0001393944-20-000004.txt : 20200424
0001393944-20-000004.hdr.sgml : 20200424
20200424091329
ACCESSION NUMBER: 0001393944-20-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200424
DATE AS OF CHANGE: 20200424
EFFECTIVENESS DATE: 20200424
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hanson & Doremus Investment Management
CENTRAL INDEX KEY: 0001393944
IRS NUMBER: 030348256
STATE OF INCORPORATION: VT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12547
FILM NUMBER: 20812726
BUSINESS ADDRESS:
STREET 1: 431 PINE STREET, SUITE 302
STREET 2: PO BOX 819
CITY: BURLINGTON
STATE: VT
ZIP: 05402-0819
BUSINESS PHONE: 802-658-2668
MAIL ADDRESS:
STREET 1: 431 PINE STREET, SUITE 302
STREET 2: PO BOX 819
CITY: BURLINGTON
STATE: VT
ZIP: 05402-0819
FORMER COMPANY:
FORMER CONFORMED NAME: Hanson Investment Management
DATE OF NAME CHANGE: 20070321
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001393944
XXXXXXXX
03-31-2020
03-31-2020
Hanson & Doremus Investment Management
431 PINE STREET, SUITE 302
PO BOX 819
BURLINGTON
VT
05402-0819
13F HOLDINGS REPORT
028-12547
N
Jordan Lafayette
Operations Manager
802-658-2668
Jordan Lafayette
Burlington
VT
04-24-2020
0
453
294
false
INFORMATION TABLE
2
13F.xml
3d Systems Corp
COMMON
88554D205
1
100
SH
SOLE
100
0
0
3M Company
COMMON
88579Y101
46
337
SH
SOLE
337
0
0
A F L A C Inc.
COMMON
001055102
80
2344
SH
SOLE
2344
0
0
Abbott Laboratories
COMMON
002824100
1470
18628
SH
SOLE
18628
0
0
AbbVie Inc.
COMMON
00287Y109
666
8736
SH
SOLE
8736
0
0
Aberdeen Asia Pac Income Fd
COMMON
003009107
135
40073
SH
SOLE
40073
0
0
Aberdeen Physical Swiss Gold ETF
ETF
00326A104
6
400
SH
SOLE
400
0
0
Accenture Ltd Cl A F
COMMON
G1151C101
43
261
SH
SOLE
261
0
0
ACNB Corporation
COMMON
000868109
40
1321
SH
SOLE
1321
0
0
Activision Inc.
COMMON
00507V109
347
5840
SH
SOLE
5840
0
0
Agco Corp.
COMMON
001084102
594
12565
SH
SOLE
11610
0
955
Air Products & Chemicals Inc.
COMMON
009158106
623
3119
SH
SOLE
3119
0
0
Alaska Air Group Inc.
COMMON
011659109
3
100
SH
SOLE
100
0
0
Allegion Public Ltd Co
COMMON
G0176J109
18
200
SH
SOLE
200
0
0
Alliant Energy Corp
COMMON
018802108
844
17484
SH
SOLE
17484
0
0
Allstate
COMMON
020002101
131
1426
SH
SOLE
1426
0
0
Alphabet, Inc Cl C
COMMON
02079K107
2435
2094
SH
SOLE
2052
0
42
Alphabet, Inc. Cl A
COMMON
02079K305
608
523
SH
SOLE
514
0
9
Altria Group Inc.
COMMON
02209S103
18
464
SH
SOLE
464
0
0
Amarin Corp Plc New ADR
ADR
023111206
6
1525
SH
SOLE
1525
0
0
Amazon.Com
COMMON
023135106
146
75
SH
SOLE
75
0
0
AMC Entertainment
COMMON
00165C104
2
512
SH
SOLE
512
0
0
Amc Networks Inc Cl A
COMMON
00164V103
83
3411
SH
SOLE
3411
0
0
America Movil L ADR
ADR
02364W105
64
5406
SH
SOLE
5406
0
0
American Express Company
COMMON
025816109
260
3040
SH
SOLE
3040
0
0
American Tower REIT
REIT
03027X100
17
77
SH
SOLE
77
0
0
Amerisource Bergen Corp.
COMMON
03073E105
22
248
SH
SOLE
248
0
0
Amgen Incorporated
COMMON
031162100
192
949
SH
SOLE
949
0
0
Amkor Technology Inc
COMMON
031652100
476
61148
SH
SOLE
61148
0
0
Annaly Mortgage Mgmt REIT
REIT
035710409
18
3520
SH
SOLE
3520
0
0
Anthem Inc
COMMON
036752103
37
165
SH
SOLE
165
0
0
Apple Inc.
COMMON
037833100
3228
12695
SH
SOLE
12372
0
323
Archer-Daniels-Midland Inc.
COMMON
039483102
142
4031
SH
SOLE
3160
0
871
Arista Networks
COMMON
040413106
5
26
SH
SOLE
26
0
0
Arrowhead Pharma Inc
COMMON
04280A100
9
320
SH
SOLE
320
0
0
Astec Industries
COMMON
046224101
322
9197
SH
SOLE
9197
0
0
AstraZeneca plc ADR
ADR
046353108
1208
27056
SH
SOLE
27056
0
0
AT&T Inc.
COMMON
00206R102
2865
98280
SH
SOLE
97520
0
760
Atlas Air Worldwide Hldg
COMMON
049164205
110
4269
SH
SOLE
4269
0
0
Aurora Cannabis Inc
COMMON
05156X108
1
1000
SH
SOLE
1000
0
0
Auto Data Processing
COMMON
053015103
207
1518
SH
SOLE
1518
0
0
Autoliv Inc
COMMON
052800109
3
62
SH
SOLE
62
0
0
B & G Foods Inc
COMMON
05508R106
316
17485
SH
SOLE
17485
0
0
Baidu Inc ADR
ADR
056752108
530
5259
SH
SOLE
5259
0
0
Ball Corp
COMMON
058498106
36
561
SH
SOLE
561
0
0
Bank Montreal Quebec
COMMON
063671101
25
500
SH
SOLE
500
0
0
Bank of America Corp
COMMON
060505104
69
3238
SH
SOLE
3238
0
0
Bank of New York Mellon
COMMON
064058100
74
2202
SH
SOLE
2202
0
0
Bar Harbor Bankshare
COMMON
066849100
10
573
SH
SOLE
573
0
0
Baxter International
COMMON
071813109
1042
12828
SH
SOLE
12828
0
0
BCE Inc.
COMMON
05534B760
356
8720
SH
SOLE
7784
0
936
Becton Dickinson & Co
COMMON
075887109
145
633
SH
SOLE
633
0
0
Berkshire Hathaway Cl B
COMMON
084670702
1886
10318
SH
SOLE
9958
0
360
BHP Billiton Ltd. ADR
ADR
088606108
12
333
SH
SOLE
333
0
0
Biogen Idec Inc
COMMON
09062X103
166
525
SH
SOLE
525
0
0
Biomarin Pharmaceutical Inc
COMMON
09061G101
17
200
SH
SOLE
200
0
0
Black Rock Resources Tr
COMMON
09257A108
6
1163
SH
SOLE
1163
0
0
Blackrock Inc
COMMON
09247X101
29
65
SH
SOLE
65
0
0
Blkrck Muniyield Qlty Fd
COMMON
09254F100
19
1300
SH
SOLE
1300
0
0
Boeing Co.
COMMON
097023105
1987
13323
SH
SOLE
13112
0
211
Borg Warner Inc
COMMON
099724106
782
32102
SH
SOLE
32102
0
0
BP plc ADR
ADR
055622104
44
1792
SH
SOLE
1792
0
0
Bristol Myers
COMMON
110122108
2339
41963
SH
SOLE
41489
0
474
Bristol Myers Squibb
COMMON
110122157
1
329
SH
SOLE
329
0
0
Broadridge Finl Solution
COMMON
11133T103
66
700
SH
SOLE
700
0
0
Canadian Natl Ry Co
COMMON
136375102
21
275
SH
SOLE
275
0
0
Capital One Financial
COMMON
14040H105
10
200
SH
SOLE
200
0
0
CarMax Inc
COMMON
143130102
31
584
SH
SOLE
584
0
0
Caterpillar
COMMON
149123101
1514
13046
SH
SOLE
13046
0
0
CBRE Group Inc
COMMON
12504L109
144
3825
SH
SOLE
3825
0
0
CDK Global Inc
COMMON
12508E101
13
400
SH
SOLE
400
0
0
Centerpoint Energy Inc
COMMON
15189T107
107
6896
SH
SOLE
5896
0
1000
CenturyLink Inc
COMMON
156700106
150
15815
SH
SOLE
15815
0
0
Cerner Corp
COMMON
156782104
8
120
SH
SOLE
120
0
0
Charter Communications Inc
COMMON
16119P108
288
661
SH
SOLE
661
0
0
Chemed Corp.
COMMON
16359R103
2336
5392
SH
SOLE
5392
0
0
Chevron Corp.
COMMON
166764100
511
7048
SH
SOLE
7048
0
0
China Automotive Systems Inc
COMMON
16936R105
74
42402
SH
SOLE
42402
0
0
Chubb Limited
COMMON
H1467J104
108
966
SH
SOLE
966
0
0
Cigna Corp
COMMON
125523100
156
883
SH
SOLE
883
0
0
Cincinnati Financial Corp
COMMON
172062101
29
390
SH
SOLE
390
0
0
Cisco Systems, Inc.
COMMON
17275R102
3599
91546
SH
SOLE
89583
0
1963
Citigroup
COMMON
172967424
331
7857
SH
SOLE
7857
0
0
CME Group Inc.
COMMON
12572Q105
585
3385
SH
SOLE
3385
0
0
Coca-Cola Co
COMMON
191216100
2795
63158
SH
SOLE
61650
0
1508
Colgate-Palmolive
COMMON
194162103
131
1980
SH
SOLE
1980
0
0
Comcast Corp.
COMMON
20030N101
43
1254
SH
SOLE
1254
0
0
Comerica Incorporated
COMMON
200340107
59
2000
SH
SOLE
2000
0
0
Community Bank System
COMMON
203607106
847
14401
SH
SOLE
13501
0
900
Conoco Phillips
COMMON
20825C104
416
13497
SH
SOLE
13497
0
0
Consolidated Edison Inc.
COMMON
209115104
190
2439
SH
SOLE
2439
0
0
Constellation Brand Cl Aclass A
COMMON
21036P108
14
100
SH
SOLE
100
0
0
Corning
COMMON
219350105
3396
165332
SH
SOLE
164663
0
669
Corp Office Pptys REIT
REIT
22002T108
8
343
SH
SOLE
343
0
0
Corteva Inc com
COMMON
22052L104
21
912
SH
SOLE
912
0
0
Costco
COMMON
22160K105
3634
12744
SH
SOLE
12467
0
277
Credit Acceptance Corp
COMMON
225310101
14
54
SH
SOLE
54
0
0
CSX Corp
COMMON
126408103
483
8436
SH
SOLE
8436
0
0
CVS Corp
COMMON
126650100
827
13941
SH
SOLE
13941
0
0
Danaher Corp
COMMON
235851102
21
150
SH
SOLE
150
0
0
Deep Value ETF
ETF
26922A701
40
2120
SH
SOLE
2120
0
0
Deere & Company
COMMON
244199105
508
3675
SH
SOLE
3675
0
0
Devon Energy Corp
COMMON
25179M103
69
9928
SH
SOLE
9928
0
0
Diageo PLC ADR
ADR
25243Q205
8
59
SH
SOLE
59
0
0
Dick's Sporting Goods Inc
COMMON
253393102
0
8
SH
SOLE
8
0
0
Digital Realty Trust REIT
REIT
253868103
486
3499
SH
SOLE
3499
0
0
Dominion Resources
COMMON
25746U109
371
5146
SH
SOLE
4045
0
1101
Dover Corporation
COMMON
260003108
42
500
SH
SOLE
500
0
0
Dow In
COMMON
260557103
88
3016
SH
SOLE
3016
0
0
Dr Reddys Labs ADR
ADR
256135203
449
11126
SH
SOLE
11126
0
0
Dropbox Inc Cl A
COMMON
26210C104
3
172
SH
SOLE
172
0
0
Duke Energy Corp.
COMMON
26441C204
2299
28428
SH
SOLE
28119
0
309
E Bay Inc.
COMMON
278642103
6
200
SH
SOLE
200
0
0
E I DuPont
COMMON
26614N102
48
1399
SH
SOLE
1399
0
0
East West Bancorp
COMMON
27579R104
555
21562
SH
SOLE
21562
0
0
Eastman Chemical Co.
COMMON
277432100
9
200
SH
SOLE
200
0
0
Eaton Corp.
COMMON
G29183103
143
1843
SH
SOLE
1843
0
0
Ecolab Inc.
COMMON
278865100
41
263
SH
SOLE
263
0
0
Edison International
COMMON
281020107
51
933
SH
SOLE
104
0
829
Eli Lilly & Co.
COMMON
532457108
750
5404
SH
SOLE
5404
0
0
Embraer S.A.
COMMON
29082A107
122
16482
SH
SOLE
16482
0
0
Emerson Electric Co.
COMMON
291011104
1532
32147
SH
SOLE
31297
0
850
Equity Residential Prop. REIT
REIT
29476L107
340
5503
SH
SOLE
5503
0
0
Essential utilities ord
COMMON
29670G102
115
2830
SH
SOLE
2830
0
0
ETFMG Alternative Harvest ETF
ETF
26924G508
9
811
SH
SOLE
811
0
0
Etho Climate Leader US ETF
ETF
26924G888
82
2475
SH
SOLE
2475
0
0
Exelon Corp.
COMMON
30161N101
18
489
SH
SOLE
489
0
0
Expeditors Int'l of Washington
COMMON
302130109
67
1010
SH
SOLE
1010
0
0
Exxon Mobil Corporation
COMMON
30231G102
1077
28362
SH
SOLE
26802
0
1560
Facebook Inc Class A
COMMON
30303M102
83
496
SH
SOLE
496
0
0
Fedex Corporation
COMMON
31428X106
419
3455
SH
SOLE
3455
0
0
First Bancorp Inc Me
COMMON
31866P102
13
600
SH
SOLE
600
0
0
First Solar Inc
COMMON
336433107
660
18307
SH
SOLE
18307
0
0
Flex Ltd.
COMMON
Y2573F102
14
1695
SH
SOLE
1695
0
0
Fortinet Inc
COMMON
34959E109
42
415
SH
SOLE
415
0
0
Fortune Brands Home & Security
COMMON
34964C106
13
306
SH
SOLE
306
0
0
Francescas Holdings Corp
COMMON
351793203
2
852
SH
SOLE
852
0
0
FS KKR Capital Corp
COMMON
302635107
12
4103
SH
SOLE
4103
0
0
Gallagher Arthur J & Co
COMMON
363576109
65
800
SH
SOLE
800
0
0
General Dynamics Corp.
COMMON
369550108
20
149
SH
SOLE
149
0
0
General Electric Co.
COMMON
369604103
997
125626
SH
SOLE
120926
0
4700
General Mills, Inc.
COMMON
370334104
93
1766
SH
SOLE
1766
0
0
Genuine Parts Co
COMMON
372460105
17
250
SH
SOLE
250
0
0
Gilead Sciences Inc
COMMON
375558103
445
5957
SH
SOLE
5957
0
0
Glaxo Smithkline ADR
ADR
37733W105
1409
37183
SH
SOLE
37183
0
0
Global Payments Inc
COMMON
37940X102
48
334
SH
SOLE
334
0
0
Goldman Sachs 5.5 Pfd
COMMON
38145G308
7
273
SH
SOLE
273
0
0
Goldman Sachs Group Inc
COMMON
38141G104
177
1146
SH
SOLE
1146
0
0
Gopro Inc
COMMON
38268T103
0
5
SH
SOLE
5
0
0
Gossamer Bio Inc.
COMMON
38341P102
5
459
SH
SOLE
459
0
0
Guggenheim S&P Global Water Index
COMMON
46138E651
24
729
SH
SOLE
729
0
0
Gw Pharmaceutic Plc
COMMON
36197T103
7
75
SH
SOLE
75
0
0
Halliburton Company
COMMON
406216101
16
2372
SH
SOLE
2372
0
0
Hanesbrands Inc.
COMMON
410345102
807
102505
SH
SOLE
97753
0
4752
Hannon Armstrong Sus REIT
REIT
41068X100
3
130
SH
SOLE
130
0
0
Harsco
COMMON
415864107
73
10538
SH
SOLE
10538
0
0
Hershey Foods Corp
COMMON
427866108
120
907
SH
SOLE
907
0
0
Hewlett Packard Ente
COMMON
42824C109
12
1200
SH
SOLE
1200
0
0
Hewlett-Packard Co.
COMMON
40434L105
22
1255
SH
SOLE
1255
0
0
Home Depot
COMMON
437076102
152
812
SH
SOLE
812
0
0
Honda Motor Co. ADR
ADR
438128308
64
2850
SH
SOLE
2850
0
0
Honeywell International
COMMON
438516106
199
1488
SH
SOLE
1488
0
0
Hope Bancorp Inc
COMMON
43940T109
53
6474
SH
SOLE
6474
0
0
HSBC Holdings PLC ADR
ADR
404280406
23
809
SH
SOLE
809
0
0
Humana
COMMON
444859102
551
1756
SH
SOLE
1756
0
0
IBM Corp.
COMMON
459200101
1604
14460
SH
SOLE
13896
0
564
IdaCorp Inc.
COMMON
451107106
24
271
SH
SOLE
271
0
0
Idexx Labs Inc.
COMMON
45168D104
15
63
SH
SOLE
63
0
0
II-VI Inc
COMMON
902104108
5
169
SH
SOLE
169
0
0
Illinois Tool Works
COMMON
452308109
187
1319
SH
SOLE
1319
0
0
Imperial Oil Ltd
COMMON
453038408
41
3645
SH
SOLE
3645
0
0
India Fund
COMMON
454089103
54
3987
SH
SOLE
3987
0
0
Ingersoll Rand Inc
COMMON
45687V106
34
1361
SH
SOLE
1361
0
0
Integer Holdings Corp
COMMON
45826H109
872
13872
SH
SOLE
13597
0
275
Intel Corp.
COMMON
458140100
1706
31515
SH
SOLE
31515
0
0
Interface Inc
COMMON
458665304
40
5274
SH
SOLE
5274
0
0
Intuit
COMMON
461202103
20
87
SH
SOLE
87
0
0
Invesco Cleantech ETF
ETF
46137V407
35
920
SH
SOLE
920
0
0
Invesco Global Water ETF
ETF
46138E651
7
300
SH
SOLE
300
0
0
Iron Mountain Inc REIT
REIT
46284V101
18
751
SH
SOLE
751
0
0
iShares Core MSCI ETF
ETF
46434G103
5
119
SH
SOLE
119
0
0
iShares DJ US Financial ETF
ETF
464287788
54
554
SH
SOLE
554
0
0
iShares Dow J. Healthcare ETF
ETF
464287762
123
654
SH
SOLE
654
0
0
Ishares Gold ETF
ETF
464285105
267
17695
SH
SOLE
17695
0
0
iShares Lehman Agg Bond Fd ETF
ETF
464287226
22
195
SH
SOLE
195
0
0
iShares MSCI EAFE ETF
ETF
464287465
328
6137
SH
SOLE
6137
0
0
iShares MSCI Emerg Esg ETF
ETF
46434G863
308
11254
SH
SOLE
11254
0
0
iShares MSCI Emerging Market ETF
ETF
464287234
22
649
SH
SOLE
649
0
0
iShares MSCI Global Gold Miners ETF
ETF
46434G855
4
203
SH
SOLE
203
0
0
iShares MSCI Japan Index ETF
ETF
46434G822
22
437
SH
SOLE
437
0
0
iShares MSCI Taiwan Index ETF
ETF
46434G772
148
4497
SH
SOLE
4097
0
400
iShares NASDAQ Biotech ETF
ETF
464287556
849
7883
SH
SOLE
7617
0
266
iShares PHLX Semiconductor ETF
ETF
464287523
5
25
SH
SOLE
25
0
0
iShares Russell 1000 Val ETF
ETF
464287598
3541
35707
SH
SOLE
35707
0
0
iShares Russell 2000 Growth ETF
ETF
464287648
9
54
SH
SOLE
54
0
0
Ishares Russell 2000 Value ETF
ETF
464287630
12
151
SH
SOLE
151
0
0
iShares Russell Midcap Grth ETF
ETF
464287481
38
314
SH
SOLE
314
0
0
iShares Russell Midcap Val. Idx ETF
ETF
464287473
12
187
SH
SOLE
187
0
0
iShares S&P 500 Index ETF
ETF
464287200
293
1132
SH
SOLE
1132
0
0
iShares S&P Midcap 400 Index ETF
ETF
464287507
62
434
SH
SOLE
434
0
0
iShares S&P Mid-Cap Grow ETF
ETF
464287606
18
99
SH
SOLE
99
0
0
iShares S&P Sm Cap Idx 600 ETF
ETF
464287804
161
2876
SH
SOLE
2876
0
0
iShares S&P U S Pfd Stk ETF
ETF
464288687
5
153
SH
SOLE
153
0
0
iShares Select Dividend Idx ETF
ETF
464287168
69
932
SH
SOLE
932
0
0
iShares Short-Term National Muni Bond
ETF
464288158
78
735
SH
SOLE
735
0
0
iShares TIPS Bond ETF
ETF
464287176
981
8319
SH
SOLE
8096
0
223
iShares Tr China 25 Index ETF
ETF
464287184
101
2698
SH
SOLE
2698
0
0
iShares Tr DJ U S Tech Sector ETF
ETF
464287721
119
583
SH
SOLE
583
0
0
Ishares Tr Intrm Tr Crp Etf
ETF
464288638
59
1080
SH
SOLE
1080
0
0
iShares Tr S&P Europe 350 ETF
ETF
464287861
11
300
SH
SOLE
300
0
0
J M Smuckers Co.
COMMON
832696405
0
4
SH
SOLE
4
0
0
Jacobs Engineering Group Inc
COMMON
469814107
24
303
SH
SOLE
303
0
0
JetBlue Airways Corp.
COMMON
477143101
13
1435
SH
SOLE
1435
0
0
JinkoSolar Hldg ADR
ADR
47759T100
25
1657
SH
SOLE
1657
0
0
Johnson & Johnson
COMMON
478160104
2214
16883
SH
SOLE
16129
0
754
JP Morgan Chase & Co
COMMON
46625H100
2139
23754
SH
SOLE
22872
0
882
Kansas City Southern
COMMON
485170302
26
202
SH
SOLE
202
0
0
Kimberly-Clark Corp.
COMMON
494368103
203
1585
SH
SOLE
1585
0
0
KLA-Tencor Corporation
COMMON
482480100
31
213
SH
SOLE
213
0
0
Kohls Corp.
COMMON
500255104
2
135
SH
SOLE
135
0
0
Kon Philips Electric NV
COMMON
500472303
512
12738
SH
SOLE
12738
0
0
Korea Elec Power Co
COMMON
500631106
39
5159
SH
SOLE
5159
0
0
Kraft Heinz Company
COMMON
500754106
782
31599
SH
SOLE
30419
0
1180
KraneShares CSI China Internet ETF
ETF
500767306
23
519
SH
SOLE
519
0
0
Laboratory Corp of America Hlds
COMMON
50540R409
111
880
SH
SOLE
785
0
95
Liberty Broadband Corp
COMMON
530307305
19
174
SH
SOLE
174
0
0
Liberty Formula One Group
COMMON
531229854
17
631
SH
SOLE
631
0
0
Lowes Companies Inc.
COMMON
548661107
53
618
SH
SOLE
618
0
0
Luckin Coffee Inc
COMMON
54951L109
26
940
SH
SOLE
940
0
0
M K S Instruments Inc.
COMMON
55306N104
578
7101
SH
SOLE
7101
0
0
Marathon Petroleum Corp
COMMON
56585A102
40
1706
SH
SOLE
1706
0
0
Marsh & McLennan Co's
COMMON
571748102
14
163
SH
SOLE
163
0
0
Mastercard Inc
COMMON
57636Q104
46
189
SH
SOLE
189
0
0
Mattel Inc
COMMON
577081102
145
16444
SH
SOLE
16444
0
0
McDermott International Inc
COMMON
580037703
0
1701
SH
SOLE
1701
0
0
McDonald's Corp
COMMON
580135101
335
2028
SH
SOLE
2028
0
0
McKesson Corp.
COMMON
58155Q103
1042
7703
SH
SOLE
7299
0
404
Medtronic Inc.
COMMON
G5960L103
1346
14923
SH
SOLE
14417
0
506
Melco Resorts & Enertain ADR
ADR
585464100
350
28260
SH
SOLE
28260
0
0
Merck
COMMON
58933Y105
2627
34144
SH
SOLE
32557
0
1587
Micron Technology
COMMON
595112103
13
306
SH
SOLE
306
0
0
Microsoft
COMMON
594918104
8812
55876
SH
SOLE
54587
0
1289
Mohawk Industries Inc
COMMON
608190104
71
930
SH
SOLE
817
0
113
Mondelez Int'l Inc.
COMMON
609207105
853
17028
SH
SOLE
16573
0
455
Morgan Stanley Dean Witter
COMMON
617446448
11
312
SH
SOLE
312
0
0
National Grid Plc ADR
ADR
636274409
365
6256
SH
SOLE
6256
0
0
National Storage Aff REIT
REIT
637870106
6
200
SH
SOLE
200
0
0
Natus Medical Incorporated
COMMON
639050103
28
1200
SH
SOLE
1200
0
0
NCR Corporation
COMMON
62886E108
1235
69787
SH
SOLE
68201
0
1586
Nestle S A ADR
ADR
641069406
20
199
SH
SOLE
199
0
0
New Oriental Ed ADR
ADR
647581107
27
250
SH
SOLE
250
0
0
Newell Rubbermaid
COMMON
651229106
6
450
SH
SOLE
0
0
450
Nextera Energy
COMMON
65339F101
673
2798
SH
SOLE
2798
0
0
Nextgen Healthcare Inc
COMMON
65343C102
100
9580
SH
SOLE
9580
0
0
Nike, Inc.
COMMON
654106103
57
685
SH
SOLE
685
0
0
Norfolk Southern
COMMON
655844108
671
4594
SH
SOLE
4594
0
0
Northrop Grumman Corp
COMMON
666807102
108
358
SH
SOLE
358
0
0
Novartis Ag ADR
ADR
66987V109
391
4747
SH
SOLE
4747
0
0
Nucor Corp
COMMON
670346105
10
280
SH
SOLE
280
0
0
Nutrien Ltd
COMMON
67077M108
180
5292
SH
SOLE
5004
0
288
Nuveen Muni Value Fd Inc.
COMMON
670928100
65
6640
SH
SOLE
0
0
6640
Nvent Electric Plc Shs
COMMON
G6700G107
15
900
SH
SOLE
700
0
200
Nvidia Corp
COMMON
67066G104
2
8
SH
SOLE
8
0
0
Occidental Petroleum Corp.
COMMON
674599105
2
175
SH
SOLE
175
0
0
Oceaneering Int'l Inc
COMMON
675232102
11
3760
SH
SOLE
3760
0
0
OGE Energy Corp.
COMMON
670837103
37
1200
SH
SOLE
1200
0
0
Oneok Inc New
COMMON
682680103
397
18188
SH
SOLE
18188
0
0
Oracle
COMMON
68389X105
52
1080
SH
SOLE
1080
0
0
P P G Industries Inc.
COMMON
693506107
171
2048
SH
SOLE
2048
0
0
Parker Hannifin Corp
COMMON
701094104
72
555
SH
SOLE
555
0
0
Paypal Holdings
COMMON
70450Y103
32
330
SH
SOLE
330
0
0
Pentair PLC
COMMON
G7S00T104
25
848
SH
SOLE
648
0
200
Peoples United Finl Inc
COMMON
712704105
2176
196939
SH
SOLE
193977
0
2962
Pepsico, Inc.
COMMON
713448108
546
4543
SH
SOLE
4543
0
0
Pfizer Inc.
COMMON
717081103
4364
133705
SH
SOLE
131549
0
2156
Philip Morris Intl Inc
COMMON
718172109
57
787
SH
SOLE
787
0
0
Phillips 66 SHS
COMMON
718546104
451
8403
SH
SOLE
8253
0
150
PIMCO Intermediate Muni Bond ETF
ETF
72201R866
607
11124
SH
SOLE
11124
0
0
Plantronics Inc.
COMMON
727493108
189
18793
SH
SOLE
18793
0
0
PNC Financial Services Group Inc.
COMMON
693475105
215
2242
SH
SOLE
2242
0
0
Powershares FTSE RAFI ETF
ETF
46137V613
50
541
SH
SOLE
541
0
0
PowerShares QQQ Trust Sr 1 ETF
ETF
46090E103
66
345
SH
SOLE
345
0
0
PPL Corporation
COMMON
69351T106
12
466
SH
SOLE
466
0
0
Procter & Gamble
COMMON
742718109
2298
20887
SH
SOLE
20429
0
458
Proshares S&P 500 Ex Energy ETF
ETF
74347B581
55
980
SH
SOLE
980
0
0
Prudential Financial Inc.
COMMON
744320102
5
100
SH
SOLE
100
0
0
Public Storage, Inc.
COMMON
74460D109
67
339
SH
SOLE
339
0
0
Public Sv Enterprise
COMMON
744573106
213
4751
SH
SOLE
4751
0
0
Qorvo Inc
COMMON
74736K101
1274
15800
SH
SOLE
15800
0
0
Qualcomm Inc.
COMMON
747525103
17
250
SH
SOLE
250
0
0
Raytheon Company New
COMMON
755111507
56
430
SH
SOLE
430
0
0
Republic Services Inc
COMMON
760759100
63
837
SH
SOLE
837
0
0
Rockwell Automation
COMMON
773903109
184
1216
SH
SOLE
1216
0
0
Royal Dutch Shell ADR
ADR
780259206
1408
40348
SH
SOLE
39873
0
475
Royce Micro-Cap Trust
COMMON
780915104
19
3502
SH
SOLE
3502
0
0
Rydex S&P 500 Eq Wgt ETF
ETF
46137V357
54
645
SH
SOLE
645
0
0
S & P Global Inc
COMMON
78409V104
74
300
SH
SOLE
300
0
0
Sabre Corporation
COMMON
78573M104
401
67568
SH
SOLE
67568
0
0
Salesforce Com
COMMON
79466L302
65
450
SH
SOLE
450
0
0
Schlumberger Limited
COMMON
806857108
558
41349
SH
SOLE
41349
0
0
Schwab Emerging Mkt ETF
COMMON
808524706
90
4331
SH
SOLE
4331
0
0
Schwab Intermediate US Treasury ETF
ETF
808524854
236
4023
SH
SOLE
4023
0
0
Schwab Int'l Equity ETF
ETF
808524805
5154
199477
SH
SOLE
198976
0
501
Schwab Large Cap Value Indx ETF
ETF
808524409
41
922
SH
SOLE
922
0
0
Schwab U.S. Bond ETF
ETF
808524839
543
10002
SH
SOLE
10002
0
0
Schwab U.S. Broad Market ETF
ETF
808524102
45094
746223
SH
SOLE
742073
0
4150
Seagate Technology PLC
COMMON
G7945M107
4436
90906
SH
SOLE
87932
0
2974
Sector SPDR Tech Select Shares
COMMON
81369Y803
184
2294
SH
SOLE
2294
0
0
Sempra Energy
COMMON
816851109
17
151
SH
SOLE
151
0
0
Sherwin Williams
COMMON
824348106
48
105
SH
SOLE
105
0
0
Silicon Motion Tech ADR
ADR
82706C108
24
660
SH
SOLE
660
0
0
SK Telecom Ltd ADR
ADR
78440P108
17
1048
SH
SOLE
1048
0
0
Skywest Inc
COMMON
830879102
283
10814
SH
SOLE
10814
0
0
Skyworks Solutions Inc.
COMMON
83088M102
38
421
SH
SOLE
421
0
0
Slack Technologies Inc
COMMON
83088V102
4
150
SH
SOLE
150
0
0
Snap Inc
COMMON
83304A106
10
800
SH
SOLE
800
0
0
Sonoco Products
COMMON
835495102
300
6467
SH
SOLE
5700
0
767
Sony Corp. ADR
ADR
835699307
1641
27729
SH
SOLE
27124
0
605
Southern Company
COMMON
842587107
366
6765
SH
SOLE
6387
0
378
SPDR Consumer Disc Select ETF
ETF
81369Y407
30
302
SH
SOLE
302
0
0
SPDR Dow Jones Ind Avg ETF
ETF
78467X109
66
300
SH
SOLE
300
0
0
SPDR Gold Trust ETF
ETF
78463V107
1473
9951
SH
SOLE
9951
0
0
SPDR MSCI EAFE Fsl Fuel Fr ETF
ETF
78470E106
634
11326
SH
SOLE
11326
0
0
SPDR MSCI Emerg Fsl Fl Free ETF
ETF
78470E205
382
7480
SH
SOLE
7480
0
0
SPDR S&P 500 ETF
ETF
78462F103
853
3311
SH
SOLE
2397
0
914
SPDR S&P 500 Fossil Fl Fr ETF
ETF
78468R796
977
15302
SH
SOLE
15302
0
0
SPDR S&P 600 Small Cap ETF
ETF
78464A300
18
443
SH
SOLE
443
0
0
SPDR S&P Biotech ETF
ETF
78464A870
559
7224
SH
SOLE
7224
0
0
SPDR S&P Dividend ETF
ETF
78464A763
94
1172
SH
SOLE
1172
0
0
SPDR S&P Mid Cap 400 ETF
ETF
78467Y107
131
500
SH
SOLE
300
0
200
SPDR Utility Select Sec ETF
ETF
81369Y886
41
742
SH
SOLE
742
0
0
SPDR SSGA Gender Diversity ETF
ETF
78468R747
8
140
SH
SOLE
140
0
0
Spotify Technology SA
COMMON
L8681T102
5
40
SH
SOLE
40
0
0
Standex Int'l Corp.
COMMON
854231107
50
1020
SH
SOLE
1020
0
0
Stanley Black & Decker
COMMON
854502101
40
400
SH
SOLE
400
0
0
Starbucks
COMMON
855244109
153
2321
SH
SOLE
2321
0
0
Stericycle Inc
COMMON
858912108
1415
29133
SH
SOLE
28626
0
507
Steris Corp.
COMMON
G8473T100
210
1500
SH
SOLE
1500
0
0
Stryker Corp.
COMMON
863667101
36
215
SH
SOLE
215
0
0
Suncor Energy Inc.
COMMON
867224107
12
789
SH
SOLE
789
0
0
Synchrony Financial
COMMON
87165B103
476
29591
SH
SOLE
29591
0
0
Sysco Corp.
COMMON
871829107
81
1783
SH
SOLE
1783
0
0
T. Rowe Price Associates
COMMON
74144T108
40
410
SH
SOLE
410
0
0
Taiwan Semiconductor ADR
ADR
874039100
3917
81956
SH
SOLE
80181
0
1775
Target Corp.
COMMON
87612E106
38
414
SH
SOLE
414
0
0
Tata Motors Ltd ADR
ADR
876568502
167
35304
SH
SOLE
34444
0
860
Telefonica ADR
ADR
879382208
24
5247
SH
SOLE
5247
0
0
Teradata Corp
COMMON
88076W103
62
3050
SH
SOLE
3050
0
0
Terex Corp
COMMON
880779103
446
31052
SH
SOLE
31052
0
0
Terra Tech Corp
COMMON
88102J209
0
590
SH
SOLE
590
0
0
Tesla Motors
COMMON
88160R101
6
12
SH
SOLE
12
0
0
Teva Pharma Ind ADR
ADR
881624209
193
21474
SH
SOLE
21474
0
0
Texas Instruments Inc.
COMMON
882508104
50
500
SH
SOLE
500
0
0
The Charles Schwab Corp.
COMMON
808513105
4128
122779
SH
SOLE
119927
0
2852
The Trade Desk Inc Com Cl A
COMMON
88339J105
4
20
SH
SOLE
20
0
0
The Travelers Companies Inc.
COMMON
89417E109
777
7822
SH
SOLE
7622
0
200
Thermo Fisher Scientific
COMMON
883556102
100
351
SH
SOLE
351
0
0
Thomson Reuters Corp
COMMON
884903709
128
1893
SH
SOLE
1893
0
0
Thor Industries Inc
COMMON
885160101
512
12134
SH
SOLE
12134
0
0
Tilray Inc
COMMON
88688T100
0
59
SH
SOLE
59
0
0
Titan International Inc
COMMON
88830M102
15
9985
SH
SOLE
9985
0
0
TJX Companies Inc
COMMON
872540109
11
230
SH
SOLE
230
0
0
Tootsie Roll Inds
COMMON
890516107
10
277
SH
SOLE
277
0
0
Toronto-Dominion Bank
COMMON
891160509
1206
28445
SH
SOLE
28445
0
0
Toyota Motor Corp. ADR
ADR
892331307
21
175
SH
SOLE
175
0
0
TPI Composites Inc
COMMON
87266J104
83
5644
SH
SOLE
5644
0
0
Trane Technologies PLC
COMMON
G8994E103
128
1545
SH
SOLE
1545
0
0
TransCanada Corp.
COMMON
87807B107
154
3475
SH
SOLE
3475
0
0
Travelcenters of America
COMMON
89421B109
28
2905
SH
SOLE
2905
0
0
Triumph Group Inc
COMMON
896818101
159
23460
SH
SOLE
23460
0
0
U S Bancorp
COMMON
902973304
36
1050
SH
SOLE
1050
0
0
U S X-US Steel Group
COMMON
912909108
3
450
SH
SOLE
450
0
0
UDR Inc
COMMON
902653104
64
1750
SH
SOLE
1750
0
0
Ultra Petroleum Corp
COMMON
903914208
0
545
SH
SOLE
545
0
0
Unilever NV
COMMON
904784709
390
7985
SH
SOLE
7985
0
0
Unilever PLC ADR
ADR
904767704
66
1296
SH
SOLE
1296
0
0
Union Pacific
COMMON
907818108
160
1132
SH
SOLE
908
0
224
United Continental Holdings Inc
COMMON
910047109
6
183
SH
SOLE
183
0
0
United Parcel Service
COMMON
911312106
45
480
SH
SOLE
480
0
0
United Rentals Inc
COMMON
911363109
29
278
SH
SOLE
278
0
0
United Technologies Corp.
COMMON
913017109
220
2336
SH
SOLE
2336
0
0
Unitedhealth Group Inc.
COMMON
91324P102
30
120
SH
SOLE
120
0
0
Unum Provident Corp.
COMMON
91529Y106
328
21868
SH
SOLE
21868
0
0
Valero Energy
COMMON
91913Y100
1353
29833
SH
SOLE
29024
0
809
Vaneck Vectors Gold Miners ETF
ETF
92189F106
1177
51100
SH
SOLE
51100
0
0
Vangard Russell 2000 ETF
ETF
92206C664
18
193
SH
SOLE
193
0
0
Vanguard 500 ETF
ETF
922908363
61
257
SH
SOLE
257
0
0
Vanguard Corp Bond ETF
ETF
92206C409
4
54
SH
SOLE
54
0
0
Vanguard Developed Market ETF
ETF
921943858
14095
422755
SH
SOLE
418726
0
4029
Vanguard Div Appreciation ETF
ETF
921908844
249
2406
SH
SOLE
2406
0
0
Vanguard Emerging Market ETF
ETF
922042858
6442
192000
SH
SOLE
189916
0
2084
Vanguard ESG International Stock ETF
ETF
921910725
719
17476
SH
SOLE
17476
0
0
Vanguard ESG US Stock ETF
ETF
921910733
921
20115
SH
SOLE
20115
0
0
Vanguard FTSE All World ex US ETF
ETF
922042775
5288
128918
SH
SOLE
128918
0
0
Vanguard FTSE Pacific ETF
ETF
922042866
15
264
SH
SOLE
264
0
0
Vanguard Growth ETF
ETF
922908736
122
778
SH
SOLE
778
0
0
Vanguard High Dividend Yd ETF
ETF
921946406
128
1809
SH
SOLE
1809
0
0
Vanguard Info Technology ETF
ETF
92204A702
12
55
SH
SOLE
55
0
0
Vanguard Interm. Bond Idx ETF
ETF
921937819
48
538
SH
SOLE
538
0
0
Vanguard Interm-Temp Corp Bd ETF
ETF
92206C870
4
45
SH
SOLE
45
0
0
Vanguard Large-Cap ETF
ETF
922908637
5
43
SH
SOLE
43
0
0
Vanguard Mid Cap Etf
ETF
922908629
4
27
SH
SOLE
27
0
0
Vanguard Mid Cap Value ETF
ETF
922908512
36
440
SH
SOLE
440
0
0
Vanguard Mid-Cap Growth ETF
ETF
922908538
34
265
SH
SOLE
265
0
0
Vanguard MSCI Europe ETF
ETF
922042874
12
287
SH
SOLE
287
0
0
Vanguard Muni Bond ETF
ETF
922907746
1863
35218
SH
SOLE
28872
0
6346
Vanguard REIT ETF
ETF
922908553
132
1893
SH
SOLE
1893
0
0
Vanguard Short Term Bd Idx ETF
ETF
921937827
2994
36430
SH
SOLE
36298
0
132
Vanguard Sh-Tm Inflat- Prot ETF
ETF
922020805
119
2450
SH
SOLE
2450
0
0
Vanguard Small Cap Etf
ETF
922908751
17
145
SH
SOLE
145
0
0
Vanguard Small Cap Growth ETF
ETF
922908595
20
134
SH
SOLE
134
0
0
Vanguard Small Cap Value ETF
ETF
922908611
56
632
SH
SOLE
632
0
0
Vanguard Total Int'l Bond Market ETF
ETF
92203J407
12234
217446
SH
SOLE
214938
0
2508
Vanguard Total Stk Mkt ETF
ETF
922908769
2046
15868
SH
SOLE
15868
0
0
Vanguard Total U.S. Bond Market ETF
ETF
921937835
23756
278335
SH
SOLE
275902
0
2433
Vanguard Value Index ETF
ETF
922908744
88
993
SH
SOLE
993
0
0
Ventas REIT Inc
REIT
92276F100
1289
48086
SH
SOLE
47621
0
465
Verizon Communications Inc.
COMMON
92343V104
4921
91592
SH
SOLE
89080
0
2512
Vgrd Ftse All Wrld Ex US ETF
ETF
922042718
6
79
SH
SOLE
79
0
0
VIACOMCBS CL
COMMON
92556H206
6
432
SH
SOLE
432
0
0
Visa Inc
COMMON
92826C839
468
2907
SH
SOLE
2907
0
0
VMware Inc Cl A
COMMON
928563402
35
292
SH
SOLE
292
0
0
Vodafone Group ADR
ADR
92857W308
1104
80200
SH
SOLE
78851
0
1349
W. P. Carey & Co. LLC
COMMON
92936U109
274
4716
SH
SOLE
4716
0
0
WABTec
COMMON
929740108
3
63
SH
SOLE
63
0
0
Walgreens Boots Alli
COMMON
931427108
37
800
SH
SOLE
800
0
0
Wal-Mart Stores
COMMON
931142103
1023
9008
SH
SOLE
9008
0
0
Walt Disney Hldg
COMMON
254687106
1085
11229
SH
SOLE
11106
0
123
Wash Real Est Inv Tr MD REIT
REIT
939653101
250
10493
SH
SOLE
10129
0
364
Watts Water Technologies
COMMON
942749102
146
1725
SH
SOLE
1320
0
405
WEC Energy Group
COMMON
92939U106
337
3823
SH
SOLE
3823
0
0
Wells Fargo & Co
COMMON
949746101
25
870
SH
SOLE
870
0
0
Welltower Inc REIT
REIT
95040Q104
69
1500
SH
SOLE
1500
0
0
Western Digital Corp.
COMMON
958102105
158
3795
SH
SOLE
3795
0
0
Western Union Co
COMMON
959802109
964
53161
SH
SOLE
51726
0
1435
Westpac Banking ADR
ADR
961214301
56
5475
SH
SOLE
5475
0
0
Weyerhaeuser Company
COMMON
962166104
1032
60905
SH
SOLE
60193
0
712
Whirlpool
COMMON
963320106
1122
13075
SH
SOLE
13075
0
0
Williams Sonoma
COMMON
969904101
38
885
SH
SOLE
885
0
0
WisdomTree Emerg Mk SmCap ETF
ETF
97717W281
1105
33452
SH
SOLE
32193
0
1259
Wisdomtree Japan SmCap Div ETF
ETF
97717W836
91
1570
SH
SOLE
1570
0
0
Wolverine World Wide Inc.
COMMON
978097103
712
46815
SH
SOLE
46415
0
400
WPP
COMMON
92937A102
776
22986
SH
SOLE
22684
0
302
Wyndham Destinations Inc
COMMON
98310W108
11
487
SH
SOLE
487
0
0
Wyndham Hotels & Resorts Inc
COMMON
98311A105
15
487
SH
SOLE
487
0
0
Xcel Energy Inc.
COMMON
98389B100
165
2729
SH
SOLE
1987
0
742
Xerox Corp.
COMMON
98421M106
217
11447
SH
SOLE
10216
0
1231
Xylem Inc
COMMON
98419M100
130
2001
SH
SOLE
2001
0
0
Yield10 Bioscience Inc
COMMON
98585K862
1
242
SH
SOLE
242
0
0
Yum China Hldgs Inc Com
COMMON
98850P109
687
16115
SH
SOLE
16115
0
0
Zimmer Biomet Holdings Inc.
COMMON
98956P102
15
153
SH
SOLE
153
0
0
Zoom video communications-A
COMMON
98980L101
22
152
SH
SOLE
152
0
0