0000950170-24-097758.txt : 20240815
0000950170-24-097758.hdr.sgml : 20240815
20240815194445
ACCESSION NUMBER: 0000950170-24-097758
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240813
FILED AS OF DATE: 20240815
DATE AS OF CHANGE: 20240815
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Manko Joseph M. Jr.
CENTRAL INDEX KEY: 0001664091
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38371
FILM NUMBER: 241213845
MAIL ADDRESS:
STREET 1: 1717 ARCH STREET
STREET 2: 37TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ONE STOP SYSTEMS, INC.
CENTRAL INDEX KEY: 0001394056
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 330885351
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
BUSINESS PHONE: 760-745-9883
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
FORMER COMPANY:
FORMER CONFORMED NAME: ONE STOP SYSTEMS INC
DATE OF NAME CHANGE: 20070322
4
1
ownership.xml
4
X0508
4
2024-08-13
0001394056
ONE STOP SYSTEMS, INC.
OSS
0001664091
Manko Joseph M. Jr.
2235 ENTERPRISE STREET, SUITE 110
ESCONDIDO
CA
92029
true
false
false
false
false
Common Stock
2024-08-13
4
P
false
50000
1.94
A
1149899
I
Horton Capital Partners Fund, LP
Common Stock
2024-08-14
4
P
false
25000
1.99
A
1174899
I
Horton Capital Partners Fund, LP
Common Stock
21000
D
The shares are owned directly by Horton Capital Partners Fund, LP ("HCPF"). The Reporting Person, solely by virtue of his position as the managing member of Horton Capital Management, LLC ("HCM"), which serves as the investment manager of HCPF, and as the managing member of Horton Capital Partners, LLC, which serves as the general partner of HCPF, may be deemed to beneficially own the shares held by HCPF for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Includes 21,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
/s/ Joseph M. Manko Jr.
2024-08-15