0001209191-16-089801.txt : 20160106
0001209191-16-089801.hdr.sgml : 20160106
20160106161512
ACCESSION NUMBER: 0001209191-16-089801
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160104
FILED AS OF DATE: 20160106
DATE AS OF CHANGE: 20160106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC.
CENTRAL INDEX KEY: 0001393726
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 383754322
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-446-1410
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Care Investment Trust Inc.
DATE OF NAME CHANGE: 20070320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Huvane Patrick
CENTRAL INDEX KEY: 0001568399
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33549
FILM NUMBER: 161326988
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE, 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-01-04
0
0001393726
TIPTREE FINANCIAL INC.
TIPT
0001568399
Huvane Patrick
C/O TIPTREE FINANCIAL INC.
780 THIRD AVENUE, 21ST FLOOR
NEW YORK
NY
10017
0
1
0
0
Principal Accounting Officer
Class A Common Stock
2016-01-04
4
A
0
7613
0.00
A
24201
D
The Reporting Person was granted restricted stock units, which represent the right to receive shares of the Issuer's Class A Common Stock,
pursuant to the Issuer's Equity Plan. The restricted stock units will vest annually in three equal installments on each of January 4, 2017, January
4, 2018 and January 4, 2019 upon continuous employment from the grant date until such date, subject to certain terms contained in the
Reporting Person's award agreement.
/s/ Neil C. Rifkind, as Attorney-in-fact for Patrick Huvane
2016-01-06