0001209191-21-011052.txt : 20210216
0001209191-21-011052.hdr.sgml : 20210216
20210216201642
ACCESSION NUMBER: 0001209191-21-011052
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210216
DATE AS OF CHANGE: 20210216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baratta Joseph
CENTRAL INDEX KEY: 0001574706
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33551
FILM NUMBER: 21642103
MAIL ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Blackstone Group Inc
CENTRAL INDEX KEY: 0001393818
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: (212) 583-5000
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: Blackstone Group L.P.
DATE OF NAME CHANGE: 20070320
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2020-12-31
0
0
0
0001393818
Blackstone Group Inc
BX
0001574706
Baratta Joseph
345 PARK AVENUE
NEW YORK
NY
10154
1
0
0
0
Blackstone Holdings partnership units
2020-11-05
5
G
0
210002
0.00
D
Class A Common Stock
210002
4541950
I
See footnote
Blackstone Holdings partnership units
Class A Common Stock
210002
2538538
D
Blackstone Holdings partnership units
Class A Common Stock
142237
142237
I
See footnote
A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.
For estate planning purposes, the Reporting Person gifted interests in the limited liability company described herein to a trust for the benefit of the Reporting Person's family, of which the Reporting Person and his spouse are trustees. No Blackstone Holdings partnership units were transferred by this gift. The limited liability company continues to directly hold 4,541,950 Blackstone Holdings partnership units after the gift reported herein. The amount reported in Table II as being disposed of represents the indirect interest in the Blackstone Holdings partnership units gifted to the trust.
These securities are held by a limited liability company, of which the Reporting Person is the manager.
These securities are held by a trust for the benefit of the Reporting Person's family, of which the Reporting Person is a trustee.
The Reporting Person disclaims beneficial ownership of the securities reported on this form except to the extent of his pecuniary interest.
Tabea Y. Hsi, Attorney-In-Fact
2021-02-16