0000950170-24-081758.txt : 20240703 0000950170-24-081758.hdr.sgml : 20240703 20240703210528 ACCESSION NUMBER: 0000950170-24-081758 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240701 FILED AS OF DATE: 20240703 DATE AS OF CHANGE: 20240703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ison James CENTRAL INDEX KEY: 0001729652 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38371 FILM NUMBER: 241101484 MAIL ADDRESS: STREET 1: 2235 ENTERPRISE STREET STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 FORMER NAME: FORMER CONFORMED NAME: Ison Jim DATE OF NAME CHANGE: 20180129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ONE STOP SYSTEMS, INC. CENTRAL INDEX KEY: 0001394056 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] ORGANIZATION NAME: 06 Technology IRS NUMBER: 330885351 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2235 ENTERPRISE ST STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 BUSINESS PHONE: 760-745-9883 MAIL ADDRESS: STREET 1: 2235 ENTERPRISE ST STE 110 CITY: ESCONDIDO STATE: CA ZIP: 92029 FORMER COMPANY: FORMER CONFORMED NAME: ONE STOP SYSTEMS INC DATE OF NAME CHANGE: 20070322 4 1 ownership.xml 4 X0508 4 2024-07-01 0001394056 ONE STOP SYSTEMS, INC. OSS 0001729652 Ison James 2235 ENTERPRISE STREET #110 ESCONDIDO CA 92029 false true false false CPO false Common Stock 2024-07-01 4 A false 44300 0 A 113634 D Common Stock 192352 I By Trust Represents 44,300 restricted stock units granted to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), which restricted stock units are subject to vesting conditions. Includes 113,634 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions. These shares are owned directly by the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust. /s/ James Ison 2024-07-03