0001209191-16-149570.txt : 20161114 0001209191-16-149570.hdr.sgml : 20161111 20161114105138 ACCESSION NUMBER: 0001209191-16-149570 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161110 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnes Michael Gene CENTRAL INDEX KEY: 0001498811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 161991971 MAIL ADDRESS: STREET 1: TRICADIA CAPITAL STREET 2: 780 THIRD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-10 0 0001393726 TIPTREE FINANCIAL INC. TIPT 0001498811 Barnes Michael Gene C/O TIPTREE FINANCIAL INC. 780 THIRD AVENUE 21ST FLOOR NEW YORK NY 10017 1 1 1 0 Executive Chairman Class A Common Stock 2016-11-10 4 P 0 1100 5.95 A 3768591 D Class A Common Stock 2016-11-10 4 P 0 600 6.20 A 3769191 D Class A Common Stock 2016-11-10 4 P 0 200 6.05 A 3769391 D Class A Common Stock 2016-11-10 4 P 0 200 6.10 A 3769591 D Class A Common Stock 2016-11-10 4 P 0 200 6.15 A 3769791 D Class A Common Stock 2016-11-10 4 P 0 100 6.00 A 3769891 D Class A Common Stock 2016-11-10 4 P 0 100 6.25 A 3769991 D Class A Common Stock 2016-11-11 4 P 0 1400 6.20 A 3771391 D Class A Common Stock 2016-11-11 4 P 0 400 6.50 A 3771791 D Class A Common Stock 2016-11-11 4 P 0 200 6.25 A 3771991 D Class A Common Stock 2016-11-11 4 P 0 200 6.40 A 3772191 D Class A Common Stock 2016-11-11 4 P 0 100 6.15 A 3772291 D Class A Common Stock 2016-11-11 4 P 0 100 6.30 A 3772391 D Class A Common Stock 2016-11-11 4 P 0 100 6.45 A 3772491 D Purchases pursuant to a Rule 10b5-1 trading plan. /s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes 2016-11-14