0001209191-16-107732.txt : 20160311 0001209191-16-107732.hdr.sgml : 20160311 20160311102241 ACCESSION NUMBER: 0001209191-16-107732 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160309 FILED AS OF DATE: 20160311 DATE AS OF CHANGE: 20160311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnes Michael Gene CENTRAL INDEX KEY: 0001498811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 161499676 MAIL ADDRESS: STREET 1: TRICADIA CAPITAL STREET 2: 780 THIRD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-09 0 0001393726 TIPTREE FINANCIAL INC. TIPT 0001498811 Barnes Michael Gene C/O TRICADIA HOLDINGS, L.P. 780 THIRD AVENUE 29TH FLOOR NEW YORK NY 10017 1 1 1 0 Executive Chairman Class A Common Stock 2016-03-09 4 P 0 700 5.90 A 3416573 D Class A Common Stock 2016-03-09 4 P 0 600 6.03 A 3417173 D Class A Common Stock 2016-03-09 4 P 0 400 5.92 A 3417573 D Class A Common Stock 2016-03-09 4 P 0 400 5.89 A 3417973 D Class A Common Stock 2016-03-09 4 P 0 100 5.95 A 3418073 D Class A Common Stock 2016-03-09 4 P 0 100 5.99 A 3418173 D Class A Common Stock 2016-03-09 4 P 0 100 6.00 A 3418273 D Class A Common Stock 2016-03-09 4 P 0 100 6.01 A 3418373 D Class A Common Stock 2016-03-10 4 P 0 1100 6.04 A 3419473 D Class A Common Stock 2016-03-10 4 P 0 500 6.08 A 3419973 D Class A Common Stock 2016-03-10 4 P 0 300 6.17 A 3420273 D Class A Common Stock 2016-03-10 4 P 0 200 6.09 A 3420473 D Class A Common Stock 2016-03-10 4 P 0 100 5.89 A 3420573 D Class A Common Stock 2016-03-10 4 P 0 100 6.05 A 3420673 D Class A Common Stock 2016-03-10 4 P 0 100 6.12 A 3420773 D Class A Common Stock 2016-03-10 4 P 0 100 6.13 A 3420873 D Purchases pursuant to a Rule 10b5-1 trading plan. /s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes 2016-03-11