0001209191-16-151124.txt : 20161118 0001209191-16-151124.hdr.sgml : 20161118 20161118135231 ACCESSION NUMBER: 0001209191-16-151124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161118 FILED AS OF DATE: 20161118 DATE AS OF CHANGE: 20161118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TFPLP HOLDINGS I LLC CENTRAL INDEX KEY: 0001607432 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 162007359 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-446-1400 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-18 0 0001393726 TIPTREE FINANCIAL INC. TIPT 0001607432 TFPLP HOLDINGS I LLC C/O TRICADIA HOLDINGS, L.P. 780 THIRD AVE 29TH FL NEW YORK NY 10017 0 0 1 0 Class A Common Stock 2016-11-18 5 A 0 E 28977 9.93 A 28977 D The Reporting Person acquired 28,977 shares of Class A common stock of the issuer (the "Shares") in exchange for equity interests of an affiliate of the issuer (the "Interest"). Based on the value of the Interest, the Reporting Person acquired the Shares at $9.93 per Share. /s/ TFPLP HOLDINGS I LLC By: TFPLP HOLDINGS MANAGEMENT LLC, its manager By: TRICADIA HOLDINGS, L.P. Its managing member By: /s/ Mike Khorrami Name: Mike Khorrami Title: Chief Operating Officer 2016-11-18