0001393726-19-000124.txt : 20190619 0001393726-19-000124.hdr.sgml : 20190619 20190619102805 ACCESSION NUMBER: 0001393726-19-000124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190617 FILED AS OF DATE: 20190619 DATE AS OF CHANGE: 20190619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnes Michael Gene CENTRAL INDEX KEY: 0001498811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 19905382 MAIL ADDRESS: STREET 1: TRICADIA CAPITAL STREET 2: 299 PARK AVENUE, 13TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 299 PARK AVENUE STREET 2: 13TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 299 PARK AVENUE STREET 2: 13TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 FORMER COMPANY: FORMER CONFORMED NAME: TIPTREE FINANCIAL INC. DATE OF NAME CHANGE: 20130701 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 4 1 wf-form4_156095447016875.xml FORM 4 X0306 4 2019-06-17 0 0001393726 TIPTREE INC. TIPT 0001498811 Barnes Michael Gene C/O TIPTREE INC. 299 PARK AVENUE, 13TH FLOOR NEW YORK NY 10171 1 1 1 0 Executive Chairman Common Stock 2019-06-17 4 P 0 296 6.37 A 7949122 D Common Stock 2019-06-17 4 P 0 400 6.38 A 7949522 D Common Stock 2019-06-17 4 P 0 335 6.39 A 7949857 D Common Stock 2019-06-17 4 P 0 600 6.43 A 7950457 D Common Stock 2019-06-17 4 P 0 831 6.44 A 7951288 D Common Stock 2019-06-17 4 P 0 101 6.45 A 7951389 D Common Stock 2019-06-17 4 P 0 100 6.46 A 7951489 D Common Stock 2019-06-17 4 P 0 100 6.47 A 7951589 D Common Stock 2019-06-17 4 P 0 100 6.49 A 7951689 D Common Stock 2019-06-17 4 P 0 550 6.50 A 7952239 D Common Stock 2019-06-17 4 P 0 8531 6.53 A 7960770 D Common Stock 2019-06-18 4 P 0 511 6.48 A 7961281 D Common Stock 2019-06-18 4 P 0 1389 6.49 A 7962670 D Common Stock 2019-06-18 4 P 0 500 6.50 A 7963170 D Common Stock 2019-06-18 4 P 0 508 6.51 A 7963678 D Common Stock 2019-06-18 4 P 0 3192 6.52 A 7966870 D Common Stock 109736 I By: Corvid Peak Holdings, L.P. Purchases pursuant to a Rule 10b5-1 trading plan. The reporting person is a principal of Corvid Peak Holdings, L.P. ("Corvid Peak"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. /s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes 2019-06-19