0001393825-19-000117.txt : 20190814 0001393825-19-000117.hdr.sgml : 20190814 20190814113532 ACCESSION NUMBER: 0001393825-19-000117 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hudson Bay Capital Management LP CENTRAL INDEX KEY: 0001393825 IRS NUMBER: 371511173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12909 FILM NUMBER: 191024242 BUSINESS ADDRESS: STREET 1: 777 THIRD AVE., 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-571-1244 MAIL ADDRESS: STREET 1: 777 THIRD AVE., 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Hudson Bay Capital Management, L.P. DATE OF NAME CHANGE: 20070320 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001393825 XXXXXXXX 06-30-2019 06-30-2019 false Hudson Bay Capital Management LP

777 Third Ave., 30th Floor New York NY 10017

13F HOLDINGS REPORT 028-12909 N Charles Winkler 212-571-1244 Charles Winkler New York NY 08-14-2019 0 403 4358654 INFORMATION TABLE 2 infotable.xml APPLE INC CALL 037833900 139534 705000 SH Call SOLE 705000 0 0 APPLE INC PUT 037833950 139534 705000 SH Put SOLE 705000 0 0 ADVANCED MICRO DEVICES INC CALL 007903907 3037 100000 SH Call SOLE 100000 0 0 ANADARKO PETE CORP PUT 032511957 31752 450000 SH Put OTR 450000 0 0 BOEING CO CALL 097023905 7280 20000 SH Call SOLE 20000 0 0 CATERPILLAR INC DEL CALL 149123901 8177 60000 SH Call SOLE 60000 0 0 CBS CORP NEW CALL 124857902 7450 149300 SH Call SOLE 149300 0 0 CENTRAL GARDEN & PET CO CALL 153527906 2021 75000 SH Call SOLE 75000 0 0 CENTENE CORP DEL CALL 15135B901 4127 78700 SH Call SOLE 78700 0 0 CROCS INC CALL 227046909 3950 200000 SH Call SOLE 200000 0 0 CARVANA CO PUT 146869952 7824 125000 SH Put SOLE 125000 0 0 DEERE & CO CALL 244199905 8286 50000 SH Call SOLE 50000 0 0 FOX CORP CALL 35137L905 10992 300000 SH Call SOLE 300000 0 0 FUELCELL ENERGY INC PUT 35952H951 15 87500 SH Put SOLE 87500 0 0 FIREEYE INC CALL 31816Q901 4960 334900 SH Call SOLE 334900 0 0 ISHARES TR PUT 464287954 8554 200000 SH Put SOLE 200000 0 0 GENERAL ELECTRIC CO CALL 369604903 3931 374400 SH Call SOLE 374400 0 0 GILEAD SCIENCES INC CALL 375558903 2702 40000 SH Call SOLE 40000 0 0 GENESEE & WYO INC CALL 371559905 4000 40000 SH Call SOLE 40000 0 0 HALOZYME THERAPEUTICS I CALL 40637H909 1718 100000 SH Call SOLE 100000 0 0 AT HOME GROUP INC CALL 04650Y900 178 26800 SH Call SOLE 26800 0 0 ISHARES TR PUT 464288953 43590 500000 SH Put SOLE 500000 0 0 IMMUNOMEDICS INC PUT 452907958 1387 100000 SH Put SOLE 100000 0 0 LYFT INC CALL 55087P904 9857 150000 SH Call SOLE 150000 0 0 MARTIN MARIETTA MATLS INC CALL 573284906 2876 12500 SH Call SOLE 12500 0 0 NCR CORP NEW CALL 62886E908 12440 400000 SH Call SOLE 400000 0 0 ON SEMICONDUCTOR CORP CALL 682189905 311 15400 SH Call SOLE 15400 0 0 PFIZER INC CALL 717081903 112632 2600000 SH Call SOLE 2600000 0 0 PFIZER INC PUT 717081953 112632 2600000 SH Put SOLE 2600000 0 0 QUALCOMM INC CALL 747525903 1757 23100 SH Call SOLE 23100 0 0 INVESCO QQQ TR CALL 46090E903 11204 60000 SH Call SOLE 60000 0 0 UNIQURE NV CALL N90064901 2345 30000 SH Call SOLE 30000 0 0 SPRINT CORPORATION PUT 85207U955 657 100000 SH Put SOLE 100000 0 0 SPDR S&P 500 ETF TR PUT 78462F953 2930 10000 SH Put SOLE 10000 0 0 TESLA INC PUT 88160R951 21229 95000 SH Put SOLE 95000 0 0 TYSON FOODS INC CALL 902494903 807 10000 SH Call SOLE 10000 0 0 UNISYS CORP CALL 909214906 1271 130800 SH Call SOLE 130800 0 0 UNITI GROUP INC PUT 91325V958 868 91400 SH Put SOLE 91400 0 0 VISA INC PUT 92826C959 4339 25000 SH Put SOLE 25000 0 0 SELECT SECTOR SPDR TR PUT 81369Y955 8280 300000 SH Put SOLE 300000 0 0 AAR CORP COM 000361105 1223 33230 SH SOLE 33230 0 0 AGNC INVT CORP COM 00123Q104 5046 300000 SH SOLE 300000 0 0 AK STL CORP NOTE 5.000%11/1 001546AP5 13840 13758000 PRN SOLE 13758000 0 0 AMCI ACQUISITION CORP UNIT 01/07/2019 00165R200 12204 1200000 SH SOLE 1200000 0 0 ARCA BIOPHARMA INC COM 00211Y506 263 35870 SH SOLE 35870 0 0 ABBVIE INC COM 00287Y109 1091 15000 SH SOLE 15000 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 401 15000 SH SOLE 15000 0 0 ACCELERON PHARMA INC COM 00434H108 8216 200000 SH SOLE 200000 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1605 34000 SH SOLE 34000 0 0 ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 454780 117457000 PRN SOLE 117457000 0 0 AGENUS INC COM NEW 00847G705 420 140000 SH SOLE 140000 0 0 AIMMUNE THERAPEUTICS INC COM 00900T107 9369 450000 SH SOLE 450000 0 0 AKCEA THERAPEUTICS INC COM 00972L107 1876 80000 SH SOLE 80000 0 0 AKERNA CORP *W EXP 01/30/202 00973W110 319 110000 SH SOLE 110000 0 0 ALASKA AIR GROUP INC COM 011659109 4429 69300 SH SOLE 69300 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 7204 55000 SH SOLE 55000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 8252 48700 SH SOLE 48700 0 0 ALLEGRO MERGER CORP UNIT 12/31/2023 01749N301 9495 900000 SH SOLE 900000 0 0 ALLSTATE CORP COM 020002101 5085 50000 SH SOLE 50000 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 15600 215000 SH SOLE 215000 0 0 ALPHABET INC CAP STK CL C 02079K107 6766 6260 SH SOLE 6260 0 0 ALPHABET INC CAP STK CL A 02079K305 15094 13940 SH SOLE 13940 0 0 ALTABA INC COM 021346101 107932 1555889 SH SOLE 1555889 0 0 ALTICE USA INC CL A 02156K103 14931 613182 SH SOLE 613182 0 0 AMAZON COM INC COM 023135106 7953 4200 SH SOLE 4200 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 6595 516817 SH SOLE 516817 0 0 AMERICAN OUTDOOR BRANDS CORP COM 02874P103 547 60693 SH SOLE 60693 0 0 AMERIPRISE FINL INC COM 03076C106 3992 27500 SH SOLE 27500 0 0 AMICUS THERAPEUTICS INC COM 03152W109 499 40000 SH SOLE 40000 0 0 ANADARKO PETE CORP COM 032511107 33054 468457 SH OTR 468457 0 0 ANADARKO PETE CORP COM 032511107 25153 356470 SH SOLE 356470 0 0 ANAPTYSBIO INC COM 032724106 4655 82500 SH SOLE 82500 0 0 APPLIED MATLS INC COM 038222105 4671 104000 SH SOLE 104000 0 0 ARAMARK COM 03852U106 1118 31000 SH SOLE 31000 0 0 ARBUTUS BIOPHARMA CORP COM 03879J100 1841 885000 SH SOLE 885000 0 0 ARMSTRONG WORLD INDS INC NEW COM 04247X102 5268 54200 SH SOLE 54200 0 0 ARRAY BIOPHARMA INC COM 04269X105 14478 312500 SH SOLE 312500 0 0 AURINIA PHARMACEUTICALS INC COM 05156V102 3915 595000 SH SOLE 595000 0 0 AVAYA HLDGS CORP COM 05351X101 448 37633 SH SOLE 37633 0 0 BALL CORP COM 058498106 5249 75000 SH SOLE 75000 0 0 BANK AMER CORP COM 060505104 8700 300000 SH SOLE 300000 0 0 BERRY GLOBAL GROUP INC COM 08579W103 14462 275000 SH SOLE 275000 0 0 BIG ROCK PARTNERS ACQUISI CO COM 089482103 3941 375000 SH SOLE 375000 0 0 BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 44 187500 SH SOLE 187500 0 0 BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 71 375000 SH SOLE 375000 0 0 BIO RAD LABS INC CL A 090572207 21256 68000 SH SOLE 68000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 8565 100000 SH SOLE 100000 0 0 BIOGEN INC COM 09062X103 1754 7500 SH SOLE 7500 0 0 BLACK KNIGHT INC COM 09215C105 6015 100000 SH SOLE 100000 0 0 BLACK RIDGE ACQUISITION CORP COM 09216T107 4365 425000 SH SOLE 425000 0 0 BLACK RIDGE ACQUISITION CORP *W EXP 07/10/202 09216T115 174 425000 SH SOLE 425000 0 0 BLACK RIDGE ACQUISITION CORP RIGHT 07/10/2019 09216T123 179 425000 SH SOLE 425000 0 0 BLOOM ENERGY CORP COM CL A 093712107 1443 117570 SH SOLE 117570 0 0 BLUEBIRD BIO INC COM 09609G100 5724 45000 SH SOLE 45000 0 0 BOEING CO COM 097023105 6442 17696 SH SOLE 17696 0 0 BOSTON BEER INC CL A 100557107 8688 23000 SH SOLE 23000 0 0 BOSTON SCIENTIFIC CORP COM 101137107 36533 850000 SH SOLE 850000 0 0 BOXWOOD MERGER CORP UNIT 11/26/2025 10319T200 5150 500000 SH SOLE 500000 0 0 CF FIN ACQUISITION CORP UNIT 04/30/2025 12528N206 25875 2500000 SH SOLE 2500000 0 0 CALAMP CORP NOTE 1.625% 5/1 128126AB5 1962 2010000 PRN SOLE 2010000 0 0 CALLAWAY GOLF CO COM 131193104 3861 225000 SH SOLE 225000 0 0 CAPITAL ONE FINL CORP COM 14040H105 9074 100000 SH SOLE 100000 0 0 CARDLYTICS INC COM 14161W105 2598 100000 SH SOLE 100000 0 0 CARMAX INC COM 143130102 1120 12901 SH SOLE 12901 0 0 CASEYS GEN STORES INC COM 147528103 1560 10000 SH SOLE 10000 0 0 CATERPILLAR INC DEL COM 149123101 6593 48373 SH SOLE 48373 0 0 CELGENE CORP COM 151020104 40072 433496 SH SOLE 433496 0 0 CELLECTIS S A SPONSORED ADS 15117K103 1326 85000 SH SOLE 85000 0 0 CENTENE CORP DEL COM 15135B101 20412 389240 SH SOLE 389240 0 0 CHANTICLEER HLDGS INC COM PAR 15930P800 19 17052 SH SOLE 17052 0 0 CHASERG TECHNLGY ACQUISITN C UNIT 09/30/2023 16166A202 4092 400000 SH SOLE 400000 0 0 CHESAPEAKE ENERGY CORP NOTE 5.500% 9/1 165167CY1 57628 71818000 PRN SOLE 71818000 0 0 CHURCHILL CAP CORP II UNIT 99/99/9999 17143G205 244 24000 SH SOLE 24000 0 0 CITIGROUP INC COM NEW 172967424 11905 170000 SH SOLE 170000 0 0 CLOVIS ONCOLOGY INC COM 189464100 1190 80000 SH SOLE 80000 0 0 COLFAX CORP COM 194014106 2242 80000 SH SOLE 80000 0 0 COMCAST CORP NEW CL A 20030N101 2208 52214 SH SOLE 52214 0 0 CONDUENT INC COM 206787103 1873 195305 SH SOLE 195305 0 0 CORNERSTONE ONDEMAND INC COM 21925Y103 21328 368173 SH SOLE 368173 0 0 COUPA SOFTWARE INC NOTE 0.375% 1/1 22266LAB2 22832 8000000 PRN SOLE 8000000 0 0 CRESCENT ACQUISITION CORP UNIT 99/99/9999 22564L204 1009 100000 SH SOLE 100000 0 0 CUBIC CORP COM 229669106 4643 72000 SH SOLE 72000 0 0 CYMABAY THERAPEUTICS INC COM 23257D103 100 14000 SH SOLE 14000 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 18348 825000 SH OTR 825000 0 0 D R HORTON INC COM 23331A109 5779 134000 SH SOLE 134000 0 0 DANAHER CORPORATION COM 235851102 31442 220000 SH SOLE 220000 0 0 DECIPHERA PHARMACEUTICALS IN COM 24344T101 5525 245000 SH SOLE 245000 0 0 DEERE & CO COM 244199105 2320 14000 SH SOLE 14000 0 0 DIAMOND EAGLE ACQUISITION CO UNIT 06/30/2026 25258L208 2012 200000 SH SOLE 200000 0 0 DIAMONDPEAK HLDGS COR UNIT 99/99/9999 25280H209 1004 100000 SH SOLE 100000 0 0 DISNEY WALT CO COM DISNEY 254687106 20506 146851 SH SOLE 146851 0 0 DISCOVER FINL SVCS COM 254709108 2328 30000 SH SOLE 30000 0 0 DISCOVERY INC COM SER C 25470F302 97961 3443257 SH SOLE 3443257 0 0 DR REDDYS LABS LTD ADR 256135203 562 15000 SH SOLE 15000 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 7359 165000 SH SOLE 165000 0 0 EAGLE MATERIALS INC COM 26969P108 5360 57818 SH SOLE 57818 0 0 EDTECHX HLDGS ACQUISITION CO UNIT 12/31/2025 28138X202 3072 300000 SH SOLE 300000 0 0 ELECTRONICS FOR IMAGING INC NOTE 0.750% 9/0 286082AC6 4985 5000000 PRN SOLE 5000000 0 0 ENVISION SOLAR INTL INC *W EXP 12/30/202 29413Q110 44 35000 SH SOLE 35000 0 0 ENVISION SOLAR INTL INC COM 29413Q201 135 27300 SH SOLE 27300 0 0 FACEBOOK INC CL A 30303M102 10808 56000 SH SOLE 56000 0 0 FAR PT ACQUISITION CORP COM CL A 30734W109 7133 700000 SH SOLE 700000 0 0 FAR PT ACQUISITION CORP *W EXP 06/01/202 30734W117 303 233333 SH SOLE 233333 0 0 FAR PT ACQUISITION CORP UNIT 06/01/2025 30734W208 3192 300000 SH SOLE 300000 0 0 FEDEX CORP COM 31428X106 328 2000 SH SOLE 2000 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 16194 132000 SH SOLE 132000 0 0 FIDELITY NATIONAL FINANCIAL COM 31620R303 5038 125000 SH SOLE 125000 0 0 FINTECH ACQUISITION CORP III UNIT 12/01/2023 31811A309 12900 1200000 SH SOLE 1200000 0 0 FIREEYE INC COM 31816Q101 15456 1043642 SH SOLE 1043642 0 0 FIRST HORIZON NATL CORP COM 320517105 3733 250000 SH SOLE 250000 0 0 FISERV INC COM 337738108 893 9800 SH SOLE 9800 0 0 FIVE PRIME THERAPEUTICS INC COM 33830X104 2533 420000 SH SOLE 420000 0 0 FORD MTR CO DEL COM 345370860 1535 150000 SH SOLE 150000 0 0 FORUM MERGER II CORP UNIT 09/30/2025 34986F202 2122 200000 SH SOLE 200000 0 0 FOX CORP CL A COM 35137L105 15658 427338 SH SOLE 427338 0 0 FOX CORP CL B COM 35137L204 2289 62653 SH SOLE 62653 0 0 FRONTDOOR INC COM 35905A109 10234 235000 SH SOLE 235000 0 0 FUELCELL ENERGY INC COM 35952H601 459 2600001 SH SOLE 2600001 0 0 GCI LIBERTY INC COM CLASS A 36164V305 113328 1843934 SH SOLE 1843934 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 2491 110034 SH SOLE 110034 0 0 GDS HLDGS LTD SPONSORED ADS 36165L108 8829 235008 SH SOLE 235008 0 0 GX ACQUISITION CORP UNIT 05/24/2026 36251A206 4016 400000 SH SOLE 400000 0 0 GS ACQUISITION HLDGS CORP UNIT 06/12/2023 36255F201 13125 1250000 SH SOLE 1250000 0 0 GENERAL ELECTRIC CO COM 369604103 1733 165000 SH SOLE 165000 0 0 GENESEE & WYO INC CL A 371559105 4474 44742 SH SOLE 44742 0 0 GIGCAPITAL2 INC UNIT 02/28/2026 375036209 4020 400000 SH SOLE 400000 0 0 GIGCAPITAL INC RIGHT 03/06/2020 37518N114 156 300000 SH SOLE 300000 0 0 GIGCAPITAL INC *W EXP 06/08/202 37518N122 68 225000 SH SOLE 225000 0 0 GILEAD SCIENCES INC COM 375558103 1351 20000 SH SOLE 20000 0 0 GLYCOMIMETICS INC COM 38000Q102 3576 300000 SH SOLE 300000 0 0 GODADDY INC CL A 380237107 972 13849 SH SOLE 13849 0 0 GORDON POINTE ACQUISITION CO COM CLASS A 382788107 7231 700000 SH SOLE 700000 0 0 GORDON POINTE ACQUISITION CO *W EXP 07/30/202 382788115 252 700000 SH SOLE 700000 0 0 GORES HOLDINGS III INC UNIT 09/07/2024 38286G208 5185 500000 SH SOLE 500000 0 0 GORES METROPOULOS INC UNIT 99/99/9999 382872208 2648 250000 SH SOLE 250000 0 0 HCP INC COM 40414L109 12792 400000 SH SOLE 400000 0 0 HALOZYME THERAPEUTICS INC COM 40637H109 3007 175000 SH SOLE 175000 0 0 HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 15360 1500000 SH SOLE 1500000 0 0 HEALTHCARE RLTY TR COM 421946104 6264 200000 SH SOLE 200000 0 0 HEALTHCARE TR AMER INC CL A NEW 42225P501 19887 725000 SH SOLE 725000 0 0 HENNESSY CAP ACQUSTION CORP CL A COM 42589C203 10330 1000000 SH SOLE 1000000 0 0 HENRY JACK & ASSOC INC COM 426281101 13258 99000 SH SOLE 99000 0 0 HERTZ GLOBAL HLDGS INC COM 42806J106 4788 300000 SH SOLE 300000 0 0 HERTZ GLOBAL HLDGS INC RIGHT 07/12/2019 42806J114 5460 2800000 SH SOLE 2800000 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 2932 30000 SH SOLE 30000 0 0 HURON CONSULTING GROUP INC NOTE 1.250%10/0 447462AB8 3160 3175000 PRN SOLE 3175000 0 0 HUTCHISON CHINA MEDITECH LTD SPONSORED ADR 44842L103 7207 327598 SH SOLE 327598 0 0 ISTAR INC NOTE 3.125% 9/1 45031UCB5 3075 3000000 PRN SOLE 3000000 0 0 INCYTE CORP NOTE 1.250%11/1 45337CAN2 1959 1171000 PRN SOLE 1171000 0 0 INFOSYS LTD SPONSORED ADR 456788108 2729 255000 SH SOLE 255000 0 0 INSURANCE ACQUISITION CORP UNIT 03/31/2024 457867307 2060 200000 SH SOLE 200000 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 2387 30000 SH SOLE 30000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 10271 55000 SH SOLE 55000 0 0 ISHARES INC MSCI EURZONE ETF 464286608 3244 82000 SH SOLE 82000 0 0 ISHARES INC MSCI SWITZERLAND 464286749 4319 115000 SH SOLE 115000 0 0 ISHARES INC MSCI SPAIN ETF 464286764 5225 180725 SH SOLE 180725 0 0 ISHARES TR IBOXX INV CP ETF 464287242 24874 200000 SH SOLE 200000 0 0 ISHARES TR U.S. REAL ES ETF 464287739 8356 95700 SH SOLE 95700 0 0 ISHARES TR IBOXX HI YD ETF 464288513 5061 58050 SH SOLE 58050 0 0 ISHARES INC MSCI SINGPOR ETF 46434G780 4437 179650 SH SOLE 179650 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 10659 195300 SH SOLE 195300 0 0 ISHARES INC MSCI ITALY ETF 46434G830 3031 110000 SH SOLE 110000 0 0 ISHARES TR MSCI UK ETF NEW 46435G334 8091 250352 SH SOLE 250352 0 0 JUNIPER NETWORKS INC COM 48203R104 5353 201000 SH SOLE 201000 0 0 KBL MERGER CORP IV *W EXP 01/15/202 48242A112 90 560000 SH SOLE 560000 0 0 KBL MERGER CORP IV RIGHT 09/09/2019 48242A120 140 560000 SH SOLE 560000 0 0 KLA-TENCOR CORP COM 482480100 449 3800 SH SOLE 3800 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 7301 59932 SH SOLE 59932 0 0 KB HOME COM 48666K109 7272 282630 SH SOLE 282630 0 0 KEYCORP NEW COM 493267108 7544 425000 SH SOLE 425000 0 0 LANDCADIA HLDGS II INC UNIT 05/09/2026 51476X204 12500 1250000 SH SOLE 1250000 0 0 LANDS END INC NEW COM 51509F105 1222 100000 SH SOLE 100000 0 0 LEGACY ACQUISITION CORP UNIT 05/31/2024 524643202 2623 250000 SH SOLE 250000 0 0 LEVI STRAUSS & CO NEW CL A COM STK 52736R102 2088 100000 SH SOLE 100000 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 3632 35321 SH SOLE 35321 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 6119 58713 SH SOLE 58713 0 0 LIBERTY EXPEDIA HLDGS INC SER A COM 53046P109 12257 256485 SH SOLE 256485 0 0 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 9192 243100 SH SOLE 243100 0 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 2279 60000 SH SOLE 60000 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C FRMLA 531229854 15813 422693 SH SOLE 422693 0 0 LIBERTY MEDIA CORP DELAWARE COM C BRAVES GRP 531229888 482 17240 SH SOLE 17240 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 45345 3656872 SH SOLE 3656872 0 0 LIGAND PHARMACEUTICALS INC NOTE 0.750% 8/1 53220KAD0 7955 5226000 PRN SOLE 5226000 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 7344 632533 SH SOLE 632533 0 0 LITHIA MTRS INC CL A 536797103 5108 43000 SH SOLE 43000 0 0 LORAL SPACE & COMMUNICATNS I COM 543881106 8215 238039 SH SOLE 238039 0 0 LOUISIANA PAC CORP COM 546347105 3146 120000 SH SOLE 120000 0 0 LOWES COS INC COM 548661107 2220 22000 SH SOLE 22000 0 0 LYFT INC CL A COM 55087P104 1511 23000 SH SOLE 23000 0 0 MGIC INVT CORP WIS COM 552848103 3285 250000 SH SOLE 250000 0 0 MACROGENICS INC COM 556099109 679 40000 SH SOLE 40000 0 0 MADISON SQUARE GARDEN CO NEW CL A 55825T103 1960 7000 SH SOLE 7000 0 0 MARTIN MARIETTA MATLS INC COM 573284106 954 4144 SH SOLE 4144 0 0 MASCO CORP COM 574599106 8137 207373 SH SOLE 207373 0 0 MCDONALDS CORP COM 580135101 2284 11000 SH SOLE 11000 0 0 MEDICINES CO COM 584688105 2553 70000 SH SOLE 70000 0 0 MERITOR INC NOTE 7.875% 3/0 59001KAC4 18526 8657000 PRN SOLE 8657000 0 0 MICROSOFT CORP COM 594918104 12391 92500 SH SOLE 92500 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 193262 110225000 PRN SOLE 110225000 0 0 MICROCHIP TECHNOLOGY INC NOTE 2.250% 2/1 595017AH7 164922 140825000 PRN SOLE 140825000 0 0 MOHAWK GROUP HLDGS INC COM 608189106 2078 274358 SH SOLE 274358 0 0 MOMENTA PHARMACEUTICALS INC COM 60877T100 1027 82500 SH SOLE 82500 0 0 MONOCLE ACQUISITION CORP UNIT 99/99/9999 609754205 3348 325000 SH SOLE 325000 0 0 MORGAN STANLEY COM NEW 617446448 8762 200000 SH SOLE 200000 0 0 MOSAIC ACQUISITION CORP UNIT 99/99/9999 61946M209 2114 200000 SH SOLE 200000 0 0 MOTUS GI HLDGS INC COM 62014P108 303 100000 SH SOLE 100000 0 0 MUDRICK CAP ACQUISITION CORP UNIT 02/01/2023 624745204 5255 500000 SH SOLE 500000 0 0 MYRIAD GENETICS INC COM 62855J104 1389 50000 SH SOLE 50000 0 0 NABORS INDS INC NEW NOTE 0.750% 1/1 62957HAB1 43010 60074000 PRN SOLE 60074000 0 0 NATIONAL VISION HLDGS INC COM 63845R107 5224 170000 SH SOLE 170000 0 0 NEKTAR THERAPEUTICS COM 640268108 4981 140000 SH SOLE 140000 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 2533 30000 SH SOLE 30000 0 0 NORFOLK SOUTHERN CORP COM 655844108 4236 21252 SH SOLE 21252 0 0 NORTHROP GRUMMAN CORP COM 666807102 4524 14000 SH SOLE 14000 0 0 OPES ACQUISITION CORP UNIT 03/07/2023 68373P209 4793 460000 SH SOLE 460000 0 0 OWENS CORNING NEW COM 690742101 2328 40000 SH SOLE 40000 0 0 PNC FINL SVCS GROUP INC COM 693475105 8237 60000 SH SOLE 60000 0 0 PVH CORP COM 693656100 1893 20000 SH SOLE 20000 0 0 PTC THERAPEUTICS INC COM 69366J200 225 5000 SH SOLE 5000 0 0 PTC INC COM 69370C100 2064 23000 SH SOLE 23000 0 0 PALO ALTO NETWORKS INC COM 697435105 958 4700 SH SOLE 4700 0 0 PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 30 200000 PRN SOLE 200000 0 0 PERKINELMER INC COM 714046109 7226 75000 SH SOLE 75000 0 0 PERSPECTA INC COM 715347100 668 28529 SH SOLE 28529 0 0 PHYSICIANS RLTY TR COM 71943U104 12644 725000 SH SOLE 725000 0 0 PIVOTAL ACQUISITION CORP CL A COM 72583A101 22075 2174831 SH SOLE 2174831 0 0 PORTOLA PHARMACEUTICALS INC COM 737010108 1628 60000 SH SOLE 60000 0 0 PROFICIENT ALPHA ACQUSTN COR UNIT 04/30/2026 ADDED 74317H204 4020 400000 SH SOLE 400000 0 0 PROOFPOINT INC COM 743424103 1215 10100 SH SOLE 10100 0 0 PUMA BIOTECHNOLOGY INC COM 74587V107 890 70000 SH SOLE 70000 0 0 PURE ACQUISITION CORP UNIT 04/13/2023 74621Q205 10690 1000000 PRN SOLE 1000000 0 0 QTS RLTY TR INC 6.50% CON PFD B 74736A301 26170 235000 SH SOLE 235000 0 0 Q2 HLDGS INC COM 74736L109 1451 19000 SH SOLE 19000 0 0 RMG ACQUISITION CORP UNIT 99/99/9999 749641205 1004 100000 SH SOLE 100000 0 0 RADIUS HEALTH INC COM NEW 750469207 11327 465000 SH SOLE 465000 0 0 RANPAK HLDGS CORP *W EXP 06/03/202 75321W111 89 75000 SH SOLE 75000 0 0 RAYTHEON CO COM NEW 755111507 3744 21530 SH SOLE 21530 0 0 RED HAT INC COM 756577102 37552 200000 SH OTR 200000 0 0 RED HAT INC COM 756577102 22230 118394 SH SOLE 118394 0 0 REGENERON PHARMACEUTICALS COM 75886F107 7043 22500 SH SOLE 22500 0 0 THUNDER BRIDGE ACQUISITION L SHS CLASS A G8857R100 7301 700000 SH SOLE 700000 0 0 THUNDER BRIDGE ACQUISITION L *W EXP 01/01/202 G8857R126 1414 700000 SH SOLE 700000 0 0 RETROPHIN INC COM 761299106 1141 56779 SH SOLE 56779 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 5820 2230000 SH SOLE 2230000 0 0 SG BLOCKS INC COM PAR 78418A307 83 115842 SH SOLE 115842 0 0 SAGE THERAPEUTICS INC COM 78667J108 1831 10000 SH SOLE 10000 0 0 SAILPOINT TECHNLGIES HLDGS I COM 78781P105 4008 200000 SH SOLE 200000 0 0 SANGAMO THERAPEUTICS INC COM 800677106 2154 200000 SH SOLE 200000 0 0 SANTANDER CONSUMER USA HDG I COM 80283M101 5990 250000 SH SOLE 250000 0 0 SCHULTZE SPL PURP ACQUSTN CO UNIT 12/31/2023 80821R208 6096 600000 SH SOLE 600000 0 0 SEA LTD SPONSORED ADS 81141R100 11145 335500 SH SOLE 335500 0 0 SENMIAO TECHNOLOGY LTD COM 817225105 1058 379377 SH SOLE 379377 0 0 SENSEONICS HLDGS INC COM 81727U105 561 275000 SH SOLE 275000 0 0 SENTINEL ENERGY SVCS INC CL A 81728P105 6090 600000 SH SOLE 600000 0 0 SENTINEL ENERGY SVCS INC *W EXP 11/02/202 81728P113 154 200000 SH SOLE 200000 0 0 SERVICENOW INC NOTE 6/0 81762PAC6 75653 36701000 PRN SOLE 36701000 0 0 SESEN BIO INC COM 817763105 1960 1306359 SH SOLE 1306359 0 0 SHENANDOAH TELECOMMUNICATION COM 82312B106 3572 92735 SH SOLE 92735 0 0 SORRENTO THERAPEUTICS INC COM NEW 83587F202 1768 662059 SH SOLE 662059 0 0 SOTHEBYS COM 835898107 4360 75000 SH SOLE 75000 0 0 SOUTH MTN MERGER CORP UNIT 99/99/9999 838884203 2500 250000 SH SOLE 250000 0 0 STARS GROUP INC COM 85570W100 6627 388227 SH SOLE 388227 0 0 SYNCHRONOSS TECHNOLOGIES INC NOTE 0.750% 8/1 87157BAA1 4997 5000000 PRN SOLE 5000000 0 0 SYNCHRONY FINL COM 87165B103 3467 100000 SH SOLE 100000 0 0 SYNEOS HEALTH INC CL A 87166B102 9196 180000 SH SOLE 180000 0 0 T MOBILE US INC COM 872590104 3958 53391 SH SOLE 53391 0 0 TABLEAU SOFTWARE INC CL A 87336U105 730 4400 SH SOLE 4400 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 3769 33200 SH SOLE 33200 0 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 18807 1062530 SH SOLE 1062530 0 0 TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 100 50000 SH SOLE 50000 0 0 TELADOC HEALTH INC NOTE 3.000%12/1 87918AAB1 3398 2000000 PRN SOLE 2000000 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 5682 275000 SH SOLE 275000 0 0 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 2467 2690000 SH SOLE 2690000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 40454 137750 SH SOLE 137750 0 0 TIBERIUS ACQUISITION CORP UNIT 02/28/2021 88633A206 1838 175000 SH SOLE 175000 0 0 TORTOISE ACQUISITION CORP UNIT 03/04/2024 89154L209 1001 100000 SH SOLE 100000 0 0 TOUGHBUILT INDUSTRIES INC *W EXP 11/09/202 89157G116 1 25180 SH SOLE 25180 0 0 TRANSDIGM GROUP INC COM 893641100 968 2000 SH SOLE 2000 0 0 TRIDENT ACQUISITIONS CORP UNIT 05/09/2023 89615T205 17325 1650000 SH SOLE 1650000 0 0 TRINITY MERGER CORP UNIT 05/11/2025 89653L205 3721 350000 SH SOLE 350000 0 0 TUSCAN HOLDINGS CORP UNIT 99/99/9999 90069K203 7420 700000 SH SOLE 700000 0 0 II VI INC COM 902104108 698 19087 SH SOLE 19087 0 0 TYME TECHNOLOGIES INC COM 90238J103 1081 885987 SH SOLE 885987 0 0 UQM TECHNOLOGIES INC COM 903213106 424 257205 SH SOLE 257205 0 0 USA TECHNOLOGIES INC COM NO PAR 90328S500 2266 305000 SH SOLE 305000 0 0 ULTA BEAUTY INC COM 90384S303 8672 25000 SH SOLE 25000 0 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 6985 110000 SH SOLE 110000 0 0 UNION PACIFIC CORP COM 907818108 1522 9000 SH SOLE 9000 0 0 UNISYS CORP NOTE 5.500% 3/0 909214BS6 63341 51602000 PRN SOLE 51602000 0 0 UNITED CONTL HLDGS INC COM 910047109 1051 12000 SH SOLE 12000 0 0 U S WELL SVCS INC *W EXP 03/15/202 91274U119 244 375000 SH SOLE 375000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 6192 47561 SH SOLE 47561 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 1171 15000 SH SOLE 15000 0 0 VARONIS SYS INC COM 922280102 5946 96000 SH SOLE 96000 0 0 VERB TECHNOLOGY CO INC *W EXP 03/14/202 92337U112 77 106592 SH SOLE 106592 0 0 VERSUM MATLS INC COM 92532W103 18067 350270 SH OTR 350270 0 0 VIACOM INC NEW CL B 92553P201 18693 625822 SH SOLE 625822 0 0 VISA INC COM CL A 92826C839 18900 108900 SH SOLE 108900 0 0 VISTA OUTDOOR INC COM 928377100 207 23291 SH SOLE 23291 0 0 VOYA FINL INC COM 929089100 9678 175000 SH SOLE 175000 0 0 VULCAN MATLS CO COM 929160109 2746 20000 SH SOLE 20000 0 0 WABCO HLDGS INC COM 92927K102 16575 125000 SH SOLE 125000 0 0 WAYFAIR INC NOTE 0.375% 9/0 94419LAB7 15850 10500000 PRN SOLE 10500000 0 0 WELBILT INC COM 949090104 3918 234638 SH SOLE 234638 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 14254 50000 SH SOLE 50000 0 0 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 1397 515601 SH SOLE 515601 0 0 WEX INC COM 96208T104 3122 15000 SH SOLE 15000 0 0 WHITING PETE CORP NEW NOTE 1.250% 4/0 966387AL6 22239 22860000 PRN SOLE 22860000 0 0 WILLSCOT CORP COM 971375126 11644 774193 SH SOLE 774193 0 0 WORLDPAY INC CL A 981558109 23674 193176 SH OTR 193176 0 0 WORLD WRESTLING ENTMT INC NOTE 3.375%12/1 98156QAB4 30251 10120000 PRN SOLE 10120000 0 0 ZAI LAB LTD ADR 98887Q104 11414 327320 SH SOLE 327320 0 0 ZENDESK INC COM 98936J101 507 5700 SH SOLE 5700 0 0 ZOGENIX INC COM NEW 98978L204 1195 25000 SH SOLE 25000 0 0 ZYNGA INC CL A 98986T108 1141 186100 SH SOLE 186100 0 0 ACT II GLOBAL ACQUISITION CO UNIT 04/30/2026 G0080J112 1012 100000 SH SOLE 100000 0 0 AGBA ACQUISITION LTD UNIT 05/10/2024 G0120M133 4008 400000 SH SOLE 400000 0 0 ALKERMES PLC SHS G01767105 1691 75000 SH SOLE 75000 0 0 ALLERGAN PLC SHS G0177J108 10045 60000 SH OTR 60000 0 0 ALLERGAN PLC SHS G0177J108 14232 85000 SH SOLE 85000 0 0 AMDOCS LTD SHS G02602103 6426 103500 SH SOLE 103500 0 0 ANDINA ACQUISITION CORP III UNIT 09/24/2020 G04415116 10177 990000 SH SOLE 990000 0 0 ARCH CAP GROUP LTD ORD G0450A105 3708 100000 SH SOLE 100000 0 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 1491 25000 SH SOLE 25000 0 0 AXOVANT GENE THERAPIES LTD COM G0750W203 3427 550000 SH SOLE 550000 0 0 BIOCERES CROP SOLUTIONS CORP *W EXP 03/14/202 G1117K106 165 500000 SH SOLE 500000 0 0 CHINA SXT PHARMACEUTICALS IN ORD SHS G2161P108 6802 2000000 SH SOLE 2000000 0 0 COLLIER CREEK HOLDINGS UNIT 99/99/9999 G22707122 1272 120000 SH SOLE 120000 0 0 CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 19 250000 SH SOLE 250000 0 0 CONSTELLATION ALPHA CAP CORP RIGHT 99/99/9999 G2379F132 43 250000 SH SOLE 250000 0 0 DD3 ACQUISITION CORP UNIT 10/12/2023 G2692M129 1946 190000 SH SOLE 190000 0 0 8I ENTERPRISES ACQUISITIN CO UNIT 99/99/9999 G2956M138 2356 225000 SH SOLE 225000 0 0 ESSENT GROUP LTD COM G3198U102 6344 135000 SH SOLE 135000 0 0 ALBERTON ACQUISITION CORP UNIT 04/22/2020 G35006116 14644 1400000 SH SOLE 1400000 0 0 GLOBAL CORD BLOOD CORPORATIO SHS G39342103 58 10000 SH SOLE 10000 0 0 GREENLAND ACQUISITIN CORPORA UNIT 03/03/2025 G40981121 1952 185000 SH SOLE 185000 0 0 HL ACQUISITIONS CORP UNIT 06/21/2023 G4603R114 2635 250000 SH SOLE 250000 0 0 WEALTHBRIDGE ACQUISITION LTD UNIT 99/99/9999 G4887W102 4310 425000 SH SOLE 425000 0 0 KINIKSA PHARMACEUTICALS LTD COM CL A G5269C101 1557 115000 SH SOLE 115000 0 0 LEO HOLDINGS CORP COM CL A G5463L105 3132 304964 SH SOLE 304964 0 0 LEO HOLDINGS CORP *W EXP 02/07/202 G5463L113 125 100000 SH SOLE 100000 0 0 LONGEVITY ACQUISITION CORP UNIT 08/29/2024 G56372108 5005 478904 SH SOLE 478904 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 1285 140000 SH SOLE 140000 0 0 MEDTRONIC PLC SHS G5960L103 9739 100000 SH SOLE 100000 0 0 QUOTIENT LTD SHS G73268107 8415 900000 SH SOLE 900000 0 0 REGALWOOD GLOBAL ENERGY LTD UNIT 99/99/9999 G74760110 5235 500000 SH SOLE 500000 0 0 SOCIAL CAP HEDOSOPHIA HLDGS CL A G8250R103 11967 1147350 SH SOLE 1147350 0 0 SOCIAL CAP HEDOSOPHIA HLDGS *W EXP 09/14/202 G8250R129 266 198505 SH SOLE 198505 0 0 STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 3944 1260000 SH SOLE 1260000 0 0 TENZING ACQUISITION CORP UNIT 08/24/2024 G8708A124 8320 800000 SH SOLE 800000 0 0 TKK SYMPHONY ACQUISITION COR UNIT 08/15/2023 G88950111 15435 1500000 SH SOLE 1500000 0 0 TOTTENHAM ACQUISITION I LTD UNIT 05/06/2025 G8959N130 1867 180000 SH SOLE 180000 0 0 TPG PACE HLDGS CORP *W EXP 06/27/202 G89827110 395 250000 SH SOLE 250000 0 0 TPG PACE HLDGS CORP CL A G89827128 21196 2038114 SH SOLE 2038114 0 0 TWELVE SEAS INVESTMENT COMPA SHS G9145A107 6090 600000 SH SOLE 600000 0 0 TWELVE SEAS INVESTMENT COMPA *W EXP 12/22/202 G9145A115 144 600000 SH SOLE 600000 0 0 TWELVE SEAS INVESTMENT COMPA RIGHT 12/22/2019 G9145A131 186 600000 SH SOLE 600000 0 0 GOLAR LNG LTD BERMUDA SHS G9456A100 4409 238601 SH SOLE 238601 0 0 WILLIS TOWERS WATSON PUB LTD SHS G96629103 8619 45000 SH SOLE 45000 0 0 MYLAN N V SHS EURO N59465109 1142 60000 SH SOLE 60000 0 0 NXP SEMICONDUCTORS N V COM N6596X109 2753 28200 SH SOLE 28200 0 0 YANDEX N V SHS CLASS A N97284108 12768 336000 SH SOLE 336000 0 0 SEANERGY MARITIME HLDGS CORP SHS Y73760301 228 367434 SH SOLE 367434 0 0