0001209191-15-072525.txt : 20150930
0001209191-15-072525.hdr.sgml : 20150930
20150930110842
ACCESSION NUMBER: 0001209191-15-072525
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150928
FILED AS OF DATE: 20150930
DATE AS OF CHANGE: 20150930
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC.
CENTRAL INDEX KEY: 0001393726
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 383754322
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-446-1410
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Care Investment Trust Inc.
DATE OF NAME CHANGE: 20070320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barnes Michael Gene
CENTRAL INDEX KEY: 0001498811
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33549
FILM NUMBER: 151133022
MAIL ADDRESS:
STREET 1: TRICADIA CAPITAL
STREET 2: 780 THIRD AVENUE, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-09-28
0
0001393726
TIPTREE FINANCIAL INC.
TIPT
0001498811
Barnes Michael Gene
C/O TRICADIA HOLDINGS, L.P.
780 THIRD AVENUE 29TH FLOOR
NEW YORK
NY
10017
1
1
1
0
Executive Chairman
Class A Common Stock
2015-09-28
4
P
0
1500
6.71
A
3145796
D
Class A Common Stock
2015-09-28
4
P
0
500
6.65
A
3146296
D
Class A Common Stock
2015-09-28
4
P
0
500
6.79
A
3146796
D
Class A Common Stock
2015-09-29
4
P
0
998
6.37
A
3147794
D
Class A Common Stock
2015-09-29
4
P
0
502
6.31
A
3148296
D
Class A Common Stock
2015-09-29
4
P
0
500
6.32
A
3148796
D
Class A Common Stock
2015-09-29
4
P
0
500
6.38
A
3149296
D
Purchases pursuant to a Rule 10b5-1 trading plan.
/s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes
2015-09-30