 ACCESSION NUMBER: 0001209191-19-024649 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190411 FILED AS OF DATE: 20190415 DATE AS OF CHANGE: 20190415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cooper Revocable Trust dated April 25, 2001 CENTRAL INDEX KEY: 0001729938 STATE OF INCORPORATION: XX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38371 FILM NUMBER: 19749627 BUSINESS ADDRESS: STREET 1: 2235 ENTERPRISE STREET STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 BUSINESS PHONE: 7607459883 MAIL ADDRESS: STREET 1: 2235 ENTERPRISE STREET STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cooper Steve D CENTRAL INDEX KEY: 0001729851 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38371 FILM NUMBER: 19749628 MAIL ADDRESS: STREET 1: 2235 ENTERPRISE ST STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ONE STOP SYSTEMS, INC. CENTRAL INDEX KEY: 0001394056 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 330885351 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2235 ENTERPRISE ST STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 BUSINESS PHONE: 760-745-9883 MAIL ADDRESS: STREET 1: 2235 ENTERPRISE ST STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 FORMER COMPANY: FORMER CONFORMED NAME: ONE STOP SYSTEMS INC DATE OF NAME CHANGE: 20070322 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-04-11 0 0001394056 ONE STOP SYSTEMS, INC. OSS 0001729851 Cooper Steve D 2235 ENTERPRISE STREET #110 ESCONDIDO CA 92029 1 1 1 0 President, CEO 0001729938 Cooper Revocable Trust dated April 25, 2001 2235 ENTERPRISE STREET SUITE 110 ESCONDIDO CA 92029 0 0 1 0 Common Stock 2019-04-11 4 M 0 5000 A 2935394 I By trust Common Stock 2019-04-11 4 F 0 1728 2.51 D 2933666 I By trust Restricted Stock Units 2019-04-11 4 M 0 5000 0.00 D Common Stock 5000 20000 D Restricted stock units convert into common stock on a one-for-one basis. These shares are owned directly by the Cooper Revocable Trust dated April 25, 2001, a ten percent owner of the issuer, and indirectly by Steve Cooper as trustee of the trust. Steve Cooper is an officer and director of the issuer. On April 11, 2018, the reporting person was granted 30,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date. /s/ Steve Cooper 2019-04-15