0001209191-16-142729.txt : 20160926
0001209191-16-142729.hdr.sgml : 20160926
20160926104722
ACCESSION NUMBER: 0001209191-16-142729
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160922
FILED AS OF DATE: 20160926
DATE AS OF CHANGE: 20160926
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC.
CENTRAL INDEX KEY: 0001393726
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 383754322
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-446-1410
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Care Investment Trust Inc.
DATE OF NAME CHANGE: 20070320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barnes Michael Gene
CENTRAL INDEX KEY: 0001498811
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33549
FILM NUMBER: 161901452
MAIL ADDRESS:
STREET 1: TRICADIA CAPITAL
STREET 2: 780 THIRD AVENUE, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-09-22
0
0001393726
TIPTREE FINANCIAL INC.
TIPT
0001498811
Barnes Michael Gene
C/O TIPTREE FINANCIAL INC.
780 THIRD AVENUE 21ST FLOOR
NEW YORK
NY
10017
1
1
1
0
Executive Chairman
Class A Common Stock
2016-09-22
4
P
0
1020
5.97
A
3687543
D
Class A Common Stock
2016-09-22
4
P
0
471
6.04
A
3688014
D
Class A Common Stock
2016-09-22
4
P
0
258
5.98
A
3688272
D
Class A Common Stock
2016-09-22
4
P
0
253
5.99
A
3688525
D
Class A Common Stock
2016-09-22
4
P
0
142
6.16
A
3688667
D
Class A Common Stock
2016-09-22
4
P
0
100
6.10
A
3688767
D
Class A Common Stock
2016-09-22
4
P
0
88
6.11
A
3688855
D
Class A Common Stock
2016-09-22
4
P
0
23
6.03
A
3688878
D
Class A Common Stock
2016-09-23
4
P
0
606
6.02
A
3689484
D
Class A Common Stock
2016-09-23
4
P
0
141
6.07
A
3689625
D
Class A Common Stock
2016-09-23
4
P
0
110
6.05
A
3689735
D
Class A Common Stock
2016-09-23
4
P
0
100
5.95
A
3689835
D
Class A Common Stock
2016-09-23
4
P
0
86
6.01
A
3689921
D
Class A Common Stock
2016-09-23
4
P
0
69
6.04
A
3689990
D
Class A Common Stock
2016-09-23
4
P
0
42
6.06
A
3690032
D
Class A Common Stock
2016-09-23
4
P
0
41
5.98
A
3690073
D
Class A Common Stock
2016-09-23
4
P
0
35
6.08
A
3690108
D
Purchases pursuant to a Rule 10b5-1 trading plan.
/s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes
2016-09-26