0001209191-18-008990.txt : 20180209 0001209191-18-008990.hdr.sgml : 20180209 20180209183133 ACCESSION NUMBER: 0001209191-18-008990 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180209 FILED AS OF DATE: 20180209 DATE AS OF CHANGE: 20180209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cooper Steve D CENTRAL INDEX KEY: 0001729851 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38371 FILM NUMBER: 18593394 MAIL ADDRESS: STREET 1: 2235 ENTERPRISE STREET SUITE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cooper Revocable Trust dated April 25, 2001 CENTRAL INDEX KEY: 0001729938 STATE OF INCORPORATION: XX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38371 FILM NUMBER: 18593393 BUSINESS ADDRESS: STREET 1: 2235 ENTERPRISE STREET SUITE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 BUSINESS PHONE: 7607459883 MAIL ADDRESS: STREET 1: 2235 ENTERPRISE STREET SUITE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ONE STOP SYSTEMS INC CENTRAL INDEX KEY: 0001394056 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2235 ENTERPRISE ST SUITE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 BUSINESS PHONE: 760-745-9883 MAIL ADDRESS: STREET 1: 2235 ENTERPRISE ST SUITE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-09 0 0001394056 ONE STOP SYSTEMS INC OSS 0001729851 Cooper Steve D 2235 ENTERPRISE STREET #110 ESCONDIDO CA 92029 1 1 1 0 President, CEO 0001729938 Cooper Revocable Trust dated April 25, 2001 2235 ENTERPRISE STREET #110 ESCONDIDO CA 92029 0 0 1 0 Common Stock 2018-02-09 4 S 0 100000 5.00 D 2888116 I By trust On February 9, 2018, the underwriters of One Stop Systems' initial public offering (the "IPO") partially exercised their over-allotment option to purchase 100,000 shares of common stock from the Cooper Revocable Trust, dated April 25, 2001. The transaction closed on February 9, 2018. The underwriters still have an option to purchase up to an additional 185,000 shares of common stock from the trust to cover additional over-allotments, if any. These shares are owned directly by the Cooper Revocable Trust dated April 25, 2001, a ten percent owner of the issuer, and indirectly by Steve Cooper as trustee of the trust. Steve Cooper is an officer and director of the issuer. /s/ Steve Cooper 2018-02-02 Steve Cooper, Trustee 2018-02-09