0001209191-16-107732.txt : 20160311
0001209191-16-107732.hdr.sgml : 20160311
20160311102241
ACCESSION NUMBER: 0001209191-16-107732
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160309
FILED AS OF DATE: 20160311
DATE AS OF CHANGE: 20160311
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC.
CENTRAL INDEX KEY: 0001393726
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 383754322
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-446-1410
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Care Investment Trust Inc.
DATE OF NAME CHANGE: 20070320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barnes Michael Gene
CENTRAL INDEX KEY: 0001498811
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33549
FILM NUMBER: 161499676
MAIL ADDRESS:
STREET 1: TRICADIA CAPITAL
STREET 2: 780 THIRD AVENUE, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-03-09
0
0001393726
TIPTREE FINANCIAL INC.
TIPT
0001498811
Barnes Michael Gene
C/O TRICADIA HOLDINGS, L.P.
780 THIRD AVENUE 29TH FLOOR
NEW YORK
NY
10017
1
1
1
0
Executive Chairman
Class A Common Stock
2016-03-09
4
P
0
700
5.90
A
3416573
D
Class A Common Stock
2016-03-09
4
P
0
600
6.03
A
3417173
D
Class A Common Stock
2016-03-09
4
P
0
400
5.92
A
3417573
D
Class A Common Stock
2016-03-09
4
P
0
400
5.89
A
3417973
D
Class A Common Stock
2016-03-09
4
P
0
100
5.95
A
3418073
D
Class A Common Stock
2016-03-09
4
P
0
100
5.99
A
3418173
D
Class A Common Stock
2016-03-09
4
P
0
100
6.00
A
3418273
D
Class A Common Stock
2016-03-09
4
P
0
100
6.01
A
3418373
D
Class A Common Stock
2016-03-10
4
P
0
1100
6.04
A
3419473
D
Class A Common Stock
2016-03-10
4
P
0
500
6.08
A
3419973
D
Class A Common Stock
2016-03-10
4
P
0
300
6.17
A
3420273
D
Class A Common Stock
2016-03-10
4
P
0
200
6.09
A
3420473
D
Class A Common Stock
2016-03-10
4
P
0
100
5.89
A
3420573
D
Class A Common Stock
2016-03-10
4
P
0
100
6.05
A
3420673
D
Class A Common Stock
2016-03-10
4
P
0
100
6.12
A
3420773
D
Class A Common Stock
2016-03-10
4
P
0
100
6.13
A
3420873
D
Purchases pursuant to a Rule 10b5-1 trading plan.
/s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes
2016-03-11