0001628280-17-006273.txt : 20170607 0001628280-17-006273.hdr.sgml : 20170607 20170607153756 ACCESSION NUMBER: 0001628280-17-006273 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170605 FILED AS OF DATE: 20170607 DATE AS OF CHANGE: 20170607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: TIPTREE FINANCIAL INC. DATE OF NAME CHANGE: 20130701 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Inayatullah Arif CENTRAL INDEX KEY: 0001499674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 17897216 MAIL ADDRESS: STREET 1: TRICADIA CAPITAL STREET 2: 780 THIRD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 wf-form4_149686425903953.xml FORM 4 X0306 4 2017-06-05 0 0001393726 TIPTREE INC. TIPT 0001499674 Inayatullah Arif C/O TRICADIA HOLDINGS, L.P. 780 THIRD AVE, 29TH FLOOR NEW YORK NY 10017 0 0 1 0 Class A Common Stock 2017-06-06 4 J 0 506013 5.36 A 1146106 D Tiptree Financial Partners, L.P. partnership unit option 5.36 2017-06-05 4 J 0 1510920 5.36 D 2014-07-01 2017-06-12 Class A Common Stock 1510920.0 0 I By: Tricadia Capital Management, LLC Represents Class A common stock acquired by the reporting person upon the distribution of Class A common stock from the exercise of partnership unit options of Tricadia Capital Management LLC, in which the reporting person is a limited partner. On June 5, 2017, Tricadia Capital Management, LLC exercised its option to acquire 1,510,920 shares of the issuer's Class A common stock and subsequently distributed such shares to its limited partners. The reporting person is a principal of Tricadia Holdings, L.P., which owns 100% of Tricadia Capital Management, LLC. /s/ Arif Inayatullah 2017-06-07