0001209191-16-140005.txt : 20160906 0001209191-16-140005.hdr.sgml : 20160906 20160906144716 ACCESSION NUMBER: 0001209191-16-140005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160901 FILED AS OF DATE: 20160906 DATE AS OF CHANGE: 20160906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnes Michael Gene CENTRAL INDEX KEY: 0001498811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 161870639 MAIL ADDRESS: STREET 1: TRICADIA CAPITAL STREET 2: 780 THIRD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-01 0 0001393726 TIPTREE FINANCIAL INC. TIPT 0001498811 Barnes Michael Gene C/O TIPTREE FINANCIAL INC. 780 THIRD AVENUE 21ST FLOOR NEW YORK NY 10017 1 1 1 0 Executive Chairman Class A Common Stock 2016-09-01 4 P 0 2000 5.50 A 3654407 D Class A Common Stock 2016-09-01 4 P 0 300 5.47 A 3654707 D Class A Common Stock 2016-09-01 4 P 0 200 5.44 A 3654907 D Class A Common Stock 2016-09-02 4 P 0 1900 5.55 A 3656807 D Class A Common Stock 2016-09-02 4 P 0 300 5.68 A 3657107 D Class A Common Stock 2016-09-02 4 P 0 100 5.63 A 3657207 D Class A Common Stock 2016-09-02 4 P 0 100 5.71 A 3657307 D Purchases pursuant to a Rule 10b5-1 trading plan. /s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes 2016-09-06