0001209191-16-141397.txt : 20160914 0001209191-16-141397.hdr.sgml : 20160914 20160914161759 ACCESSION NUMBER: 0001209191-16-141397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160912 FILED AS OF DATE: 20160914 DATE AS OF CHANGE: 20160914 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnes Michael Gene CENTRAL INDEX KEY: 0001498811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 161885274 MAIL ADDRESS: STREET 1: TRICADIA CAPITAL STREET 2: 780 THIRD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-12 0 0001393726 TIPTREE FINANCIAL INC. TIPT 0001498811 Barnes Michael Gene C/O TIPTREE FINANCIAL INC. 780 THIRD AVENUE 21ST FLOOR NEW YORK NY 10017 1 1 1 0 Executive Chairman Class A Common Stock 2016-09-12 4 P 0 1400 5.74 A 3668707 D Class A Common Stock 2016-09-12 4 P 0 600 5.62 A 3669307 D Class A Common Stock 2016-09-12 4 P 0 300 5.60 A 3669607 D Class A Common Stock 2016-09-12 4 P 0 200 5.61 A 3669807 D Class A Common Stock 2016-09-13 4 P 0 2200 5.60 A 3672007 D Class A Common Stock 2016-09-13 4 P 0 200 5.48 A 3672207 D Class A Common Stock 2016-09-13 4 P 0 100 5.61 A 3672307 D Purchases pursuant to a Rule 10b5-1 trading plan. /s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes 2016-09-14