0001209191-21-011052.txt : 20210216 0001209191-21-011052.hdr.sgml : 20210216 20210216201642 ACCESSION NUMBER: 0001209191-21-011052 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baratta Joseph CENTRAL INDEX KEY: 0001574706 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33551 FILM NUMBER: 21642103 MAIL ADDRESS: STREET 1: C/O THE BLACKSTONE GROUP STREET 2: 345 PARK AVE. CITY: NEW YORK STATE: NY ZIP: 10154 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Blackstone Group Inc CENTRAL INDEX KEY: 0001393818 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: (212) 583-5000 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: Blackstone Group L.P. DATE OF NAME CHANGE: 20070320 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2020-12-31 0 0 0 0001393818 Blackstone Group Inc BX 0001574706 Baratta Joseph 345 PARK AVENUE NEW YORK NY 10154 1 0 0 0 Blackstone Holdings partnership units 2020-11-05 5 G 0 210002 0.00 D Class A Common Stock 210002 4541950 I See footnote Blackstone Holdings partnership units Class A Common Stock 210002 2538538 D Blackstone Holdings partnership units Class A Common Stock 142237 142237 I See footnote A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone. For estate planning purposes, the Reporting Person gifted interests in the limited liability company described herein to a trust for the benefit of the Reporting Person's family, of which the Reporting Person and his spouse are trustees. No Blackstone Holdings partnership units were transferred by this gift. The limited liability company continues to directly hold 4,541,950 Blackstone Holdings partnership units after the gift reported herein. The amount reported in Table II as being disposed of represents the indirect interest in the Blackstone Holdings partnership units gifted to the trust. These securities are held by a limited liability company, of which the Reporting Person is the manager. These securities are held by a trust for the benefit of the Reporting Person's family, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of the securities reported on this form except to the extent of his pecuniary interest. Tabea Y. Hsi, Attorney-In-Fact 2021-02-16