0001393726-19-000044.txt : 20190325 0001393726-19-000044.hdr.sgml : 20190325 20190325104735 ACCESSION NUMBER: 0001393726-19-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190321 FILED AS OF DATE: 20190325 DATE AS OF CHANGE: 20190325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnes Michael Gene CENTRAL INDEX KEY: 0001498811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 19701639 MAIL ADDRESS: STREET 1: TRICADIA CAPITAL STREET 2: 780 THIRD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: TIPTREE FINANCIAL INC. DATE OF NAME CHANGE: 20130701 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 4 1 wf-form4_155352524082258.xml FORM 4 X0306 4 2019-03-21 0 0001393726 TIPTREE INC. TIPT 0001498811 Barnes Michael Gene C/O TIPTREE INC. 780 THIRD AVENUE 21ST FLOOR NEW YORK NY 10017 1 1 1 0 Executive Chairman Common Stock 2019-03-21 4 P 0 7204 6.28 A 7468635 D Common Stock 2019-03-21 4 P 0 32731 6.29 A 7501366 D Common Stock 2019-03-21 4 P 0 7400 6.30 A 7508766 D Common Stock 2019-03-21 4 P 0 1500 6.31 A 7510266 D Common Stock 2019-03-21 4 P 0 1360 6.32 A 7511626 D Common Stock 2019-03-22 4 P 0 3380 6.20 A 7515006 D Common Stock 2019-03-22 4 P 0 11692 6.21 A 7526698 D Common Stock 2019-03-22 4 P 0 8138 6.22 A 7534836 D Common Stock 2019-03-22 4 P 0 19377 6.23 A 7554213 D Common Stock 2019-03-22 4 P 0 3702 6.24 A 7557915 D Common Stock 2019-03-22 4 P 0 2400 6.25 A 7560315 D Common Stock 2019-03-22 4 P 0 1200 6.26 A 7561515 D Common Stock 2019-03-22 4 P 0 1891 6.27 A 7563406 D Common Stock 109736 I By: Tricadia Holdings, L.P. Purchases pursuant to a Rule 10b5-1 trading plan. The reporting person is a principal of Tricadia Holdings, L.P. ("Tricadia"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. /s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes 2019-03-25