0001209191-15-070042.txt : 20150910 0001209191-15-070042.hdr.sgml : 20150910 20150910120610 ACCESSION NUMBER: 0001209191-15-070042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150908 FILED AS OF DATE: 20150910 DATE AS OF CHANGE: 20150910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnes Michael Gene CENTRAL INDEX KEY: 0001498811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 151100615 MAIL ADDRESS: STREET 1: TRICADIA CAPITAL STREET 2: 780 THIRD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-08 0 0001393726 TIPTREE FINANCIAL INC. TIPT 0001498811 Barnes Michael Gene C/O TRICADIA HOLDINGS, L.P. 780 THIRD AVENUE 29TH FLOOR NEW YORK NY 10017 1 1 1 0 Executive Chairman Class A Common Stock 2015-09-08 4 P 0 1400 5.76 A 3110996 D Class A Common Stock 2015-09-08 4 P 0 700 5.86 A 3111696 D Class A Common Stock 2015-09-08 4 P 0 100 5.71 A 3111796 D Class A Common Stock 2015-09-08 4 P 0 100 5.74 A 3111896 D Class A Common Stock 2015-09-08 4 P 0 100 5.75 A 3111996 D Class A Common Stock 2015-09-08 4 P 0 100 5.84 A 3112096 D Class A Common Stock 2015-09-09 4 P 0 1000 6.13 A 3113096 D Class A Common Stock 2015-09-09 4 P 0 500 6.08 A 3113596 D Class A Common Stock 2015-09-09 4 P 0 500 6.14 A 3114096 D Class A Common Stock 2015-09-09 4 P 0 300 6.12 A 3114396 D Class A Common Stock 2015-09-09 4 P 0 200 6.10 A 3114596 D Purchases pursuant to a Rule 10b5-1 trading plan. /s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes 2015-09-10