0001209191-16-134384.txt : 20160729
0001209191-16-134384.hdr.sgml : 20160729
20160729110632
ACCESSION NUMBER: 0001209191-16-134384
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160727
FILED AS OF DATE: 20160729
DATE AS OF CHANGE: 20160729
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC.
CENTRAL INDEX KEY: 0001393726
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 383754322
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-446-1410
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Care Investment Trust Inc.
DATE OF NAME CHANGE: 20070320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barnes Michael Gene
CENTRAL INDEX KEY: 0001498811
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33549
FILM NUMBER: 161792554
MAIL ADDRESS:
STREET 1: TRICADIA CAPITAL
STREET 2: 780 THIRD AVENUE, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-07-27
0
0001393726
TIPTREE FINANCIAL INC.
TIPT
0001498811
Barnes Michael Gene
C/O TIPTREE FINANCIAL INC.
780 THIRD AVENUE 21ST FLOOR
NEW YORK
NY
10017
1
1
1
0
Executive Chairman
Class A Common Stock
2016-07-27
4
P
0
1100
5.29
A
3592584
D
Class A Common Stock
2016-07-27
4
P
0
600
5.30
A
3593184
D
Class A Common Stock
2016-07-27
4
P
0
300
5.27
A
3593484
D
Class A Common Stock
2016-07-27
4
P
0
300
5.33
A
3593784
D
Class A Common Stock
2016-07-27
4
P
0
200
5.32
A
3593984
D
Class A Common Stock
2016-07-28
4
P
0
800
5.21
A
3594784
D
Class A Common Stock
2016-07-28
4
P
0
600
5.29
A
3595384
D
Class A Common Stock
2016-07-28
4
P
0
500
5.24
A
3595884
D
Class A Common Stock
2016-07-28
4
P
0
400
5.28
A
3596284
D
Class A Common Stock
2016-07-28
4
P
0
100
5.23
A
3596384
D
Class A Common Stock
2016-07-28
4
P
0
100
5.26
A
3596484
D
Purchases pursuant to a Rule 10b5-1 trading plan.
/s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes
2016-07-29