0001209191-18-008990.txt : 20180209
0001209191-18-008990.hdr.sgml : 20180209
20180209183133
ACCESSION NUMBER: 0001209191-18-008990
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180209
FILED AS OF DATE: 20180209
DATE AS OF CHANGE: 20180209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cooper Steve D
CENTRAL INDEX KEY: 0001729851
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38371
FILM NUMBER: 18593394
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE STREET SUITE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cooper Revocable Trust dated April 25, 2001
CENTRAL INDEX KEY: 0001729938
STATE OF INCORPORATION: XX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38371
FILM NUMBER: 18593393
BUSINESS ADDRESS:
STREET 1: 2235 ENTERPRISE STREET SUITE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
BUSINESS PHONE: 7607459883
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE STREET SUITE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ONE STOP SYSTEMS INC
CENTRAL INDEX KEY: 0001394056
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2235 ENTERPRISE ST SUITE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
BUSINESS PHONE: 760-745-9883
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE ST SUITE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-02-09
0
0001394056
ONE STOP SYSTEMS INC
OSS
0001729851
Cooper Steve D
2235 ENTERPRISE STREET #110
ESCONDIDO
CA
92029
1
1
1
0
President, CEO
0001729938
Cooper Revocable Trust dated April 25, 2001
2235 ENTERPRISE STREET #110
ESCONDIDO
CA
92029
0
0
1
0
Common Stock
2018-02-09
4
S
0
100000
5.00
D
2888116
I
By trust
On February 9, 2018, the underwriters of One Stop Systems' initial public offering (the "IPO") partially exercised their over-allotment option to purchase 100,000 shares of common stock from the Cooper Revocable Trust, dated April 25, 2001. The transaction closed on February 9, 2018. The underwriters still have an option to purchase up to an additional 185,000 shares of common stock from the trust to cover additional over-allotments, if any.
These shares are owned directly by the Cooper Revocable Trust dated April 25, 2001, a ten percent owner of the issuer, and indirectly by Steve Cooper as trustee of the trust. Steve Cooper is an officer and director of the issuer.
/s/ Steve Cooper
2018-02-02
Steve Cooper, Trustee
2018-02-09