0001209191-19-024649.txt : 20190415
0001209191-19-024649.hdr.sgml : 20190415
20190415191630
ACCESSION NUMBER: 0001209191-19-024649
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190411
FILED AS OF DATE: 20190415
DATE AS OF CHANGE: 20190415
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cooper Revocable Trust dated April 25, 2001
CENTRAL INDEX KEY: 0001729938
STATE OF INCORPORATION: XX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38371
FILM NUMBER: 19749627
BUSINESS ADDRESS:
STREET 1: 2235 ENTERPRISE STREET STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
BUSINESS PHONE: 7607459883
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE STREET STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cooper Steve D
CENTRAL INDEX KEY: 0001729851
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38371
FILM NUMBER: 19749628
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ONE STOP SYSTEMS, INC.
CENTRAL INDEX KEY: 0001394056
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 330885351
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
BUSINESS PHONE: 760-745-9883
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
FORMER COMPANY:
FORMER CONFORMED NAME: ONE STOP SYSTEMS INC
DATE OF NAME CHANGE: 20070322
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-04-11
0
0001394056
ONE STOP SYSTEMS, INC.
OSS
0001729851
Cooper Steve D
2235 ENTERPRISE STREET #110
ESCONDIDO
CA
92029
1
1
1
0
President, CEO
0001729938
Cooper Revocable Trust dated April 25, 2001
2235 ENTERPRISE STREET
SUITE 110
ESCONDIDO
CA
92029
0
0
1
0
Common Stock
2019-04-11
4
M
0
5000
A
2935394
I
By trust
Common Stock
2019-04-11
4
F
0
1728
2.51
D
2933666
I
By trust
Restricted Stock Units
2019-04-11
4
M
0
5000
0.00
D
Common Stock
5000
20000
D
Restricted stock units convert into common stock on a one-for-one basis.
These shares are owned directly by the Cooper Revocable Trust dated April 25, 2001, a ten percent owner of the issuer, and indirectly by Steve Cooper as trustee of the trust. Steve Cooper is an officer and director of the issuer.
On April 11, 2018, the reporting person was granted 30,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date.
/s/ Steve Cooper
2019-04-15