0001393726-19-000156.txt : 20190905
0001393726-19-000156.hdr.sgml : 20190905
20190905100405
ACCESSION NUMBER: 0001393726-19-000156
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190903
FILED AS OF DATE: 20190905
DATE AS OF CHANGE: 20190905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barnes Michael Gene
CENTRAL INDEX KEY: 0001498811
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33549
FILM NUMBER: 191076352
MAIL ADDRESS:
STREET 1: TRICADIA CAPITAL
STREET 2: 299 PARK AVENUE, 13TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIPTREE INC.
CENTRAL INDEX KEY: 0001393726
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 383754322
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 299 PARK AVENUE
STREET 2: 13TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: 212-446-1410
MAIL ADDRESS:
STREET 1: 299 PARK AVENUE
STREET 2: 13TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
FORMER COMPANY:
FORMER CONFORMED NAME: TIPTREE FINANCIAL INC.
DATE OF NAME CHANGE: 20130701
FORMER COMPANY:
FORMER CONFORMED NAME: Care Investment Trust Inc.
DATE OF NAME CHANGE: 20070320
4
1
wf-form4_156769222868084.xml
FORM 4
X0306
4
2019-09-03
0
0001393726
TIPTREE INC.
TIPT
0001498811
Barnes Michael Gene
C/O TIPTREE INC.
299 PARK AVENUE, 13TH FLOOR
NEW YORK
NY
10171
1
1
1
0
Executive Chairman
Common Stock
2019-09-03
4
P
0
4798
6.869
A
8061188
D
Common Stock
2019-09-04
4
P
0
3128
6.83
A
8064316
D
Common Stock
109736
I
By: Corvid Peak Holdings, L.P.
Purchases pursuant to a Rule 10b5-1 trading plan.
This purchase was executed in multiple purchases at prices ranging from $6.84 to $6.88, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
This purchase was executed in multiple purchases at prices ranging from $6.805 to $6.88, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
The reporting person is a principal of Corvid Peak Holdings, L.P. ("Corvid Peak"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
/s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes
2019-09-05