0001209191-20-045564.txt : 20200806 0001209191-20-045564.hdr.sgml : 20200806 20200806183004 ACCESSION NUMBER: 0001209191-20-045564 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200804 FILED AS OF DATE: 20200806 DATE AS OF CHANGE: 20200806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baratta Joseph CENTRAL INDEX KEY: 0001574706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33551 FILM NUMBER: 201083216 MAIL ADDRESS: STREET 1: C/O THE BLACKSTONE GROUP STREET 2: 345 PARK AVE. CITY: NEW YORK STATE: NY ZIP: 10154 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Blackstone Group Inc CENTRAL INDEX KEY: 0001393818 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: (212) 583-5000 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: Blackstone Group L.P. DATE OF NAME CHANGE: 20070320 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-04 0 0001393818 Blackstone Group Inc BX 0001574706 Baratta Joseph 345 PARK AVENUE NEW YORK NY 10154 1 0 0 0 Class A Common Stock 2020-08-04 4 C 0 500000 0.00 A 1613448 D Class A Common Stock 2020-08-05 4 S 0 184815 52.87 D 1428633 D Class A Common Stock 2020-08-06 4 S 0 250000 53.09 D 1178633 D Blackstone Holdings partnership units 2020-08-04 4 C 0 500000 D Class A Common Stock 500000 2538538 D Blackstone Holdings partnership units Class A Common Stock 142237 142237 I See footnote Blackstone Holdings partnership units Class A Common Stock 4541950 4541950 I See footnote Pursuant to an exchange agreement, the Reporting Person exchanged 500,000 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Class A Common Stock of The Blackstone Group Inc. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.24 to $53.16, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.83 to $53.58, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone. These securities are held by a trust for the benefit of the Reporting Person's family, of which the Reporting Person is a trustee. These securities are held by a limited liability company, of which the Reporting Person is the manager. The Reporting Person disclaims beneficial ownership of the securities reported on this form except to the extent of his pecuniary interest. Tabea Y. Hsi as Attorney-In-Fact 2020-08-06