0001209191-22-023196.txt : 20220405
0001209191-22-023196.hdr.sgml : 20220405
20220405172955
ACCESSION NUMBER: 0001209191-22-023196
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220401
FILED AS OF DATE: 20220405
DATE AS OF CHANGE: 20220405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baratta Joseph
CENTRAL INDEX KEY: 0001574706
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33551
FILM NUMBER: 22808295
MAIL ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Blackstone Inc
CENTRAL INDEX KEY: 0001393818
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: (212) 583-5000
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: Blackstone Group Inc
DATE OF NAME CHANGE: 20190628
FORMER COMPANY:
FORMER CONFORMED NAME: Blackstone Group L.P.
DATE OF NAME CHANGE: 20070320
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-04-01
0
0001393818
Blackstone Inc
BX
0001574706
Baratta Joseph
C/O BLACKSTONE INC.
345 PARK AVE
NEW YORK
NY
10154
1
0
0
0
Common Stock
2022-04-01
4
A
0
24021
0.00
A
1242709
D
Blackstone Holdings partnership units
Common Stock
2363538
2363538
D
Blackstone Holdings partnership units
Common Stock
142237
142237
I
See footnote
Blackstone Holdings partnership units
Common Stock
4506950
4506950
I
See footnote
Granted under the Amended and Restated 2007 Equity Incentive Plan, 10% of these deferred restricted shares, or 2,402 shares, will vest on July 1, 2023; an additional 10%, or 2,402 shares, will vest on July 1, 2024; an additional 20%, or 4,804 shares, will vest on July 1, 2025; an additional 30%, or 7,207 shares, will vest on July 1, 2026; and the remaining 30%, or 7,206 shares, will vest on July 1, 2027. As these deferred restricted shares vest, the shares will be delivered to the Reporting Person, except that 1/4 of the vested shares will be held back and delivered on a future date pursuant to the terms of the Reporting Person's award agreement. Notwithstanding the foregoing, the shares may be delivered earlier upon a change in control of Blackstone.
A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.
The balances for the Reporting Person's direct holdings and indirect holdings through a limited liability company reflected in Table II of this Form 4 reflect the correction of a clerical error in the Form 4 filed on December 7, 2021 that reported a gift of Blackstone Holdings partnership units from the Reporting Person's direct holdings instead of correctly reporting such gift from the Reporting Person's indirect holdings through a limited liability company.
These securities are held by a trust for the benefit of the Reporting Person's family, of which the Reporting Person is a trustee.
These securities are held by a limited liability company, of which the Reporting Person is the manager.
The Reporting Person disclaims beneficial ownership of the securities reported on this form except to the extent of his pecuniary interest.
Tabea Hsi as Attorney-In-Fact
2022-04-05