0001209191-16-142729.txt : 20160926 0001209191-16-142729.hdr.sgml : 20160926 20160926104722 ACCESSION NUMBER: 0001209191-16-142729 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160922 FILED AS OF DATE: 20160926 DATE AS OF CHANGE: 20160926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnes Michael Gene CENTRAL INDEX KEY: 0001498811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 161901452 MAIL ADDRESS: STREET 1: TRICADIA CAPITAL STREET 2: 780 THIRD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-22 0 0001393726 TIPTREE FINANCIAL INC. TIPT 0001498811 Barnes Michael Gene C/O TIPTREE FINANCIAL INC. 780 THIRD AVENUE 21ST FLOOR NEW YORK NY 10017 1 1 1 0 Executive Chairman Class A Common Stock 2016-09-22 4 P 0 1020 5.97 A 3687543 D Class A Common Stock 2016-09-22 4 P 0 471 6.04 A 3688014 D Class A Common Stock 2016-09-22 4 P 0 258 5.98 A 3688272 D Class A Common Stock 2016-09-22 4 P 0 253 5.99 A 3688525 D Class A Common Stock 2016-09-22 4 P 0 142 6.16 A 3688667 D Class A Common Stock 2016-09-22 4 P 0 100 6.10 A 3688767 D Class A Common Stock 2016-09-22 4 P 0 88 6.11 A 3688855 D Class A Common Stock 2016-09-22 4 P 0 23 6.03 A 3688878 D Class A Common Stock 2016-09-23 4 P 0 606 6.02 A 3689484 D Class A Common Stock 2016-09-23 4 P 0 141 6.07 A 3689625 D Class A Common Stock 2016-09-23 4 P 0 110 6.05 A 3689735 D Class A Common Stock 2016-09-23 4 P 0 100 5.95 A 3689835 D Class A Common Stock 2016-09-23 4 P 0 86 6.01 A 3689921 D Class A Common Stock 2016-09-23 4 P 0 69 6.04 A 3689990 D Class A Common Stock 2016-09-23 4 P 0 42 6.06 A 3690032 D Class A Common Stock 2016-09-23 4 P 0 41 5.98 A 3690073 D Class A Common Stock 2016-09-23 4 P 0 35 6.08 A 3690108 D Purchases pursuant to a Rule 10b5-1 trading plan. /s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes 2016-09-26