0001209191-16-089801.txt : 20160106 0001209191-16-089801.hdr.sgml : 20160106 20160106161512 ACCESSION NUMBER: 0001209191-16-089801 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160104 FILED AS OF DATE: 20160106 DATE AS OF CHANGE: 20160106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Huvane Patrick CENTRAL INDEX KEY: 0001568399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 161326988 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-01-04 0 0001393726 TIPTREE FINANCIAL INC. TIPT 0001568399 Huvane Patrick C/O TIPTREE FINANCIAL INC. 780 THIRD AVENUE, 21ST FLOOR NEW YORK NY 10017 0 1 0 0 Principal Accounting Officer Class A Common Stock 2016-01-04 4 A 0 7613 0.00 A 24201 D The Reporting Person was granted restricted stock units, which represent the right to receive shares of the Issuer's Class A Common Stock, pursuant to the Issuer's Equity Plan. The restricted stock units will vest annually in three equal installments on each of January 4, 2017, January 4, 2018 and January 4, 2019 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement. /s/ Neil C. Rifkind, as Attorney-in-fact for Patrick Huvane 2016-01-06