0001393726-23-000014.txt : 20230224 0001393726-23-000014.hdr.sgml : 20230224 20230224093945 ACCESSION NUMBER: 0001393726-23-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230222 FILED AS OF DATE: 20230224 DATE AS OF CHANGE: 20230224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rifkind Neil Charles CENTRAL INDEX KEY: 0001580685 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 23662885 MAIL ADDRESS: STREET 1: C/O TIPTREE INC. STREET 2: 660 STEAMBOAT ROAD, 2ND FL CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 660 STEAMBOAT ROAD STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 660 STEAMBOAT ROAD STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: TIPTREE FINANCIAL INC. DATE OF NAME CHANGE: 20130701 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 4 1 wf-form4_167724957177656.xml FORM 4 X0306 4 2023-02-22 0 0001393726 TIPTREE INC. TIPT 0001580685 Rifkind Neil Charles C/O TIPTREE INC. 660 STEAMBOAT ROAD, FL 2 GREENWICH CT 06830 0 1 0 0 General Counsel and Secretary Common Stock 40485 D Common Stock 2030 I By 401K Restricted Stock Units 2023-02-22 4 A 0 11332 0 A Common Stock 49414.0 24707 D The Reporting Person was granted restricted stock units on February 22, 2023, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. The restricted stock units will cliff vest on February 20, 2026 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement. /s/ Neil C. Rifkind 2023-02-24