0001209191-21-068464.txt : 20211207 0001209191-21-068464.hdr.sgml : 20211207 20211207214449 ACCESSION NUMBER: 0001209191-21-068464 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211203 FILED AS OF DATE: 20211207 DATE AS OF CHANGE: 20211207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baratta Joseph CENTRAL INDEX KEY: 0001574706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33551 FILM NUMBER: 211477499 MAIL ADDRESS: STREET 1: C/O THE BLACKSTONE GROUP STREET 2: 345 PARK AVE. CITY: NEW YORK STATE: NY ZIP: 10154 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Blackstone Inc CENTRAL INDEX KEY: 0001393818 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: (212) 583-5000 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: Blackstone Group Inc DATE OF NAME CHANGE: 20190628 FORMER COMPANY: FORMER CONFORMED NAME: Blackstone Group L.P. DATE OF NAME CHANGE: 20070320 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-03 0 0001393818 Blackstone Inc BX 0001574706 Baratta Joseph C/O BLACKSTONE INC. 345 PARK AVE NEW YORK NY 10154 1 0 0 0 Common Stock 2021-12-03 4 C 0 75000 0.00 A 1293688 D Blackstone Holdings partnership units 2021-11-30 5 G 0 E 35000 0.00 D Common Stock 35000 2403538 D Blackstone Holdings partnership units 2021-12-03 4 C 0 75000 D Common Stock 75000 2328538 D Blackstone Holdings partnership units Common Stock 142237 142237 I See footnote Blackstone Holdings partnership units Common Stock 4541950 4541950 I See footnote Pursuant to an exchange agreement, the Reporting Person exchanged 75,000 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Common Stock of Blackstone Inc. A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone. The Reporting Person donated 35,000 Blackstone Holdings partnership units to a charitable foundation. These securities are held by a trust for the benefit of the Reporting Person's family, of which the Reporting Person is a trustee. These securities are held by a limited liability company, of which the Reporting Person is the manager. The Reporting Person disclaims beneficial ownership of the securities reported on this form except to the extent of his pecuniary interest. Tabea Hsi as Attorney-In-Fact 2021-12-07