0001209191-16-141397.txt : 20160914
0001209191-16-141397.hdr.sgml : 20160914
20160914161759
ACCESSION NUMBER: 0001209191-16-141397
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160912
FILED AS OF DATE: 20160914
DATE AS OF CHANGE: 20160914
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC.
CENTRAL INDEX KEY: 0001393726
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 383754322
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-446-1410
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Care Investment Trust Inc.
DATE OF NAME CHANGE: 20070320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barnes Michael Gene
CENTRAL INDEX KEY: 0001498811
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33549
FILM NUMBER: 161885274
MAIL ADDRESS:
STREET 1: TRICADIA CAPITAL
STREET 2: 780 THIRD AVENUE, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-09-12
0
0001393726
TIPTREE FINANCIAL INC.
TIPT
0001498811
Barnes Michael Gene
C/O TIPTREE FINANCIAL INC.
780 THIRD AVENUE 21ST FLOOR
NEW YORK
NY
10017
1
1
1
0
Executive Chairman
Class A Common Stock
2016-09-12
4
P
0
1400
5.74
A
3668707
D
Class A Common Stock
2016-09-12
4
P
0
600
5.62
A
3669307
D
Class A Common Stock
2016-09-12
4
P
0
300
5.60
A
3669607
D
Class A Common Stock
2016-09-12
4
P
0
200
5.61
A
3669807
D
Class A Common Stock
2016-09-13
4
P
0
2200
5.60
A
3672007
D
Class A Common Stock
2016-09-13
4
P
0
200
5.48
A
3672207
D
Class A Common Stock
2016-09-13
4
P
0
100
5.61
A
3672307
D
Purchases pursuant to a Rule 10b5-1 trading plan.
/s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes
2016-09-14