0001209191-15-072056.txt : 20150924
0001209191-15-072056.hdr.sgml : 20150924
20150924111525
ACCESSION NUMBER: 0001209191-15-072056
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150922
FILED AS OF DATE: 20150924
DATE AS OF CHANGE: 20150924
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC.
CENTRAL INDEX KEY: 0001393726
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 383754322
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-446-1410
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Care Investment Trust Inc.
DATE OF NAME CHANGE: 20070320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barnes Michael Gene
CENTRAL INDEX KEY: 0001498811
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33549
FILM NUMBER: 151122370
MAIL ADDRESS:
STREET 1: TRICADIA CAPITAL
STREET 2: 780 THIRD AVENUE, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-09-22
0
0001393726
TIPTREE FINANCIAL INC.
TIPT
0001498811
Barnes Michael Gene
C/O TRICADIA HOLDINGS, L.P.
780 THIRD AVENUE 29TH FLOOR
NEW YORK
NY
10017
1
1
1
0
Executive Chairman
Class A Common Stock
2015-09-22
4
P
0
1400
7.18
A
3135696
D
Class A Common Stock
2015-09-22
4
P
0
600
7.16
A
3136296
D
Class A Common Stock
2015-09-22
4
P
0
200
7.13
A
3136496
D
Class A Common Stock
2015-09-22
4
P
0
300
7.17
A
3136796
D
Class A Common Stock
2015-09-23
4
P
0
1300
7.22
A
3138096
D
Class A Common Stock
2015-09-23
4
P
0
600
7.23
A
3138696
D
Class A Common Stock
2015-09-23
4
P
0
400
7.30
A
3139096
D
Class A Common Stock
2015-09-23
4
P
0
200
7.24
A
3139296
D
Purchases pursuant to a Rule 10b5-1 trading plan.
/s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes
2015-09-24