0001209191-15-075155.txt : 20151013 0001209191-15-075155.hdr.sgml : 20151012 20151013093112 ACCESSION NUMBER: 0001209191-15-075155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151008 FILED AS OF DATE: 20151013 DATE AS OF CHANGE: 20151013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnes Michael Gene CENTRAL INDEX KEY: 0001498811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 151154845 MAIL ADDRESS: STREET 1: TRICADIA CAPITAL STREET 2: 780 THIRD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-10-08 0 0001393726 TIPTREE FINANCIAL INC. TIPT 0001498811 Barnes Michael Gene C/O TRICADIA HOLDINGS, L.P. 780 THIRD AVENUE 29TH FLOOR NEW YORK NY 10017 1 1 1 0 Executive Chairman Class A Common Stock 2015-10-08 4 P 0 1000 7.21 A 3165296 D Class A Common Stock 2015-10-08 4 P 0 500 7.20 A 3165796 D Class A Common Stock 2015-10-08 4 P 0 500 7.30 A 3166296 D Class A Common Stock 2015-10-08 4 P 0 500 7.19 A 3166796 D Class A Common Stock 2015-10-09 4 P 0 1100 6.96 A 3167896 D Class A Common Stock 2015-10-09 4 P 0 500 6.91 A 3168396 D Class A Common Stock 2015-10-09 4 P 0 900 6.89 A 3169296 D Class A Common Stock 2015-10-12 4 P 0 1800 6.51 A 3171096 D Class A Common Stock 2015-10-12 4 P 0 500 6.48 A 3171596 D Class A Common Stock 2015-10-12 4 P 0 200 6.57 A 3171796 D Purchases pursuant to a Rule 10b5-1 trading plan. /s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes 2015-10-13