0001393944-20-000004.txt : 20200424 0001393944-20-000004.hdr.sgml : 20200424 20200424091329 ACCESSION NUMBER: 0001393944-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200424 DATE AS OF CHANGE: 20200424 EFFECTIVENESS DATE: 20200424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hanson & Doremus Investment Management CENTRAL INDEX KEY: 0001393944 IRS NUMBER: 030348256 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12547 FILM NUMBER: 20812726 BUSINESS ADDRESS: STREET 1: 431 PINE STREET, SUITE 302 STREET 2: PO BOX 819 CITY: BURLINGTON STATE: VT ZIP: 05402-0819 BUSINESS PHONE: 802-658-2668 MAIL ADDRESS: STREET 1: 431 PINE STREET, SUITE 302 STREET 2: PO BOX 819 CITY: BURLINGTON STATE: VT ZIP: 05402-0819 FORMER COMPANY: FORMER CONFORMED NAME: Hanson Investment Management DATE OF NAME CHANGE: 20070321 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001393944 XXXXXXXX 03-31-2020 03-31-2020 Hanson & Doremus Investment Management

431 PINE STREET, SUITE 302 PO BOX 819 BURLINGTON VT 05402-0819

13F HOLDINGS REPORT 028-12547 N Jordan Lafayette 802-658-2668 Jordan Lafayette Burlington VT 04-24-2020 0 453 294 false INFORMATION TABLE 2 13F.xml 3d Systems Corp COMMON 88554D205 1 100 SH SOLE 100 0 0 3M Company COMMON 88579Y101 46 337 SH SOLE 337 0 0 A F L A C Inc. COMMON 001055102 80 2344 SH SOLE 2344 0 0 Abbott Laboratories COMMON 002824100 1470 18628 SH SOLE 18628 0 0 AbbVie Inc. COMMON 00287Y109 666 8736 SH SOLE 8736 0 0 Aberdeen Asia Pac Income Fd COMMON 003009107 135 40073 SH SOLE 40073 0 0 Aberdeen Physical Swiss Gold ETF ETF 00326A104 6 400 SH SOLE 400 0 0 Accenture Ltd Cl A F COMMON G1151C101 43 261 SH SOLE 261 0 0 ACNB Corporation COMMON 000868109 40 1321 SH SOLE 1321 0 0 Activision Inc. COMMON 00507V109 347 5840 SH SOLE 5840 0 0 Agco Corp. COMMON 001084102 594 12565 SH SOLE 11610 0 955 Air Products & Chemicals Inc. COMMON 009158106 623 3119 SH SOLE 3119 0 0 Alaska Air Group Inc. COMMON 011659109 3 100 SH SOLE 100 0 0 Allegion Public Ltd Co COMMON G0176J109 18 200 SH SOLE 200 0 0 Alliant Energy Corp COMMON 018802108 844 17484 SH SOLE 17484 0 0 Allstate COMMON 020002101 131 1426 SH SOLE 1426 0 0 Alphabet, Inc Cl C COMMON 02079K107 2435 2094 SH SOLE 2052 0 42 Alphabet, Inc. Cl A COMMON 02079K305 608 523 SH SOLE 514 0 9 Altria Group Inc. COMMON 02209S103 18 464 SH SOLE 464 0 0 Amarin Corp Plc New ADR ADR 023111206 6 1525 SH SOLE 1525 0 0 Amazon.Com COMMON 023135106 146 75 SH SOLE 75 0 0 AMC Entertainment COMMON 00165C104 2 512 SH SOLE 512 0 0 Amc Networks Inc Cl A COMMON 00164V103 83 3411 SH SOLE 3411 0 0 America Movil L ADR ADR 02364W105 64 5406 SH SOLE 5406 0 0 American Express Company COMMON 025816109 260 3040 SH SOLE 3040 0 0 American Tower REIT REIT 03027X100 17 77 SH SOLE 77 0 0 Amerisource Bergen Corp. COMMON 03073E105 22 248 SH SOLE 248 0 0 Amgen Incorporated COMMON 031162100 192 949 SH SOLE 949 0 0 Amkor Technology Inc COMMON 031652100 476 61148 SH SOLE 61148 0 0 Annaly Mortgage Mgmt REIT REIT 035710409 18 3520 SH SOLE 3520 0 0 Anthem Inc COMMON 036752103 37 165 SH SOLE 165 0 0 Apple Inc. COMMON 037833100 3228 12695 SH SOLE 12372 0 323 Archer-Daniels-Midland Inc. COMMON 039483102 142 4031 SH SOLE 3160 0 871 Arista Networks COMMON 040413106 5 26 SH SOLE 26 0 0 Arrowhead Pharma Inc COMMON 04280A100 9 320 SH SOLE 320 0 0 Astec Industries COMMON 046224101 322 9197 SH SOLE 9197 0 0 AstraZeneca plc ADR ADR 046353108 1208 27056 SH SOLE 27056 0 0 AT&T Inc. COMMON 00206R102 2865 98280 SH SOLE 97520 0 760 Atlas Air Worldwide Hldg COMMON 049164205 110 4269 SH SOLE 4269 0 0 Aurora Cannabis Inc COMMON 05156X108 1 1000 SH SOLE 1000 0 0 Auto Data Processing COMMON 053015103 207 1518 SH SOLE 1518 0 0 Autoliv Inc COMMON 052800109 3 62 SH SOLE 62 0 0 B & G Foods Inc COMMON 05508R106 316 17485 SH SOLE 17485 0 0 Baidu Inc ADR ADR 056752108 530 5259 SH SOLE 5259 0 0 Ball Corp COMMON 058498106 36 561 SH SOLE 561 0 0 Bank Montreal Quebec COMMON 063671101 25 500 SH SOLE 500 0 0 Bank of America Corp COMMON 060505104 69 3238 SH SOLE 3238 0 0 Bank of New York Mellon COMMON 064058100 74 2202 SH SOLE 2202 0 0 Bar Harbor Bankshare COMMON 066849100 10 573 SH SOLE 573 0 0 Baxter International COMMON 071813109 1042 12828 SH SOLE 12828 0 0 BCE Inc. COMMON 05534B760 356 8720 SH SOLE 7784 0 936 Becton Dickinson & Co COMMON 075887109 145 633 SH SOLE 633 0 0 Berkshire Hathaway Cl B COMMON 084670702 1886 10318 SH SOLE 9958 0 360 BHP Billiton Ltd. ADR ADR 088606108 12 333 SH SOLE 333 0 0 Biogen Idec Inc COMMON 09062X103 166 525 SH SOLE 525 0 0 Biomarin Pharmaceutical Inc COMMON 09061G101 17 200 SH SOLE 200 0 0 Black Rock Resources Tr COMMON 09257A108 6 1163 SH SOLE 1163 0 0 Blackrock Inc COMMON 09247X101 29 65 SH SOLE 65 0 0 Blkrck Muniyield Qlty Fd COMMON 09254F100 19 1300 SH SOLE 1300 0 0 Boeing Co. COMMON 097023105 1987 13323 SH SOLE 13112 0 211 Borg Warner Inc COMMON 099724106 782 32102 SH SOLE 32102 0 0 BP plc ADR ADR 055622104 44 1792 SH SOLE 1792 0 0 Bristol Myers COMMON 110122108 2339 41963 SH SOLE 41489 0 474 Bristol Myers Squibb COMMON 110122157 1 329 SH SOLE 329 0 0 Broadridge Finl Solution COMMON 11133T103 66 700 SH SOLE 700 0 0 Canadian Natl Ry Co COMMON 136375102 21 275 SH SOLE 275 0 0 Capital One Financial COMMON 14040H105 10 200 SH SOLE 200 0 0 CarMax Inc COMMON 143130102 31 584 SH SOLE 584 0 0 Caterpillar COMMON 149123101 1514 13046 SH SOLE 13046 0 0 CBRE Group Inc COMMON 12504L109 144 3825 SH SOLE 3825 0 0 CDK Global Inc COMMON 12508E101 13 400 SH SOLE 400 0 0 Centerpoint Energy Inc COMMON 15189T107 107 6896 SH SOLE 5896 0 1000 CenturyLink Inc COMMON 156700106 150 15815 SH SOLE 15815 0 0 Cerner Corp COMMON 156782104 8 120 SH SOLE 120 0 0 Charter Communications Inc COMMON 16119P108 288 661 SH SOLE 661 0 0 Chemed Corp. COMMON 16359R103 2336 5392 SH SOLE 5392 0 0 Chevron Corp. COMMON 166764100 511 7048 SH SOLE 7048 0 0 China Automotive Systems Inc COMMON 16936R105 74 42402 SH SOLE 42402 0 0 Chubb Limited COMMON H1467J104 108 966 SH SOLE 966 0 0 Cigna Corp COMMON 125523100 156 883 SH SOLE 883 0 0 Cincinnati Financial Corp COMMON 172062101 29 390 SH SOLE 390 0 0 Cisco Systems, Inc. COMMON 17275R102 3599 91546 SH SOLE 89583 0 1963 Citigroup COMMON 172967424 331 7857 SH SOLE 7857 0 0 CME Group Inc. COMMON 12572Q105 585 3385 SH SOLE 3385 0 0 Coca-Cola Co COMMON 191216100 2795 63158 SH SOLE 61650 0 1508 Colgate-Palmolive COMMON 194162103 131 1980 SH SOLE 1980 0 0 Comcast Corp. COMMON 20030N101 43 1254 SH SOLE 1254 0 0 Comerica Incorporated COMMON 200340107 59 2000 SH SOLE 2000 0 0 Community Bank System COMMON 203607106 847 14401 SH SOLE 13501 0 900 Conoco Phillips COMMON 20825C104 416 13497 SH SOLE 13497 0 0 Consolidated Edison Inc. COMMON 209115104 190 2439 SH SOLE 2439 0 0 Constellation Brand Cl Aclass A COMMON 21036P108 14 100 SH SOLE 100 0 0 Corning COMMON 219350105 3396 165332 SH SOLE 164663 0 669 Corp Office Pptys REIT REIT 22002T108 8 343 SH SOLE 343 0 0 Corteva Inc com COMMON 22052L104 21 912 SH SOLE 912 0 0 Costco COMMON 22160K105 3634 12744 SH SOLE 12467 0 277 Credit Acceptance Corp COMMON 225310101 14 54 SH SOLE 54 0 0 CSX Corp COMMON 126408103 483 8436 SH SOLE 8436 0 0 CVS Corp COMMON 126650100 827 13941 SH SOLE 13941 0 0 Danaher Corp COMMON 235851102 21 150 SH SOLE 150 0 0 Deep Value ETF ETF 26922A701 40 2120 SH SOLE 2120 0 0 Deere & Company COMMON 244199105 508 3675 SH SOLE 3675 0 0 Devon Energy Corp COMMON 25179M103 69 9928 SH SOLE 9928 0 0 Diageo PLC ADR ADR 25243Q205 8 59 SH SOLE 59 0 0 Dick's Sporting Goods Inc COMMON 253393102 0 8 SH SOLE 8 0 0 Digital Realty Trust REIT REIT 253868103 486 3499 SH SOLE 3499 0 0 Dominion Resources COMMON 25746U109 371 5146 SH SOLE 4045 0 1101 Dover Corporation COMMON 260003108 42 500 SH SOLE 500 0 0 Dow In COMMON 260557103 88 3016 SH SOLE 3016 0 0 Dr Reddys Labs ADR ADR 256135203 449 11126 SH SOLE 11126 0 0 Dropbox Inc Cl A COMMON 26210C104 3 172 SH SOLE 172 0 0 Duke Energy Corp. COMMON 26441C204 2299 28428 SH SOLE 28119 0 309 E Bay Inc. COMMON 278642103 6 200 SH SOLE 200 0 0 E I DuPont COMMON 26614N102 48 1399 SH SOLE 1399 0 0 East West Bancorp COMMON 27579R104 555 21562 SH SOLE 21562 0 0 Eastman Chemical Co. COMMON 277432100 9 200 SH SOLE 200 0 0 Eaton Corp. COMMON G29183103 143 1843 SH SOLE 1843 0 0 Ecolab Inc. COMMON 278865100 41 263 SH SOLE 263 0 0 Edison International COMMON 281020107 51 933 SH SOLE 104 0 829 Eli Lilly & Co. COMMON 532457108 750 5404 SH SOLE 5404 0 0 Embraer S.A. COMMON 29082A107 122 16482 SH SOLE 16482 0 0 Emerson Electric Co. COMMON 291011104 1532 32147 SH SOLE 31297 0 850 Equity Residential Prop. REIT REIT 29476L107 340 5503 SH SOLE 5503 0 0 Essential utilities ord COMMON 29670G102 115 2830 SH SOLE 2830 0 0 ETFMG Alternative Harvest ETF ETF 26924G508 9 811 SH SOLE 811 0 0 Etho Climate Leader US ETF ETF 26924G888 82 2475 SH SOLE 2475 0 0 Exelon Corp. COMMON 30161N101 18 489 SH SOLE 489 0 0 Expeditors Int'l of Washington COMMON 302130109 67 1010 SH SOLE 1010 0 0 Exxon Mobil Corporation COMMON 30231G102 1077 28362 SH SOLE 26802 0 1560 Facebook Inc Class A COMMON 30303M102 83 496 SH SOLE 496 0 0 Fedex Corporation COMMON 31428X106 419 3455 SH SOLE 3455 0 0 First Bancorp Inc Me COMMON 31866P102 13 600 SH SOLE 600 0 0 First Solar Inc COMMON 336433107 660 18307 SH SOLE 18307 0 0 Flex Ltd. COMMON Y2573F102 14 1695 SH SOLE 1695 0 0 Fortinet Inc COMMON 34959E109 42 415 SH SOLE 415 0 0 Fortune Brands Home & Security COMMON 34964C106 13 306 SH SOLE 306 0 0 Francescas Holdings Corp COMMON 351793203 2 852 SH SOLE 852 0 0 FS KKR Capital Corp COMMON 302635107 12 4103 SH SOLE 4103 0 0 Gallagher Arthur J & Co COMMON 363576109 65 800 SH SOLE 800 0 0 General Dynamics Corp. COMMON 369550108 20 149 SH SOLE 149 0 0 General Electric Co. COMMON 369604103 997 125626 SH SOLE 120926 0 4700 General Mills, Inc. COMMON 370334104 93 1766 SH SOLE 1766 0 0 Genuine Parts Co COMMON 372460105 17 250 SH SOLE 250 0 0 Gilead Sciences Inc COMMON 375558103 445 5957 SH SOLE 5957 0 0 Glaxo Smithkline ADR ADR 37733W105 1409 37183 SH SOLE 37183 0 0 Global Payments Inc COMMON 37940X102 48 334 SH SOLE 334 0 0 Goldman Sachs 5.5 Pfd COMMON 38145G308 7 273 SH SOLE 273 0 0 Goldman Sachs Group Inc COMMON 38141G104 177 1146 SH SOLE 1146 0 0 Gopro Inc COMMON 38268T103 0 5 SH SOLE 5 0 0 Gossamer Bio Inc. COMMON 38341P102 5 459 SH SOLE 459 0 0 Guggenheim S&P Global Water Index COMMON 46138E651 24 729 SH SOLE 729 0 0 Gw Pharmaceutic Plc COMMON 36197T103 7 75 SH SOLE 75 0 0 Halliburton Company COMMON 406216101 16 2372 SH SOLE 2372 0 0 Hanesbrands Inc. COMMON 410345102 807 102505 SH SOLE 97753 0 4752 Hannon Armstrong Sus REIT REIT 41068X100 3 130 SH SOLE 130 0 0 Harsco COMMON 415864107 73 10538 SH SOLE 10538 0 0 Hershey Foods Corp COMMON 427866108 120 907 SH SOLE 907 0 0 Hewlett Packard Ente COMMON 42824C109 12 1200 SH SOLE 1200 0 0 Hewlett-Packard Co. COMMON 40434L105 22 1255 SH SOLE 1255 0 0 Home Depot COMMON 437076102 152 812 SH SOLE 812 0 0 Honda Motor Co. ADR ADR 438128308 64 2850 SH SOLE 2850 0 0 Honeywell International COMMON 438516106 199 1488 SH SOLE 1488 0 0 Hope Bancorp Inc COMMON 43940T109 53 6474 SH SOLE 6474 0 0 HSBC Holdings PLC ADR ADR 404280406 23 809 SH SOLE 809 0 0 Humana COMMON 444859102 551 1756 SH SOLE 1756 0 0 IBM Corp. COMMON 459200101 1604 14460 SH SOLE 13896 0 564 IdaCorp Inc. COMMON 451107106 24 271 SH SOLE 271 0 0 Idexx Labs Inc. COMMON 45168D104 15 63 SH SOLE 63 0 0 II-VI Inc COMMON 902104108 5 169 SH SOLE 169 0 0 Illinois Tool Works COMMON 452308109 187 1319 SH SOLE 1319 0 0 Imperial Oil Ltd COMMON 453038408 41 3645 SH SOLE 3645 0 0 India Fund COMMON 454089103 54 3987 SH SOLE 3987 0 0 Ingersoll Rand Inc COMMON 45687V106 34 1361 SH SOLE 1361 0 0 Integer Holdings Corp COMMON 45826H109 872 13872 SH SOLE 13597 0 275 Intel Corp. COMMON 458140100 1706 31515 SH SOLE 31515 0 0 Interface Inc COMMON 458665304 40 5274 SH SOLE 5274 0 0 Intuit COMMON 461202103 20 87 SH SOLE 87 0 0 Invesco Cleantech ETF ETF 46137V407 35 920 SH SOLE 920 0 0 Invesco Global Water ETF ETF 46138E651 7 300 SH SOLE 300 0 0 Iron Mountain Inc REIT REIT 46284V101 18 751 SH SOLE 751 0 0 iShares Core MSCI ETF ETF 46434G103 5 119 SH SOLE 119 0 0 iShares DJ US Financial ETF ETF 464287788 54 554 SH SOLE 554 0 0 iShares Dow J. Healthcare ETF ETF 464287762 123 654 SH SOLE 654 0 0 Ishares Gold ETF ETF 464285105 267 17695 SH SOLE 17695 0 0 iShares Lehman Agg Bond Fd ETF ETF 464287226 22 195 SH SOLE 195 0 0 iShares MSCI EAFE ETF ETF 464287465 328 6137 SH SOLE 6137 0 0 iShares MSCI Emerg Esg ETF ETF 46434G863 308 11254 SH SOLE 11254 0 0 iShares MSCI Emerging Market ETF ETF 464287234 22 649 SH SOLE 649 0 0 iShares MSCI Global Gold Miners ETF ETF 46434G855 4 203 SH SOLE 203 0 0 iShares MSCI Japan Index ETF ETF 46434G822 22 437 SH SOLE 437 0 0 iShares MSCI Taiwan Index ETF ETF 46434G772 148 4497 SH SOLE 4097 0 400 iShares NASDAQ Biotech ETF ETF 464287556 849 7883 SH SOLE 7617 0 266 iShares PHLX Semiconductor ETF ETF 464287523 5 25 SH SOLE 25 0 0 iShares Russell 1000 Val ETF ETF 464287598 3541 35707 SH SOLE 35707 0 0 iShares Russell 2000 Growth ETF ETF 464287648 9 54 SH SOLE 54 0 0 Ishares Russell 2000 Value ETF ETF 464287630 12 151 SH SOLE 151 0 0 iShares Russell Midcap Grth ETF ETF 464287481 38 314 SH SOLE 314 0 0 iShares Russell Midcap Val. Idx ETF ETF 464287473 12 187 SH SOLE 187 0 0 iShares S&P 500 Index ETF ETF 464287200 293 1132 SH SOLE 1132 0 0 iShares S&P Midcap 400 Index ETF ETF 464287507 62 434 SH SOLE 434 0 0 iShares S&P Mid-Cap Grow ETF ETF 464287606 18 99 SH SOLE 99 0 0 iShares S&P Sm Cap Idx 600 ETF ETF 464287804 161 2876 SH SOLE 2876 0 0 iShares S&P U S Pfd Stk ETF ETF 464288687 5 153 SH SOLE 153 0 0 iShares Select Dividend Idx ETF ETF 464287168 69 932 SH SOLE 932 0 0 iShares Short-Term National Muni Bond ETF 464288158 78 735 SH SOLE 735 0 0 iShares TIPS Bond ETF ETF 464287176 981 8319 SH SOLE 8096 0 223 iShares Tr China 25 Index ETF ETF 464287184 101 2698 SH SOLE 2698 0 0 iShares Tr DJ U S Tech Sector ETF ETF 464287721 119 583 SH SOLE 583 0 0 Ishares Tr Intrm Tr Crp Etf ETF 464288638 59 1080 SH SOLE 1080 0 0 iShares Tr S&P Europe 350 ETF ETF 464287861 11 300 SH SOLE 300 0 0 J M Smuckers Co. COMMON 832696405 0 4 SH SOLE 4 0 0 Jacobs Engineering Group Inc COMMON 469814107 24 303 SH SOLE 303 0 0 JetBlue Airways Corp. COMMON 477143101 13 1435 SH SOLE 1435 0 0 JinkoSolar Hldg ADR ADR 47759T100 25 1657 SH SOLE 1657 0 0 Johnson & Johnson COMMON 478160104 2214 16883 SH SOLE 16129 0 754 JP Morgan Chase & Co COMMON 46625H100 2139 23754 SH SOLE 22872 0 882 Kansas City Southern COMMON 485170302 26 202 SH SOLE 202 0 0 Kimberly-Clark Corp. COMMON 494368103 203 1585 SH SOLE 1585 0 0 KLA-Tencor Corporation COMMON 482480100 31 213 SH SOLE 213 0 0 Kohls Corp. COMMON 500255104 2 135 SH SOLE 135 0 0 Kon Philips Electric NV COMMON 500472303 512 12738 SH SOLE 12738 0 0 Korea Elec Power Co COMMON 500631106 39 5159 SH SOLE 5159 0 0 Kraft Heinz Company COMMON 500754106 782 31599 SH SOLE 30419 0 1180 KraneShares CSI China Internet ETF ETF 500767306 23 519 SH SOLE 519 0 0 Laboratory Corp of America Hlds COMMON 50540R409 111 880 SH SOLE 785 0 95 Liberty Broadband Corp COMMON 530307305 19 174 SH SOLE 174 0 0 Liberty Formula One Group COMMON 531229854 17 631 SH SOLE 631 0 0 Lowes Companies Inc. COMMON 548661107 53 618 SH SOLE 618 0 0 Luckin Coffee Inc COMMON 54951L109 26 940 SH SOLE 940 0 0 M K S Instruments Inc. COMMON 55306N104 578 7101 SH SOLE 7101 0 0 Marathon Petroleum Corp COMMON 56585A102 40 1706 SH SOLE 1706 0 0 Marsh & McLennan Co's COMMON 571748102 14 163 SH SOLE 163 0 0 Mastercard Inc COMMON 57636Q104 46 189 SH SOLE 189 0 0 Mattel Inc COMMON 577081102 145 16444 SH SOLE 16444 0 0 McDermott International Inc COMMON 580037703 0 1701 SH SOLE 1701 0 0 McDonald's Corp COMMON 580135101 335 2028 SH SOLE 2028 0 0 McKesson Corp. COMMON 58155Q103 1042 7703 SH SOLE 7299 0 404 Medtronic Inc. COMMON G5960L103 1346 14923 SH SOLE 14417 0 506 Melco Resorts & Enertain ADR ADR 585464100 350 28260 SH SOLE 28260 0 0 Merck COMMON 58933Y105 2627 34144 SH SOLE 32557 0 1587 Micron Technology COMMON 595112103 13 306 SH SOLE 306 0 0 Microsoft COMMON 594918104 8812 55876 SH SOLE 54587 0 1289 Mohawk Industries Inc COMMON 608190104 71 930 SH SOLE 817 0 113 Mondelez Int'l Inc. COMMON 609207105 853 17028 SH SOLE 16573 0 455 Morgan Stanley Dean Witter COMMON 617446448 11 312 SH SOLE 312 0 0 National Grid Plc ADR ADR 636274409 365 6256 SH SOLE 6256 0 0 National Storage Aff REIT REIT 637870106 6 200 SH SOLE 200 0 0 Natus Medical Incorporated COMMON 639050103 28 1200 SH SOLE 1200 0 0 NCR Corporation COMMON 62886E108 1235 69787 SH SOLE 68201 0 1586 Nestle S A ADR ADR 641069406 20 199 SH SOLE 199 0 0 New Oriental Ed ADR ADR 647581107 27 250 SH SOLE 250 0 0 Newell Rubbermaid COMMON 651229106 6 450 SH SOLE 0 0 450 Nextera Energy COMMON 65339F101 673 2798 SH SOLE 2798 0 0 Nextgen Healthcare Inc COMMON 65343C102 100 9580 SH SOLE 9580 0 0 Nike, Inc. COMMON 654106103 57 685 SH SOLE 685 0 0 Norfolk Southern COMMON 655844108 671 4594 SH SOLE 4594 0 0 Northrop Grumman Corp COMMON 666807102 108 358 SH SOLE 358 0 0 Novartis Ag ADR ADR 66987V109 391 4747 SH SOLE 4747 0 0 Nucor Corp COMMON 670346105 10 280 SH SOLE 280 0 0 Nutrien Ltd COMMON 67077M108 180 5292 SH SOLE 5004 0 288 Nuveen Muni Value Fd Inc. COMMON 670928100 65 6640 SH SOLE 0 0 6640 Nvent Electric Plc Shs COMMON G6700G107 15 900 SH SOLE 700 0 200 Nvidia Corp COMMON 67066G104 2 8 SH SOLE 8 0 0 Occidental Petroleum Corp. COMMON 674599105 2 175 SH SOLE 175 0 0 Oceaneering Int'l Inc COMMON 675232102 11 3760 SH SOLE 3760 0 0 OGE Energy Corp. COMMON 670837103 37 1200 SH SOLE 1200 0 0 Oneok Inc New COMMON 682680103 397 18188 SH SOLE 18188 0 0 Oracle COMMON 68389X105 52 1080 SH SOLE 1080 0 0 P P G Industries Inc. COMMON 693506107 171 2048 SH SOLE 2048 0 0 Parker Hannifin Corp COMMON 701094104 72 555 SH SOLE 555 0 0 Paypal Holdings COMMON 70450Y103 32 330 SH SOLE 330 0 0 Pentair PLC COMMON G7S00T104 25 848 SH SOLE 648 0 200 Peoples United Finl Inc COMMON 712704105 2176 196939 SH SOLE 193977 0 2962 Pepsico, Inc. COMMON 713448108 546 4543 SH SOLE 4543 0 0 Pfizer Inc. COMMON 717081103 4364 133705 SH SOLE 131549 0 2156 Philip Morris Intl Inc COMMON 718172109 57 787 SH SOLE 787 0 0 Phillips 66 SHS COMMON 718546104 451 8403 SH SOLE 8253 0 150 PIMCO Intermediate Muni Bond ETF ETF 72201R866 607 11124 SH SOLE 11124 0 0 Plantronics Inc. COMMON 727493108 189 18793 SH SOLE 18793 0 0 PNC Financial Services Group Inc. COMMON 693475105 215 2242 SH SOLE 2242 0 0 Powershares FTSE RAFI ETF ETF 46137V613 50 541 SH SOLE 541 0 0 PowerShares QQQ Trust Sr 1 ETF ETF 46090E103 66 345 SH SOLE 345 0 0 PPL Corporation COMMON 69351T106 12 466 SH SOLE 466 0 0 Procter & Gamble COMMON 742718109 2298 20887 SH SOLE 20429 0 458 Proshares S&P 500 Ex Energy ETF ETF 74347B581 55 980 SH SOLE 980 0 0 Prudential Financial Inc. COMMON 744320102 5 100 SH SOLE 100 0 0 Public Storage, Inc. COMMON 74460D109 67 339 SH SOLE 339 0 0 Public Sv Enterprise COMMON 744573106 213 4751 SH SOLE 4751 0 0 Qorvo Inc COMMON 74736K101 1274 15800 SH SOLE 15800 0 0 Qualcomm Inc. COMMON 747525103 17 250 SH SOLE 250 0 0 Raytheon Company New COMMON 755111507 56 430 SH SOLE 430 0 0 Republic Services Inc COMMON 760759100 63 837 SH SOLE 837 0 0 Rockwell Automation COMMON 773903109 184 1216 SH SOLE 1216 0 0 Royal Dutch Shell ADR ADR 780259206 1408 40348 SH SOLE 39873 0 475 Royce Micro-Cap Trust COMMON 780915104 19 3502 SH SOLE 3502 0 0 Rydex S&P 500 Eq Wgt ETF ETF 46137V357 54 645 SH SOLE 645 0 0 S & P Global Inc COMMON 78409V104 74 300 SH SOLE 300 0 0 Sabre Corporation COMMON 78573M104 401 67568 SH SOLE 67568 0 0 Salesforce Com COMMON 79466L302 65 450 SH SOLE 450 0 0 Schlumberger Limited COMMON 806857108 558 41349 SH SOLE 41349 0 0 Schwab Emerging Mkt ETF COMMON 808524706 90 4331 SH SOLE 4331 0 0 Schwab Intermediate US Treasury ETF ETF 808524854 236 4023 SH SOLE 4023 0 0 Schwab Int'l Equity ETF ETF 808524805 5154 199477 SH SOLE 198976 0 501 Schwab Large Cap Value Indx ETF ETF 808524409 41 922 SH SOLE 922 0 0 Schwab U.S. Bond ETF ETF 808524839 543 10002 SH SOLE 10002 0 0 Schwab U.S. Broad Market ETF ETF 808524102 45094 746223 SH SOLE 742073 0 4150 Seagate Technology PLC COMMON G7945M107 4436 90906 SH SOLE 87932 0 2974 Sector SPDR Tech Select Shares COMMON 81369Y803 184 2294 SH SOLE 2294 0 0 Sempra Energy COMMON 816851109 17 151 SH SOLE 151 0 0 Sherwin Williams COMMON 824348106 48 105 SH SOLE 105 0 0 Silicon Motion Tech ADR ADR 82706C108 24 660 SH SOLE 660 0 0 SK Telecom Ltd ADR ADR 78440P108 17 1048 SH SOLE 1048 0 0 Skywest Inc COMMON 830879102 283 10814 SH SOLE 10814 0 0 Skyworks Solutions Inc. COMMON 83088M102 38 421 SH SOLE 421 0 0 Slack Technologies Inc COMMON 83088V102 4 150 SH SOLE 150 0 0 Snap Inc COMMON 83304A106 10 800 SH SOLE 800 0 0 Sonoco Products COMMON 835495102 300 6467 SH SOLE 5700 0 767 Sony Corp. ADR ADR 835699307 1641 27729 SH SOLE 27124 0 605 Southern Company COMMON 842587107 366 6765 SH SOLE 6387 0 378 SPDR Consumer Disc Select ETF ETF 81369Y407 30 302 SH SOLE 302 0 0 SPDR Dow Jones Ind Avg ETF ETF 78467X109 66 300 SH SOLE 300 0 0 SPDR Gold Trust ETF ETF 78463V107 1473 9951 SH SOLE 9951 0 0 SPDR MSCI EAFE Fsl Fuel Fr ETF ETF 78470E106 634 11326 SH SOLE 11326 0 0 SPDR MSCI Emerg Fsl Fl Free ETF ETF 78470E205 382 7480 SH SOLE 7480 0 0 SPDR S&P 500 ETF ETF 78462F103 853 3311 SH SOLE 2397 0 914 SPDR S&P 500 Fossil Fl Fr ETF ETF 78468R796 977 15302 SH SOLE 15302 0 0 SPDR S&P 600 Small Cap ETF ETF 78464A300 18 443 SH SOLE 443 0 0 SPDR S&P Biotech ETF ETF 78464A870 559 7224 SH SOLE 7224 0 0 SPDR S&P Dividend ETF ETF 78464A763 94 1172 SH SOLE 1172 0 0 SPDR S&P Mid Cap 400 ETF ETF 78467Y107 131 500 SH SOLE 300 0 200 SPDR Utility Select Sec ETF ETF 81369Y886 41 742 SH SOLE 742 0 0 SPDR SSGA Gender Diversity ETF ETF 78468R747 8 140 SH SOLE 140 0 0 Spotify Technology SA COMMON L8681T102 5 40 SH SOLE 40 0 0 Standex Int'l Corp. COMMON 854231107 50 1020 SH SOLE 1020 0 0 Stanley Black & Decker COMMON 854502101 40 400 SH SOLE 400 0 0 Starbucks COMMON 855244109 153 2321 SH SOLE 2321 0 0 Stericycle Inc COMMON 858912108 1415 29133 SH SOLE 28626 0 507 Steris Corp. COMMON G8473T100 210 1500 SH SOLE 1500 0 0 Stryker Corp. COMMON 863667101 36 215 SH SOLE 215 0 0 Suncor Energy Inc. COMMON 867224107 12 789 SH SOLE 789 0 0 Synchrony Financial COMMON 87165B103 476 29591 SH SOLE 29591 0 0 Sysco Corp. COMMON 871829107 81 1783 SH SOLE 1783 0 0 T. Rowe Price Associates COMMON 74144T108 40 410 SH SOLE 410 0 0 Taiwan Semiconductor ADR ADR 874039100 3917 81956 SH SOLE 80181 0 1775 Target Corp. COMMON 87612E106 38 414 SH SOLE 414 0 0 Tata Motors Ltd ADR ADR 876568502 167 35304 SH SOLE 34444 0 860 Telefonica ADR ADR 879382208 24 5247 SH SOLE 5247 0 0 Teradata Corp COMMON 88076W103 62 3050 SH SOLE 3050 0 0 Terex Corp COMMON 880779103 446 31052 SH SOLE 31052 0 0 Terra Tech Corp COMMON 88102J209 0 590 SH SOLE 590 0 0 Tesla Motors COMMON 88160R101 6 12 SH SOLE 12 0 0 Teva Pharma Ind ADR ADR 881624209 193 21474 SH SOLE 21474 0 0 Texas Instruments Inc. COMMON 882508104 50 500 SH SOLE 500 0 0 The Charles Schwab Corp. COMMON 808513105 4128 122779 SH SOLE 119927 0 2852 The Trade Desk Inc Com Cl A COMMON 88339J105 4 20 SH SOLE 20 0 0 The Travelers Companies Inc. COMMON 89417E109 777 7822 SH SOLE 7622 0 200 Thermo Fisher Scientific COMMON 883556102 100 351 SH SOLE 351 0 0 Thomson Reuters Corp COMMON 884903709 128 1893 SH SOLE 1893 0 0 Thor Industries Inc COMMON 885160101 512 12134 SH SOLE 12134 0 0 Tilray Inc COMMON 88688T100 0 59 SH SOLE 59 0 0 Titan International Inc COMMON 88830M102 15 9985 SH SOLE 9985 0 0 TJX Companies Inc COMMON 872540109 11 230 SH SOLE 230 0 0 Tootsie Roll Inds COMMON 890516107 10 277 SH SOLE 277 0 0 Toronto-Dominion Bank COMMON 891160509 1206 28445 SH SOLE 28445 0 0 Toyota Motor Corp. ADR ADR 892331307 21 175 SH SOLE 175 0 0 TPI Composites Inc COMMON 87266J104 83 5644 SH SOLE 5644 0 0 Trane Technologies PLC COMMON G8994E103 128 1545 SH SOLE 1545 0 0 TransCanada Corp. COMMON 87807B107 154 3475 SH SOLE 3475 0 0 Travelcenters of America COMMON 89421B109 28 2905 SH SOLE 2905 0 0 Triumph Group Inc COMMON 896818101 159 23460 SH SOLE 23460 0 0 U S Bancorp COMMON 902973304 36 1050 SH SOLE 1050 0 0 U S X-US Steel Group COMMON 912909108 3 450 SH SOLE 450 0 0 UDR Inc COMMON 902653104 64 1750 SH SOLE 1750 0 0 Ultra Petroleum Corp COMMON 903914208 0 545 SH SOLE 545 0 0 Unilever NV COMMON 904784709 390 7985 SH SOLE 7985 0 0 Unilever PLC ADR ADR 904767704 66 1296 SH SOLE 1296 0 0 Union Pacific COMMON 907818108 160 1132 SH SOLE 908 0 224 United Continental Holdings Inc COMMON 910047109 6 183 SH SOLE 183 0 0 United Parcel Service COMMON 911312106 45 480 SH SOLE 480 0 0 United Rentals Inc COMMON 911363109 29 278 SH SOLE 278 0 0 United Technologies Corp. COMMON 913017109 220 2336 SH SOLE 2336 0 0 Unitedhealth Group Inc. COMMON 91324P102 30 120 SH SOLE 120 0 0 Unum Provident Corp. COMMON 91529Y106 328 21868 SH SOLE 21868 0 0 Valero Energy COMMON 91913Y100 1353 29833 SH SOLE 29024 0 809 Vaneck Vectors Gold Miners ETF ETF 92189F106 1177 51100 SH SOLE 51100 0 0 Vangard Russell 2000 ETF ETF 92206C664 18 193 SH SOLE 193 0 0 Vanguard 500 ETF ETF 922908363 61 257 SH SOLE 257 0 0 Vanguard Corp Bond ETF ETF 92206C409 4 54 SH SOLE 54 0 0 Vanguard Developed Market ETF ETF 921943858 14095 422755 SH SOLE 418726 0 4029 Vanguard Div Appreciation ETF ETF 921908844 249 2406 SH SOLE 2406 0 0 Vanguard Emerging Market ETF ETF 922042858 6442 192000 SH SOLE 189916 0 2084 Vanguard ESG International Stock ETF ETF 921910725 719 17476 SH SOLE 17476 0 0 Vanguard ESG US Stock ETF ETF 921910733 921 20115 SH SOLE 20115 0 0 Vanguard FTSE All World ex US ETF ETF 922042775 5288 128918 SH SOLE 128918 0 0 Vanguard FTSE Pacific ETF ETF 922042866 15 264 SH SOLE 264 0 0 Vanguard Growth ETF ETF 922908736 122 778 SH SOLE 778 0 0 Vanguard High Dividend Yd ETF ETF 921946406 128 1809 SH SOLE 1809 0 0 Vanguard Info Technology ETF ETF 92204A702 12 55 SH SOLE 55 0 0 Vanguard Interm. Bond Idx ETF ETF 921937819 48 538 SH SOLE 538 0 0 Vanguard Interm-Temp Corp Bd ETF ETF 92206C870 4 45 SH SOLE 45 0 0 Vanguard Large-Cap ETF ETF 922908637 5 43 SH SOLE 43 0 0 Vanguard Mid Cap Etf ETF 922908629 4 27 SH SOLE 27 0 0 Vanguard Mid Cap Value ETF ETF 922908512 36 440 SH SOLE 440 0 0 Vanguard Mid-Cap Growth ETF ETF 922908538 34 265 SH SOLE 265 0 0 Vanguard MSCI Europe ETF ETF 922042874 12 287 SH SOLE 287 0 0 Vanguard Muni Bond ETF ETF 922907746 1863 35218 SH SOLE 28872 0 6346 Vanguard REIT ETF ETF 922908553 132 1893 SH SOLE 1893 0 0 Vanguard Short Term Bd Idx ETF ETF 921937827 2994 36430 SH SOLE 36298 0 132 Vanguard Sh-Tm Inflat- Prot ETF ETF 922020805 119 2450 SH SOLE 2450 0 0 Vanguard Small Cap Etf ETF 922908751 17 145 SH SOLE 145 0 0 Vanguard Small Cap Growth ETF ETF 922908595 20 134 SH SOLE 134 0 0 Vanguard Small Cap Value ETF ETF 922908611 56 632 SH SOLE 632 0 0 Vanguard Total Int'l Bond Market ETF ETF 92203J407 12234 217446 SH SOLE 214938 0 2508 Vanguard Total Stk Mkt ETF ETF 922908769 2046 15868 SH SOLE 15868 0 0 Vanguard Total U.S. Bond Market ETF ETF 921937835 23756 278335 SH SOLE 275902 0 2433 Vanguard Value Index ETF ETF 922908744 88 993 SH SOLE 993 0 0 Ventas REIT Inc REIT 92276F100 1289 48086 SH SOLE 47621 0 465 Verizon Communications Inc. COMMON 92343V104 4921 91592 SH SOLE 89080 0 2512 Vgrd Ftse All Wrld Ex US ETF ETF 922042718 6 79 SH SOLE 79 0 0 VIACOMCBS CL COMMON 92556H206 6 432 SH SOLE 432 0 0 Visa Inc COMMON 92826C839 468 2907 SH SOLE 2907 0 0 VMware Inc Cl A COMMON 928563402 35 292 SH SOLE 292 0 0 Vodafone Group ADR ADR 92857W308 1104 80200 SH SOLE 78851 0 1349 W. P. Carey & Co. LLC COMMON 92936U109 274 4716 SH SOLE 4716 0 0 WABTec COMMON 929740108 3 63 SH SOLE 63 0 0 Walgreens Boots Alli COMMON 931427108 37 800 SH SOLE 800 0 0 Wal-Mart Stores COMMON 931142103 1023 9008 SH SOLE 9008 0 0 Walt Disney Hldg COMMON 254687106 1085 11229 SH SOLE 11106 0 123 Wash Real Est Inv Tr MD REIT REIT 939653101 250 10493 SH SOLE 10129 0 364 Watts Water Technologies COMMON 942749102 146 1725 SH SOLE 1320 0 405 WEC Energy Group COMMON 92939U106 337 3823 SH SOLE 3823 0 0 Wells Fargo & Co COMMON 949746101 25 870 SH SOLE 870 0 0 Welltower Inc REIT REIT 95040Q104 69 1500 SH SOLE 1500 0 0 Western Digital Corp. COMMON 958102105 158 3795 SH SOLE 3795 0 0 Western Union Co COMMON 959802109 964 53161 SH SOLE 51726 0 1435 Westpac Banking ADR ADR 961214301 56 5475 SH SOLE 5475 0 0 Weyerhaeuser Company COMMON 962166104 1032 60905 SH SOLE 60193 0 712 Whirlpool COMMON 963320106 1122 13075 SH SOLE 13075 0 0 Williams Sonoma COMMON 969904101 38 885 SH SOLE 885 0 0 WisdomTree Emerg Mk SmCap ETF ETF 97717W281 1105 33452 SH SOLE 32193 0 1259 Wisdomtree Japan SmCap Div ETF ETF 97717W836 91 1570 SH SOLE 1570 0 0 Wolverine World Wide Inc. COMMON 978097103 712 46815 SH SOLE 46415 0 400 WPP COMMON 92937A102 776 22986 SH SOLE 22684 0 302 Wyndham Destinations Inc COMMON 98310W108 11 487 SH SOLE 487 0 0 Wyndham Hotels & Resorts Inc COMMON 98311A105 15 487 SH SOLE 487 0 0 Xcel Energy Inc. COMMON 98389B100 165 2729 SH SOLE 1987 0 742 Xerox Corp. COMMON 98421M106 217 11447 SH SOLE 10216 0 1231 Xylem Inc COMMON 98419M100 130 2001 SH SOLE 2001 0 0 Yield10 Bioscience Inc COMMON 98585K862 1 242 SH SOLE 242 0 0 Yum China Hldgs Inc Com COMMON 98850P109 687 16115 SH SOLE 16115 0 0 Zimmer Biomet Holdings Inc. COMMON 98956P102 15 153 SH SOLE 153 0 0 Zoom video communications-A COMMON 98980L101 22 152 SH SOLE 152 0 0