0001209191-15-072056.txt : 20150924 0001209191-15-072056.hdr.sgml : 20150924 20150924111525 ACCESSION NUMBER: 0001209191-15-072056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150922 FILED AS OF DATE: 20150924 DATE AS OF CHANGE: 20150924 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnes Michael Gene CENTRAL INDEX KEY: 0001498811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 151122370 MAIL ADDRESS: STREET 1: TRICADIA CAPITAL STREET 2: 780 THIRD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-22 0 0001393726 TIPTREE FINANCIAL INC. TIPT 0001498811 Barnes Michael Gene C/O TRICADIA HOLDINGS, L.P. 780 THIRD AVENUE 29TH FLOOR NEW YORK NY 10017 1 1 1 0 Executive Chairman Class A Common Stock 2015-09-22 4 P 0 1400 7.18 A 3135696 D Class A Common Stock 2015-09-22 4 P 0 600 7.16 A 3136296 D Class A Common Stock 2015-09-22 4 P 0 200 7.13 A 3136496 D Class A Common Stock 2015-09-22 4 P 0 300 7.17 A 3136796 D Class A Common Stock 2015-09-23 4 P 0 1300 7.22 A 3138096 D Class A Common Stock 2015-09-23 4 P 0 600 7.23 A 3138696 D Class A Common Stock 2015-09-23 4 P 0 400 7.30 A 3139096 D Class A Common Stock 2015-09-23 4 P 0 200 7.24 A 3139296 D Purchases pursuant to a Rule 10b5-1 trading plan. /s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes 2015-09-24