0001393944-20-000005.txt : 20200717
0001393944-20-000005.hdr.sgml : 20200717
20200717075011
ACCESSION NUMBER: 0001393944-20-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200717
DATE AS OF CHANGE: 20200717
EFFECTIVENESS DATE: 20200717
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hanson & Doremus Investment Management
CENTRAL INDEX KEY: 0001393944
IRS NUMBER: 030348256
STATE OF INCORPORATION: VT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12547
FILM NUMBER: 201032765
BUSINESS ADDRESS:
STREET 1: 431 PINE STREET, SUITE 302
STREET 2: PO BOX 819
CITY: BURLINGTON
STATE: VT
ZIP: 05402-0819
BUSINESS PHONE: 802-658-2668
MAIL ADDRESS:
STREET 1: 431 PINE STREET, SUITE 302
STREET 2: PO BOX 819
CITY: BURLINGTON
STATE: VT
ZIP: 05402-0819
FORMER COMPANY:
FORMER CONFORMED NAME: Hanson Investment Management
DATE OF NAME CHANGE: 20070321
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001393944
XXXXXXXX
06-30-2020
06-30-2020
Hanson & Doremus Investment Management
431 PINE STREET, SUITE 302
PO BOX 819
BURLINGTON
VT
05402-0819
13F HOLDINGS REPORT
028-12547
N
Jordan Lafayette
Operations Manager
8026582668
Jordan Lafayette
Burlington
VT
06-30-2020
0
435
315693
false
INFORMATION TABLE
2
13F.xml
Sanofi Aventis ADR
ADR
80105N105
11
210
SH
SOLE
210
0
0
3d Systems Corp
COMMON
88554D205
1
100
SH
SOLE
100
0
0
3M Company
COMMON
88579Y101
34
217
SH
SOLE
217
0
0
A F L A C Inc.
COMMON
001055102
84
2344
SH
SOLE
2344
0
0
Abbott Laboratories
COMMON
002824100
1012
11072
SH
SOLE
11072
0
0
AbbVie Inc.
COMMON
00287Y109
781
7950
SH
SOLE
7950
0
0
Aberdeen Asia Pac Income Fd
COMMON
003009107
153
40073
SH
SOLE
40073
0
0
Aberdeen Physical Swiss Gold ETF
ETF
00326A104
7
400
SH
SOLE
400
0
0
Accenture Ltd Cl A F
COMMON
G1151C101
56
261
SH
SOLE
261
0
0
ACNB Corporation
COMMON
000868109
35
1321
SH
SOLE
1321
0
0
Activision Inc.
COMMON
00507V109
449
5918
SH
SOLE
5918
0
0
Air Products & Chemicals Inc.
COMMON
009158106
191
789
SH
SOLE
789
0
0
Alaska Air Group Inc.
COMMON
011659109
4
100
SH
SOLE
100
0
0
Allegion Public Ltd Co
COMMON
G0176J109
20
200
SH
SOLE
200
0
0
Alliant Energy Corp
COMMON
018802108
757
15824
SH
SOLE
15824
0
0
Allstate
COMMON
020002101
138
1426
SH
SOLE
1426
0
0
Alphabet, Inc Cl C
COMMON
02079K107
2225
1574
SH
SOLE
1532
0
42
Alphabet, Inc. Cl A
COMMON
02079K305
1132
798
SH
SOLE
756
0
42
Altria Group Inc.
COMMON
02209S103
18
464
SH
SOLE
464
0
0
Amarin Corp Plc New ADR
ADR
023111206
16
2325
SH
SOLE
2325
0
0
Amazon.Com
COMMON
023135106
301
109
SH
SOLE
109
0
0
AMC Entertainment
COMMON
00165C104
2
512
SH
SOLE
512
0
0
Amc Networks Inc Cl A
COMMON
00164V103
89
3813
SH
SOLE
3813
0
0
America Movil L ADR
ADR
02364W105
46
3600
SH
SOLE
3600
0
0
American Express Company
COMMON
025816109
185
1946
SH
SOLE
1946
0
0
American Tower REIT
REIT
03027X100
20
77
SH
SOLE
77
0
0
Amerisource Bergen Corp.
COMMON
03073E105
36
360
SH
SOLE
360
0
0
Amgen Incorporated
COMMON
031162100
205
869
SH
SOLE
869
0
0
Amkor Technology Inc
COMMON
031652100
693
56283
SH
SOLE
56283
0
0
Analog Devices Inc.
COMMON
032654105
12
95
SH
SOLE
95
0
0
Anheuser Busch Co., Inc.
COMMON
03524A108
1
20
SH
SOLE
20
0
0
Annaly Mortgage Mgmt REIT
REIT
035710409
23
3520
SH
SOLE
3520
0
0
Anthem Inc
COMMON
036752103
43
165
SH
SOLE
165
0
0
Apple Inc.
COMMON
037833100
3264
8948
SH
SOLE
8660
0
288
Archer-Daniels-Midland Inc.
COMMON
039483102
151
3786
SH
SOLE
2907
0
879
Arrowhead Pharma Inc
COMMON
04280A100
14
320
SH
SOLE
320
0
0
Astec Industries
COMMON
046224101
339
7322
SH
SOLE
7322
0
0
AstraZeneca plc ADR
ADR
046353108
1374
25978
SH
SOLE
25978
0
0
AT&T Inc.
COMMON
00206R102
2730
90318
SH
SOLE
89558
0
760
Atlas Air Worldwide Hldg
COMMON
049164205
175
4059
SH
SOLE
4059
0
0
Auto Data Processing
COMMON
053015103
226
1518
SH
SOLE
1518
0
0
Autoliv Inc
COMMON
052800109
4
62
SH
SOLE
62
0
0
Baidu Inc ADR
ADR
056752108
518
4318
SH
SOLE
4318
0
0
Ball Corp
COMMON
058498106
49
712
SH
SOLE
712
0
0
Bank of America Corp
COMMON
060505104
77
3238
SH
SOLE
3238
0
0
Bank of New York Mellon
COMMON
064058100
72
1867
SH
SOLE
1867
0
0
Bar Harbor Bankshare
COMMON
066849100
13
573
SH
SOLE
573
0
0
Baxter International
COMMON
071813109
1032
11988
SH
SOLE
11988
0
0
BCE Inc.
COMMON
05534B760
364
8720
SH
SOLE
8720
0
0
Becton Dickinson & Co
COMMON
075887109
141
591
SH
SOLE
591
0
0
Berkshire Hathaway Cl B
COMMON
084670702
1850
10364
SH
SOLE
9428
0
936
BHP Billiton Ltd. ADR
ADR
088606108
17
333
SH
SOLE
333
0
0
Biogen Idec Inc
COMMON
09062X103
140
525
SH
SOLE
525
0
0
Biomarin Pharmaceutical Inc
COMMON
09061G101
25
200
SH
SOLE
200
0
0
Black Rock Resources Tr
COMMON
09257A108
7
1163
SH
SOLE
1163
0
0
Blackrock Inc
COMMON
09247X101
35
65
SH
SOLE
65
0
0
Blkrck Muniyield Qlty Fd
COMMON
09254F100
20
1300
SH
SOLE
1300
0
0
Boeing Co.
COMMON
097023105
2164
11807
SH
SOLE
11596
0
211
Booking Holdings Inc
COMMON
09857L108
10
6
SH
SOLE
6
0
0
Borg Warner Inc
COMMON
099724106
1023
28986
SH
SOLE
28986
0
0
BP plc ADR
ADR
055622104
19
808
SH
SOLE
808
0
0
Bristol Myers
COMMON
110122108
2324
39525
SH
SOLE
39051
0
474
Bristol Myers Squibb
COMMON
110122157
0
129
SH
SOLE
129
0
0
Broadridge Finl Solution
COMMON
11133T103
88
700
SH
SOLE
700
0
0
Canadian Natl Ry Co
COMMON
136375102
24
275
SH
SOLE
275
0
0
Capital One Financial
COMMON
14040H105
24
377
SH
SOLE
377
0
0
CarMax Inc
COMMON
143130102
52
584
SH
SOLE
584
0
0
Carrier Global Corp-Wi
COMMON
14448C104
48
2154
SH
SOLE
2154
0
0
Caterpillar
COMMON
149123101
1543
12198
SH
SOLE
12198
0
0
CBRE Group Inc
COMMON
12504L109
158
3485
SH
SOLE
3485
0
0
CDK Global Inc
COMMON
12508E101
17
400
SH
SOLE
400
0
0
Centerpoint Energy Inc
COMMON
15189T107
88
4690
SH
SOLE
3690
0
1000
CenturyLink Inc
COMMON
156700106
136
13526
SH
SOLE
13526
0
0
Cerner Corp
COMMON
156782104
8
120
SH
SOLE
120
0
0
Charter Communications Inc
COMMON
16119P108
317
621
SH
SOLE
621
0
0
Chemed Corp.
COMMON
16359R103
2046
4536
SH
SOLE
4536
0
0
Chevron Corp.
COMMON
166764100
588
6595
SH
SOLE
6595
0
0
China Automotive Systems Inc
COMMON
16936R105
80
27705
SH
SOLE
27705
0
0
Chubb Limited
COMMON
H1467J104
122
966
SH
SOLE
966
0
0
Cigna Corp
COMMON
125523100
153
817
SH
SOLE
817
0
0
Cincinnati Financial Corp
COMMON
172062101
25
390
SH
SOLE
390
0
0
Cisco Systems, Inc.
COMMON
17275R102
3413
73173
SH
SOLE
71210
0
1963
Citigroup
COMMON
172967424
360
7042
SH
SOLE
7042
0
0
CME Group Inc.
COMMON
12572Q105
550
3385
SH
SOLE
3385
0
0
Coca-Cola Co
COMMON
191216100
2338
52327
SH
SOLE
50819
0
1508
Colgate-Palmolive
COMMON
194162103
145
1980
SH
SOLE
1980
0
0
Comcast Corp.
COMMON
20030N101
68
1744
SH
SOLE
1744
0
0
Comerica Incorporated
COMMON
200340107
76
2000
SH
SOLE
2000
0
0
Community Bank System
COMMON
203607106
758
13291
SH
SOLE
12391
0
900
Conoco Phillips
COMMON
20825C104
486
11563
SH
SOLE
11563
0
0
Consolidated Edison Inc.
COMMON
209115104
175
2439
SH
SOLE
2439
0
0
Constellation Brand Cl Aclass A
COMMON
21036P108
17
100
SH
SOLE
100
0
0
Corning
COMMON
219350105
3854
148788
SH
SOLE
148119
0
669
Corp Office Pptys REIT
REIT
22002T108
9
343
SH
SOLE
343
0
0
Corteva Inc com
COMMON
22052L104
24
912
SH
SOLE
912
0
0
Costco
COMMON
22160K105
3171
10458
SH
SOLE
10181
0
277
CSX Corp
COMMON
126408103
73
1053
SH
SOLE
1053
0
0
CVS Corp
COMMON
126650100
851
13106
SH
SOLE
12944
0
162
Danaher Corp
COMMON
235851102
27
150
SH
SOLE
150
0
0
Deep Value ETF
ETF
26922A701
18
811
SH
SOLE
811
0
0
Deere & Company
COMMON
244199105
438
2787
SH
SOLE
2787
0
0
Devon Energy Corp
COMMON
25179M103
78
6877
SH
SOLE
6877
0
0
Diageo PLC ADR
ADR
25243Q205
8
59
SH
SOLE
59
0
0
Dick's Sporting Goods Inc
COMMON
253393102
0
8
SH
SOLE
8
0
0
Digital Realty Trust REIT
REIT
253868103
487
3429
SH
SOLE
3429
0
0
Dominion Resources
COMMON
25746U109
562
6922
SH
SOLE
5506
0
1416
Dover Corporation
COMMON
260003108
48
500
SH
SOLE
500
0
0
Dow In
COMMON
260557103
119
2916
SH
SOLE
2916
0
0
Dr Reddys Labs ADR
ADR
256135203
549
10361
SH
SOLE
10361
0
0
Dropbox Inc Cl A
COMMON
26210C104
4
172
SH
SOLE
172
0
0
Duke Energy Corp.
COMMON
26441C204
2208
27632
SH
SOLE
26216
0
1416
E Bay Inc.
COMMON
278642103
19
355
SH
SOLE
355
0
0
E I DuPont
COMMON
26614N102
70
1314
SH
SOLE
1314
0
0
East West Bancorp
COMMON
27579R104
679
18742
SH
SOLE
18742
0
0
Eastman Chemical Co.
COMMON
277432100
14
200
SH
SOLE
200
0
0
Eaton Corp.
COMMON
G29183103
161
1848
SH
SOLE
1848
0
0
Ecolab Inc.
COMMON
278865100
52
263
SH
SOLE
263
0
0
Edison International
COMMON
281020107
6
104
SH
SOLE
104
0
0
Electronic Arts Inc
COMMON
285512109
1
10
SH
SOLE
10
0
0
Eli Lilly & Co.
COMMON
532457108
870
5298
SH
SOLE
5298
0
0
Embraer S.A.
COMMON
29082A107
66
11045
SH
SOLE
11045
0
0
Emerson Electric Co.
COMMON
291011104
1506
24274
SH
SOLE
23424
0
850
Enbridge Inc Com
COMMON
29250N105
8
250
SH
SOLE
250
0
0
Enterprise Products Prtn LP
COMMON
293792107
24
1324
SH
SOLE
1324
0
0
Equity Residential Prop. REIT
REIT
29476L107
265
4503
SH
SOLE
4503
0
0
Essential utilities ord
COMMON
29670G102
120
2830
SH
SOLE
2830
0
0
ETFMG Alternative Harvest ETF
ETF
26924G508
11
857
SH
SOLE
857
0
0
Etho Climate Leader US ETF
ETF
26924G888
38
920
SH
SOLE
920
0
0
Exelon Corp.
COMMON
30161N101
18
489
SH
SOLE
489
0
0
Expeditors Int'l of Washington
COMMON
302130109
57
745
SH
SOLE
745
0
0
Exxon Mobil Corporation
COMMON
30231G102
991
22170
SH
SOLE
20595
0
1575
Facebook Inc Class A
COMMON
30303M102
131
575
SH
SOLE
575
0
0
Fedex Corporation
COMMON
31428X106
978
6972
SH
SOLE
6753
0
219
First Bancorp Inc Me
COMMON
31866P102
13
600
SH
SOLE
600
0
0
First Solar Inc
COMMON
336433107
877
17714
SH
SOLE
17714
0
0
Fortinet Inc
COMMON
34959E109
57
415
SH
SOLE
415
0
0
Fortune Brands Home & Security
COMMON
34964C106
20
306
SH
SOLE
306
0
0
FS KKR Capital Corp
COMMON
302635206
14
1025
SH
SOLE
1025
0
0
Gallagher Arthur J & Co
COMMON
363576109
78
800
SH
SOLE
800
0
0
General Dynamics Corp.
COMMON
369550108
15
103
SH
SOLE
103
0
0
General Electric Co.
COMMON
369604103
726
106236
SH
SOLE
101536
0
4700
General Mills, Inc.
COMMON
370334104
109
1766
SH
SOLE
1766
0
0
Genuine Parts Co
COMMON
372460105
22
250
SH
SOLE
250
0
0
Gilead Sciences Inc
COMMON
375558103
445
5787
SH
SOLE
5787
0
0
Glaxo Smithkline ADR
ADR
37733W105
1376
33730
SH
SOLE
33730
0
0
Global Payments Inc
COMMON
37940X102
38
223
SH
SOLE
223
0
0
Goldman Sachs 5.5 Pfd
COMMON
38145G308
7
273
SH
SOLE
273
0
0
Goldman Sachs Group Inc
COMMON
38141G104
215
1086
SH
SOLE
1086
0
0
Gopro Inc
COMMON
38268T103
0
5
SH
SOLE
5
0
0
Guggenheim S&P Global Water Index
COMMON
46138E651
7
195
SH
SOLE
195
0
0
Gw Pharmaceutic Plc
COMMON
36197T103
4
30
SH
SOLE
30
0
0
Halliburton Company
COMMON
406216101
31
2372
SH
SOLE
2372
0
0
Hanesbrands Inc.
COMMON
410345102
998
88428
SH
SOLE
85788
0
2640
Hannon Armstrong Sus REIT
REIT
41068X100
4
130
SH
SOLE
130
0
0
Harsco
COMMON
415864107
106
7813
SH
SOLE
7813
0
0
Hershey Foods Corp
COMMON
427866108
118
907
SH
SOLE
907
0
0
Hewlett Packard Ente
COMMON
42824C109
12
1200
SH
SOLE
1200
0
0
Home Depot
COMMON
437076102
210
839
SH
SOLE
839
0
0
Honda Motor Co. ADR
ADR
438128308
8
300
SH
SOLE
300
0
0
Honeywell International
COMMON
438516106
573
3963
SH
SOLE
3963
0
0
Hope Bancorp Inc
COMMON
43940T109
54
5854
SH
SOLE
5854
0
0
HSBC Holdings PLC ADR
ADR
404280406
19
809
SH
SOLE
809
0
0
Humana
COMMON
444859102
660
1702
SH
SOLE
1702
0
0
IBM Corp.
COMMON
459200101
1315
10892
SH
SOLE
10768
0
124
IdaCorp Inc.
COMMON
451107106
24
271
SH
SOLE
271
0
0
Idexx Labs Inc.
COMMON
45168D104
19
57
SH
SOLE
57
0
0
Illinois Tool Works
COMMON
452308109
185
1059
SH
SOLE
1059
0
0
Imperial Oil Ltd
COMMON
453038408
59
3645
SH
SOLE
3645
0
0
India Fund
COMMON
454089103
32
2057
SH
SOLE
2057
0
0
Ingersoll Rand Inc
COMMON
45687V106
38
1361
SH
SOLE
1361
0
0
Integer Holdings Corp
COMMON
45826H109
964
13191
SH
SOLE
12702
0
489
Intel Corp.
COMMON
458140100
1186
19829
SH
SOLE
19829
0
0
Interface Inc
COMMON
458665304
27
3284
SH
SOLE
3284
0
0
Intuit
COMMON
461202103
26
87
SH
SOLE
87
0
0
Invesco Cleantech ETF
ETF
46137V407
45
920
SH
SOLE
920
0
0
Invesco Global Water ETF
ETF
46138E651
9
300
SH
SOLE
300
0
0
Iron Mountain Inc REIT
ETF
46284V101
95
3639
SH
SOLE
3639
0
0
iShares Core MSCI ETF
ETF
46434G103
6
119
SH
SOLE
119
0
0
iShares DJ US Financial ETF
ETF
464287788
61
554
SH
SOLE
554
0
0
iShares Dow J. Healthcare ETF
ETF
464287762
141
654
SH
SOLE
654
0
0
Ishares Gold ETF
ETF
464285105
265
15609
SH
SOLE
15609
0
0
iShares Lehman Agg Bond Fd ETF
ETF
464287226
23
195
SH
SOLE
195
0
0
iShares MSCI EAFE ETF
ETF
464287465
354
5811
SH
SOLE
5811
0
0
iShares MSCI Emerg Esg ETF
ETF
46434G863
361
11254
SH
SOLE
11254
0
0
iShares MSCI Emerging Market ETF
ETF
464287234
14
349
SH
SOLE
349
0
0
iShares MSCI Japan Index ETF
ETF
46434G822
24
437
SH
SOLE
437
0
0
iShares MSCI Taiwan Index ETF
ETF
46434G772
176
4382
SH
SOLE
3982
0
400
iShares NASDAQ Biotech ETF
ETF
464287556
1063
7779
SH
SOLE
7513
0
266
iShares Russell 1000 Val ETF
ETF
464287598
3050
27086
SH
SOLE
27086
0
0
iShares Russell 2000 Growth ETF
ETF
464287648
11
54
SH
SOLE
54
0
0
Ishares Russell 2000 Value ETF
ETF
464287630
15
151
SH
SOLE
151
0
0
iShares Russell Midcap Grth ETF
ETF
464287481
50
314
SH
SOLE
314
0
0
iShares Russell Midcap Val. Idx ETF
ETF
464287473
14
187
SH
SOLE
187
0
0
iShares S&P 500 Index ETF
ETF
464287200
351
1132
SH
SOLE
1132
0
0
iShares S&P Midcap 400 Index ETF
ETF
464287507
77
434
SH
SOLE
434
0
0
iShares S&P Mid-Cap Grow ETF
ETF
464287606
22
99
SH
SOLE
99
0
0
iShares S&P Sm Cap Idx 600 ETF
ETF
464287804
196
2876
SH
SOLE
2150
0
726
iShares S&P U S Pfd Stk ETF
ETF
464288687
5
153
SH
SOLE
153
0
0
iShares Select Dividend Idx ETF
ETF
464287168
75
932
SH
SOLE
932
0
0
iShares Short-Term National Muni Bond
ETF
464288158
79
735
SH
SOLE
735
0
0
iShares TIPS Bond ETF
ETF
464287176
648
5270
SH
SOLE
5047
0
223
iShares Tr China 25 Index ETF
ETF
464287184
59
1498
SH
SOLE
1498
0
0
iShares Tr DJ U S Tech Sector ETF
ETF
464287721
157
583
SH
SOLE
583
0
0
Ishares Tr Intrm Tr Crp Etf
ETF
464288638
65
1080
SH
SOLE
1080
0
0
iShares Tr S&P Europe 350 ETF
ETF
464287861
12
300
SH
SOLE
300
0
0
J M Smuckers Co.
COMMON
832696405
0
4
SH
SOLE
4
0
0
Jacobs Engineering Group Inc
COMMON
469814107
26
303
SH
SOLE
303
0
0
JetBlue Airways Corp.
COMMON
477143101
16
1435
SH
SOLE
1435
0
0
JinkoSolar Hldg ADR
ADR
47759T100
29
1657
SH
SOLE
1657
0
0
Johnson & Johnson
COMMON
478160104
1981
14090
SH
SOLE
13336
0
754
JP Morgan Chase & Co
COMMON
46625H100
1805
19185
SH
SOLE
18303
0
882
Kansas City Southern
COMMON
485170302
30
202
SH
SOLE
202
0
0
Kimberly-Clark Corp.
COMMON
494368103
224
1585
SH
SOLE
1585
0
0
KLA-Tencor Corporation
COMMON
482480100
41
213
SH
SOLE
213
0
0
Kohls Corp.
COMMON
500255104
3
135
SH
SOLE
135
0
0
Kon Philips Electric NV
COMMON
500472303
162
3466
SH
SOLE
3466
0
0
Korea Elec Power Co
COMMON
500631106
37
4584
SH
SOLE
4584
0
0
Kraft Heinz Company
COMMON
500754106
921
28885
SH
SOLE
27705
0
1180
KraneShares CSI China Internet ETF
ETF
500767306
276
4455
SH
SOLE
4455
0
0
Laboratory Corp of America Hlds
COMMON
50540R409
154
927
SH
SOLE
832
0
95
Liberty Broadband Corp
COMMON
530307305
22
174
SH
SOLE
174
0
0
Liberty Formula One Group
COMMON
531229854
20
631
SH
SOLE
631
0
0
Lowes Companies Inc.
COMMON
548661107
110
815
SH
SOLE
660
0
155
M K S Instruments Inc.
COMMON
55306N104
804
7101
SH
SOLE
7101
0
0
Magellan Midstream Ptnrs
COMMON
559080106
11
260
SH
SOLE
260
0
0
Marathon Petroleum Corp
COMMON
56585A102
64
1706
SH
SOLE
1706
0
0
Marsh & McLennan Co's
COMMON
571748102
18
163
SH
SOLE
163
0
0
Mastercard Inc
COMMON
57636Q104
56
189
SH
SOLE
189
0
0
McDonald's Corp
COMMON
580135101
381
2064
SH
SOLE
2064
0
0
McKesson Corp.
COMMON
58155Q103
1107
7213
SH
SOLE
6809
0
404
Medtronic Inc.
COMMON
G5960L103
1343
14649
SH
SOLE
14143
0
506
Melco Resorts & Enertain ADR
ADR
585464100
368
23694
SH
SOLE
23694
0
0
Merck
COMMON
58933Y105
1979
25587
SH
SOLE
24000
0
1587
Micron Technology
COMMON
595112103
16
306
SH
SOLE
306
0
0
Microsoft
COMMON
594918104
9035
44395
SH
SOLE
43221
0
1174
Moderna Inc
COMMON
60770K107
2
25
SH
SOLE
25
0
0
Mohawk Industries Inc
COMMON
608190104
48
474
SH
SOLE
474
0
0
Mondelez Int'l Inc.
COMMON
609207105
752
14701
SH
SOLE
14701
0
0
Morgan Stanley Dean Witter
COMMON
617446448
15
312
SH
SOLE
312
0
0
National Grid Plc ADR
ADR
636274409
362
5957
SH
SOLE
5957
0
0
National Storage Aff REIT
REIT
637870106
6
200
SH
SOLE
200
0
0
Natus Medical Incorporated
COMMON
639050103
26
1200
SH
SOLE
1200
0
0
NCR Corporation
COMMON
62886E108
940
54297
SH
SOLE
54297
0
0
New Oriental Ed ADR
ADR
647581107
33
250
SH
SOLE
250
0
0
Nextera Energy
COMMON
65339F101
447
1863
SH
SOLE
1863
0
0
Nextgen Healthcare Inc
COMMON
65343C102
90
8170
SH
SOLE
8170
0
0
Nike, Inc.
COMMON
654106103
235
2395
SH
SOLE
2395
0
0
Norfolk Southern
COMMON
655844108
236
1344
SH
SOLE
1344
0
0
Northrop Grumman Corp
COMMON
666807102
110
358
SH
SOLE
358
0
0
Novartis Ag ADR
ADR
66987V109
94
1076
SH
SOLE
1076
0
0
Nucor Corp
COMMON
670346105
12
280
SH
SOLE
280
0
0
Nutrien Ltd
COMMON
67077M108
123
3844
SH
SOLE
3556
0
288
Nuveen Muni Value Fd Inc.
COMMON
670928100
68
6640
SH
SOLE
0
0
6640
Nvent Electric Plc Shs
COMMON
G6700G107
13
700
SH
SOLE
700
0
0
Nvidia Corp
COMMON
67066G104
3
8
SH
SOLE
8
0
0
Occidental Petroleum Corp.
COMMON
674599105
3
175
SH
SOLE
175
0
0
Oceaneering Int'l Inc
COMMON
675232102
19
2980
SH
SOLE
2980
0
0
Omnicom Group Inc
COMMON
681919106
6
102
SH
SOLE
102
0
0
Oneok Inc New
COMMON
682680103
597
17979
SH
SOLE
17979
0
0
Oracle
COMMON
68389X105
80
1449
SH
SOLE
1449
0
0
OTIS Worldwide Corp-Wi
COMMON
68902V107
61
1075
SH
SOLE
1075
0
0
P P G Industries Inc.
COMMON
693506107
217
2048
SH
SOLE
2048
0
0
Parker Hannifin Corp
COMMON
701094104
102
555
SH
SOLE
555
0
0
Paypal Holdings
COMMON
70450Y103
13
75
SH
SOLE
75
0
0
Pentair PLC
COMMON
G7S00T104
20
523
SH
SOLE
523
0
0
Peoples United Finl Inc
COMMON
712704105
2125
183632
SH
SOLE
180670
0
2962
Pepsico, Inc.
COMMON
713448108
619
4682
SH
SOLE
4682
0
0
Pfizer Inc.
COMMON
717081103
3782
115649
SH
SOLE
113493
0
2156
Philip Morris Intl Inc
COMMON
718172109
55
787
SH
SOLE
787
0
0
Phillips 66 SHS
COMMON
718546104
522
7256
SH
SOLE
7106
0
150
PIMCO Intermediate Muni Bond ETF
ETF
72201R866
701
12601
SH
SOLE
11124
0
1477
Plantronics Inc.
COMMON
727493108
152
10359
SH
SOLE
10359
0
0
PNC Financial Services Group Inc.
COMMON
693475105
184
1751
SH
SOLE
1751
0
0
Powershares FTSE RAFI ETF
ETF
46137V613
59
546
SH
SOLE
546
0
0
PowerShares QQQ Trust Sr 1 ETF
ETF
46090E103
74
300
SH
SOLE
300
0
0
PPL Corporation
COMMON
69351T106
12
466
SH
SOLE
466
0
0
Procter & Gamble
COMMON
742718109
1763
14741
SH
SOLE
14283
0
458
Prudential Financial Inc.
COMMON
744320102
6
100
SH
SOLE
100
0
0
Public Storage, Inc.
COMMON
74460D109
65
339
SH
SOLE
339
0
0
Public Sv Enterprise
COMMON
744573106
174
3536
SH
SOLE
3536
0
0
Qorvo Inc
COMMON
74736K101
1668
15087
SH
SOLE
15087
0
0
Qualcomm Inc.
COMMON
747525103
23
250
SH
SOLE
250
0
0
Raytheon Technologies Ord
COMMON
75513E101
200
3245
SH
SOLE
3245
0
0
Reaves Utility Income Fd
COMMON
756158101
9
300
SH
SOLE
300
0
0
Republic Services Inc
COMMON
760759100
44
537
SH
SOLE
537
0
0
Rockwell Automation
COMMON
773903109
259
1216
SH
SOLE
1216
0
0
Royal Dutch Shell ADR
ADR
780259206
1248
38181
SH
SOLE
37706
0
475
Royce Micro-Cap Trust
COMMON
780915104
25
3502
SH
SOLE
3502
0
0
Rydex S&P 500 Eq Wgt ETF
COMMON
46137V357
66
645
SH
SOLE
645
0
0
Sabre Corporation
COMMON
78573M104
467
57963
SH
SOLE
57963
0
0
Salesforce Com
COMMON
79466L302
84
450
SH
SOLE
450
0
0
Schlumberger Limited
COMMON
806857108
807
43859
SH
SOLE
43859
0
0
Schwab Emerging Mkt ETF
ETF
808524706
84
3430
SH
SOLE
3430
0
0
Schwab Intermediate US Treasury ETF
ETF
808524854
224
3809
SH
SOLE
3809
0
0
Schwab Int'l Equity ETF
ETF
808524805
9669
325003
SH
SOLE
324498
0
505
Schwab U.S. Bond ETF
ETF
808524839
474
8425
SH
SOLE
8425
0
0
Schwab U.S. Broad Market ETF
ETF
808524102
56236
765427
SH
SOLE
761218
0
4209
Seagate Technology PLC
COMMON
G7945M107
3986
82338
SH
SOLE
79364
0
2974
Sector SPDR Tech Select Shares
COMMON
81369Y803
243
2330
SH
SOLE
2330
0
0
Sempra Energy
COMMON
816851109
18
151
SH
SOLE
151
0
0
Sherwin Williams
COMMON
824348106
61
105
SH
SOLE
105
0
0
Silicon Motion Tech ADR
ADR
82706C108
32
660
SH
SOLE
660
0
0
SK Telecom Ltd ADR
ADR
78440P108
9
448
SH
SOLE
448
0
0
Skywest Inc
COMMON
830879102
282
8652
SH
SOLE
8652
0
0
Skyworks Solutions Inc.
COMMON
83088M102
54
421
SH
SOLE
421
0
0
Snap Inc
COMMON
83304A106
5
200
SH
SOLE
200
0
0
Sonoco Products
COMMON
835495102
338
6467
SH
SOLE
5700
0
767
Sony Corp. ADR
ADR
835699307
1762
25488
SH
SOLE
24883
0
605
Southern Company
COMMON
842587107
312
6023
SH
SOLE
6023
0
0
SPDR Consumer Disc Select ETF
ETF
81369Y407
39
302
SH
SOLE
302
0
0
SPDR Dow Jones Ind Avg ETF
ETF
78467X109
77
300
SH
SOLE
300
0
0
SPDR Gold Trust ETF
ETF
78463V107
1687
10081
SH
SOLE
10081
0
0
SPDR MSCI EAFE Fsl Fuel Fr ETF
ETF
48470E106
662
10203
SH
SOLE
10203
0
0
SPDR MSCI Emerg Fsl Fl Free ETF
ETF
78470E205
421
7060
SH
SOLE
7060
0
0
SPDR S&P 500 ETF
ETF
78462F103
1015
3291
SH
SOLE
2377
0
914
SPDR S&P 500 Fossil Fl Fr ETF
ETF
78468R796
1168
15305
SH
SOLE
15305
0
0
SPDR S&P 600 Small Cap ETF
ETF
78464A300
22
446
SH
SOLE
446
0
0
SPDR S&P Biotech ETF
ETF
78464A870
798
7131
SH
SOLE
7131
0
0
SPDR S&P Dividend ETF
ETF
78464A763
107
1172
SH
SOLE
1172
0
0
SPDR S&P Mid Cap 400 ETF
ETF
78467Y107
162
500
SH
SOLE
300
0
200
SPDR Utility Select Sec ETF
ETF
81369Y886
42
742
SH
SOLE
742
0
0
SPDR SSGA Gender Diversity ETF
ETF
78468R747
10
140
SH
SOLE
140
0
0
Spotify Technology SA
COMMON
L8681T102
10
40
SH
SOLE
40
0
0
Standex Int'l Corp.
COMMON
854231107
30
520
SH
SOLE
520
0
0
Starbucks
COMMON
855244109
465
6315
SH
SOLE
6315
0
0
Stericycle Inc
COMMON
858912108
1505
26892
SH
SOLE
26385
0
507
Steris Corp.
COMMON
G8473T100
230
1500
SH
SOLE
1500
0
0
Stryker Corp.
COMMON
863667101
39
215
SH
SOLE
215
0
0
Suncor Energy Inc.
COMMON
867224107
5
324
SH
SOLE
324
0
0
Synchrony Financial
COMMON
87165B103
421
18999
SH
SOLE
18999
0
0
Sysco Corp.
COMMON
871829107
97
1783
SH
SOLE
1783
0
0
T. Rowe Price Associates
COMMON
74144T108
51
410
SH
SOLE
410
0
0
Taiwan Semiconductor ADR
ADR
874039100
4047
71293
SH
SOLE
69518
0
1775
Target Corp.
COMMON
89417E109
50
414
SH
SOLE
414
0
0
Tata Motors Ltd ADR
ADR
876568502
202
30804
SH
SOLE
29944
0
860
Telefonica ADR
ADR
879382208
18
3676
SH
SOLE
3676
0
0
Teradata Corp
COMMON
88076W103
57
2743
SH
SOLE
2743
0
0
Terex Corp
COMMON
880779103
517
27539
SH
SOLE
27539
0
0
Terra Tech Corp
COMMON
88102J209
0
590
SH
SOLE
590
0
0
Tesla Motors
COMMON
88160R101
13
12
SH
SOLE
12
0
0
Teva Pharma Ind ADR
ADR
881624209
231
18752
SH
SOLE
18752
0
0
Texas Instruments Inc.
COMMON
882508104
63
500
SH
SOLE
500
0
0
The Charles Schwab Corp.
COMMON
808513105
3879
114977
SH
SOLE
111644
0
3333
The Travelers Companies Inc.
COMMON
89417E109
726
6369
SH
SOLE
6369
0
0
Thermo Fisher Scientific
COMMON
883556102
127
351
SH
SOLE
351
0
0
Thomson Reuters Corp
COMMON
884903709
129
1893
SH
SOLE
1893
0
0
Thor Industries Inc
COMMON
885160101
1054
9891
SH
SOLE
9891
0
0
Tilray Inc
COMMON
88688T100
0
59
SH
SOLE
59
0
0
Titan International Inc
COMMON
88830M102
9
6455
SH
SOLE
6455
0
0
TJX Companies Inc
COMMON
872540109
12
230
SH
SOLE
230
0
0
Tootsie Roll Inds
COMMON
890516107
9
277
SH
SOLE
277
0
0
Toronto-Dominion Bank
COMMON
891160509
572
12813
SH
SOLE
12813
0
0
TPI Composites Inc
COMMON
87266J104
137
5866
SH
SOLE
5866
0
0
Trane Technologies PLC
COMMON
G8994E103
137
1545
SH
SOLE
1545
0
0
TransCanada Corp.
COMMON
87807B107
83
1945
SH
SOLE
1945
0
0
Travelcenters of America
COMMON
89421B109
35
2264
SH
SOLE
2264
0
0
U S Bancorp
COMMON
902973304
39
1050
SH
SOLE
1050
0
0
U S X-US Steel Group
COMMON
912909108
3
450
SH
SOLE
450
0
0
UDR Inc
COMMON
902653104
65
1750
SH
SOLE
1750
0
0
Unilever NV
COMMON
904784709
25
471
SH
SOLE
471
0
0
Unilever PLC ADR
ADR
904767704
91
1666
SH
SOLE
1666
0
0
Union Pacific
COMMON
907818108
203
1201
SH
SOLE
977
0
224
United Continental Holdings Inc
COMMON
910047109
6
183
SH
SOLE
183
0
0
United Parcel Service
COMMON
911312106
53
480
SH
SOLE
480
0
0
Unitedhealth Group Inc.
COMMON
91324P102
35
120
SH
SOLE
120
0
0
Unum Provident Corp.
COMMON
91529Y106
330
19912
SH
SOLE
19912
0
0
Valero Energy
COMMON
91913Y100
1625
27623
SH
SOLE
26814
0
809
Vaneck Vectors Gold Miners ETF
ETF
92189F106
1826
49792
SH
SOLE
49792
0
0
Vangard Russell 2000 ETF
ETF
92206C664
22
193
SH
SOLE
193
0
0
Vanguard 500 ETF
ETF
922908363
652
2302
SH
SOLE
2302
0
0
Vanguard Corp Bond ETF
ETF
92206C409
4
54
SH
SOLE
54
0
0
Vanguard Developed Market ETF
ETF
921943858
17105
440965
SH
SOLE
436809
0
4156
Vanguard Div Appreciation ETF
ETF
921908844
298
2543
SH
SOLE
2543
0
0
Vanguard Emerging Market ETF
ETF
922042858
10797
272592
SH
SOLE
270467
0
2125
Vanguard ESG International Stock ETF
ETF
921910725
877
18228
SH
SOLE
18228
0
0
Vanguard ESG US Stock ETF
ETF
921910733
1178
20891
SH
SOLE
20891
0
0
Vanguard FTSE All World ex US ETF
ETF
922042775
195
4090
SH
SOLE
4090
0
0
Vanguard FTSE Pacific ETF
ETF
922042866
11
173
SH
SOLE
173
0
0
Vanguard Growth ETF
ETF
922908736
777
3847
SH
SOLE
3847
0
0
Vanguard High Dividend Yd ETF
ETF
921946406
142
1802
SH
SOLE
1802
0
0
Vanguard Info Technology ETF
ETF
92204A702
15
55
SH
SOLE
55
0
0
Vanguard Interm. Bond Idx ETF
ETF
921937819
50
538
SH
SOLE
538
0
0
Vanguard Interm-Temp Corp Bd ETF
ETF
92206C870
4
45
SH
SOLE
45
0
0
Vanguard Large-Cap ETF
ETF
922908637
6
43
SH
SOLE
43
0
0
Vanguard Mid Cap Etf
ETF
922908629
4
27
SH
SOLE
27
0
0
Vanguard Mid Cap Value ETF
ETF
922908512
42
440
SH
SOLE
440
0
0
Vanguard Mid-Cap Growth ETF
ETF
922908538
44
265
SH
SOLE
265
0
0
Vanguard MSCI Europe ETF
ETF
922042874
14
287
SH
SOLE
287
0
0
Vanguard Muni Bond ETF
ETF
922907746
1933
35695
SH
SOLE
29337
0
6358
Vanguard REIT ETF
ETF
922908553
129
1638
SH
SOLE
1638
0
0
Vanguard Short Term Bd Idx ETF
ETF
921937827
3009
36201
SH
SOLE
36069
0
132
Vanguard Sh-Tm Inflat- Prot ETF
ETF
922020805
123
2450
SH
SOLE
2450
0
0
Vanguard Small Cap Etf
ETF
922908751
21
145
SH
SOLE
145
0
0
Vanguard Small Cap Growth ETF
ETF
922908595
27
134
SH
SOLE
134
0
0
Vanguard Small Cap Value ETF
ETF
922908611
16
147
SH
SOLE
147
0
0
Vanguard Total Int'l Bond Market ETF
ETF
92203J407
12978
224800
SH
SOLE
222293
0
2507
Vanguard Total Stk Mkt ETF
ETF
922908769
2256
14414
SH
SOLE
14414
0
0
Vanguard Total U.S. Bond Market ETF
ETF
921937835
25989
294196
SH
SOLE
291733
0
2463
Vanguard Value Index ETF
ETF
922908744
99
993
SH
SOLE
993
0
0
Ventas REIT Inc
REIT
92276F100
1585
43275
SH
SOLE
42810
0
465
Verizon Communications Inc.
COMMON
92343V104
4381
79467
SH
SOLE
76955
0
2512
Vgrd Ftse All Wrld Ex US ETF
ETF
922042718
8
79
SH
SOLE
79
0
0
VIACOMCBS CL
COMMON
92556H206
10
432
SH
SOLE
432
0
0
Visa Inc
COMMON
92826C839
1110
5745
SH
SOLE
5620
0
125
VMware Inc Cl A
COMMON
928563402
45
292
SH
SOLE
292
0
0
Vodafone Group ADR
ADR
92857W308
1227
76979
SH
SOLE
75630
0
1349
W. P. Carey & Co. LLC
COMMON
92936U109
278
4103
SH
SOLE
4103
0
0
WABTec
COMMON
929740108
3
49
SH
SOLE
49
0
0
Walgreens Boots Alli
COMMON
931427108
34
800
SH
SOLE
800
0
0
Wal-Mart Stores
COMMON
931142103
405
3385
SH
SOLE
3385
0
0
Walt Disney Hldg
COMMON
254687106
1246
11175
SH
SOLE
11175
0
0
Wash Real Est Inv Tr MD REIT
REIT
939653101
227
10228
SH
SOLE
9864
0
364
Watts Water Technologies
COMMON
942749102
99
1228
SH
SOLE
823
0
405
WEC Energy Group
COMMON
92939U106
335
3823
SH
SOLE
3823
0
0
Wells Fargo & Co
COMMON
949746101
17
654
SH
SOLE
654
0
0
Welltower Inc REIT
REIT
95040Q104
78
1500
SH
SOLE
1500
0
0
Western Digital Corp.
COMMON
958102105
168
3795
SH
SOLE
3795
0
0
Western Union Co
COMMON
959802109
1027
47493
SH
SOLE
46058
0
1435
Westpac Banking ADR
ADR
961214301
68
5475
SH
SOLE
5475
0
0
Weyerhaeuser Company
COMMON
962166104
1128
50225
SH
SOLE
49513
0
712
Whirlpool
COMMON
963320106
1410
10883
SH
SOLE
10883
0
0
WisdomTree Emerg Mk SmCap ETF
ETF
97717W281
683
17503
SH
SOLE
16240
0
1263
Wisdomtree Japan SmCap Div ETF
ETF
97717W836
91
1420
SH
SOLE
1420
0
0
Wolverine World Wide Inc.
COMMON
978097103
941
39537
SH
SOLE
39137
0
400
WPP
COMMON
92937A102
1108
28322
SH
SOLE
27803
0
519
Wyndham Destinations Inc
COMMON
98310W108
14
487
SH
SOLE
487
0
0
Wyndham Hotels & Resorts Inc
COMMON
98311A105
21
487
SH
SOLE
487
0
0
Xcel Energy Inc.
COMMON
98389B100
116
1860
SH
SOLE
1860
0
0
Xerox Corp.
COMMON
98421M106
106
6956
SH
SOLE
6020
0
936
Xylem Inc
COMMON
98419M100
98
1501
SH
SOLE
1501
0
0
Yield10 Bioscience Inc
COMMON
98585K862
2
242
SH
SOLE
242
0
0
Yum China Hldgs Inc Com
COMMON
98850P109
847
17613
SH
SOLE
17387
0
226
Zimmer Biomet Holdings Inc.
COMMON
98956P102
18
153
SH
SOLE
153
0
0
Zoom video communications-A
COMMON
98980L101
30
120
SH
SOLE
120
0
0