0001393726-19-000044.txt : 20190325
0001393726-19-000044.hdr.sgml : 20190325
20190325104735
ACCESSION NUMBER: 0001393726-19-000044
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190321
FILED AS OF DATE: 20190325
DATE AS OF CHANGE: 20190325
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barnes Michael Gene
CENTRAL INDEX KEY: 0001498811
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33549
FILM NUMBER: 19701639
MAIL ADDRESS:
STREET 1: TRICADIA CAPITAL
STREET 2: 780 THIRD AVENUE, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIPTREE INC.
CENTRAL INDEX KEY: 0001393726
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 383754322
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-446-1410
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: TIPTREE FINANCIAL INC.
DATE OF NAME CHANGE: 20130701
FORMER COMPANY:
FORMER CONFORMED NAME: Care Investment Trust Inc.
DATE OF NAME CHANGE: 20070320
4
1
wf-form4_155352524082258.xml
FORM 4
X0306
4
2019-03-21
0
0001393726
TIPTREE INC.
TIPT
0001498811
Barnes Michael Gene
C/O TIPTREE INC.
780 THIRD AVENUE 21ST FLOOR
NEW YORK
NY
10017
1
1
1
0
Executive Chairman
Common Stock
2019-03-21
4
P
0
7204
6.28
A
7468635
D
Common Stock
2019-03-21
4
P
0
32731
6.29
A
7501366
D
Common Stock
2019-03-21
4
P
0
7400
6.30
A
7508766
D
Common Stock
2019-03-21
4
P
0
1500
6.31
A
7510266
D
Common Stock
2019-03-21
4
P
0
1360
6.32
A
7511626
D
Common Stock
2019-03-22
4
P
0
3380
6.20
A
7515006
D
Common Stock
2019-03-22
4
P
0
11692
6.21
A
7526698
D
Common Stock
2019-03-22
4
P
0
8138
6.22
A
7534836
D
Common Stock
2019-03-22
4
P
0
19377
6.23
A
7554213
D
Common Stock
2019-03-22
4
P
0
3702
6.24
A
7557915
D
Common Stock
2019-03-22
4
P
0
2400
6.25
A
7560315
D
Common Stock
2019-03-22
4
P
0
1200
6.26
A
7561515
D
Common Stock
2019-03-22
4
P
0
1891
6.27
A
7563406
D
Common Stock
109736
I
By: Tricadia Holdings, L.P.
Purchases pursuant to a Rule 10b5-1 trading plan.
The reporting person is a principal of Tricadia Holdings, L.P. ("Tricadia"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
/s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes
2019-03-25