0001209191-20-045564.txt : 20200806
0001209191-20-045564.hdr.sgml : 20200806
20200806183004
ACCESSION NUMBER: 0001209191-20-045564
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200804
FILED AS OF DATE: 20200806
DATE AS OF CHANGE: 20200806
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baratta Joseph
CENTRAL INDEX KEY: 0001574706
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33551
FILM NUMBER: 201083216
MAIL ADDRESS:
STREET 1: C/O THE BLACKSTONE GROUP
STREET 2: 345 PARK AVE.
CITY: NEW YORK
STATE: NY
ZIP: 10154
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Blackstone Group Inc
CENTRAL INDEX KEY: 0001393818
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
BUSINESS PHONE: (212) 583-5000
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154
FORMER COMPANY:
FORMER CONFORMED NAME: Blackstone Group L.P.
DATE OF NAME CHANGE: 20070320
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-08-04
0
0001393818
Blackstone Group Inc
BX
0001574706
Baratta Joseph
345 PARK AVENUE
NEW YORK
NY
10154
1
0
0
0
Class A Common Stock
2020-08-04
4
C
0
500000
0.00
A
1613448
D
Class A Common Stock
2020-08-05
4
S
0
184815
52.87
D
1428633
D
Class A Common Stock
2020-08-06
4
S
0
250000
53.09
D
1178633
D
Blackstone Holdings partnership units
2020-08-04
4
C
0
500000
D
Class A Common Stock
500000
2538538
D
Blackstone Holdings partnership units
Class A Common Stock
142237
142237
I
See footnote
Blackstone Holdings partnership units
Class A Common Stock
4541950
4541950
I
See footnote
Pursuant to an exchange agreement, the Reporting Person exchanged 500,000 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Class A Common Stock of The Blackstone Group Inc.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.24 to $53.16, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.83 to $53.58, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone
Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Class A Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.
These securities are held by a trust for the benefit of the Reporting Person's family, of which the Reporting Person is a trustee.
These securities are held by a limited liability company, of which the Reporting Person is the manager.
The Reporting Person disclaims beneficial ownership of the securities reported on this form except to the extent of his pecuniary interest.
Tabea Y. Hsi as Attorney-In-Fact
2020-08-06