0001209191-16-151124.txt : 20161118
0001209191-16-151124.hdr.sgml : 20161118
20161118135231
ACCESSION NUMBER: 0001209191-16-151124
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161118
FILED AS OF DATE: 20161118
DATE AS OF CHANGE: 20161118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC.
CENTRAL INDEX KEY: 0001393726
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 383754322
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-446-1410
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Care Investment Trust Inc.
DATE OF NAME CHANGE: 20070320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TFPLP HOLDINGS I LLC
CENTRAL INDEX KEY: 0001607432
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33549
FILM NUMBER: 162007359
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-446-1400
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-18
0
0001393726
TIPTREE FINANCIAL INC.
TIPT
0001607432
TFPLP HOLDINGS I LLC
C/O TRICADIA HOLDINGS, L.P.
780 THIRD AVE 29TH FL
NEW YORK
NY
10017
0
0
1
0
Class A Common Stock
2016-11-18
5
A
0
E
28977
9.93
A
28977
D
The Reporting Person acquired 28,977 shares of Class A common stock of the issuer (the "Shares") in exchange for equity interests of an affiliate of the issuer (the "Interest"). Based on the value of the Interest, the Reporting Person acquired the Shares at $9.93 per Share.
/s/ TFPLP HOLDINGS I LLC By: TFPLP HOLDINGS MANAGEMENT LLC, its manager By: TRICADIA HOLDINGS, L.P. Its managing member By: /s/ Mike Khorrami Name: Mike Khorrami Title: Chief Operating Officer
2016-11-18