0001209191-15-059331.txt : 20150706
0001209191-15-059331.hdr.sgml : 20150703
20150706105840
ACCESSION NUMBER: 0001209191-15-059331
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150701
FILED AS OF DATE: 20150706
DATE AS OF CHANGE: 20150706
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC.
CENTRAL INDEX KEY: 0001393726
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 383754322
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-446-1410
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Care Investment Trust Inc.
DATE OF NAME CHANGE: 20070320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barnes Michael Gene
CENTRAL INDEX KEY: 0001498811
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33549
FILM NUMBER: 15972414
MAIL ADDRESS:
STREET 1: TRICADIA CAPITAL
STREET 2: 780 THIRD AVENUE, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-07-01
0
0001393726
TIPTREE FINANCIAL INC.
TIPT
0001498811
Barnes Michael Gene
C/O TRICADIA HOLDINGS, L.P.
780 THIRD AVENUE 29TH FLOOR
NEW YORK
NY
10017
1
1
1
0
Executive Chairman
Class A Common Stock
2015-07-01
4
P
0
1575
7.34
A
1407562
D
Class A Common Stock
2015-07-01
4
P
0
1500
7.46
A
1409062
D
Class A Common Stock
2015-07-01
4
P
0
1062
7.28
A
1410124
D
Class A Common Stock
2015-07-01
4
P
0
1056
7.37
A
1411180
D
Class A Common Stock
2015-07-01
4
P
0
1000
7.26
A
1412180
D
Class A Common Stock
2015-07-01
4
P
0
687
7.29
A
1412867
D
Class A Common Stock
2015-07-01
4
P
0
668
7.41
A
1413535
D
Class A Common Stock
2015-07-01
4
P
0
656
7.35
A
1414191
D
Class A Common Stock
2015-07-01
4
P
0
530
7.43
A
1414721
D
Class A Common Stock
2015-07-01
4
P
0
400
7.30
A
1415121
D
Class A Common Stock
2015-07-01
4
P
0
500
7.23
A
1415621
D
Class A Common Stock
2015-07-01
4
P
0
300
7.40
A
1415921
D
Class A Common Stock
2015-07-01
4
P
0
289
7.27
A
1416210
D
Class A Common Stock
2015-07-01
4
P
0
200
7.39
A
1416410
D
Class A Common Stock
2015-07-01
4
P
0
148
7.33
A
1416558
D
Class A Common Stock
2015-07-01
4
P
0
100
7.24
A
1416658
D
Class A Common Stock
2015-07-01
4
P
0
100
7.36
A
1416758
D
Class A Common Stock
2015-07-02
4
P
0
289
7.27
A
1417047
D
Class A Common Stock
2015-07-02
4
P
0
75
7.24
A
1417122
D
Class A Common Stock
2015-07-02
4
P
0
6
7.33
A
1417128
D
Class A Common Stock
2015-07-02
4
P
0
5
7.26
A
1417133
D
Class A Common Stock
2015-07-02
4
P
0
4
7.37
A
1417137
D
Class A Common Stock
2015-07-02
4
P
0
1
7.25
A
1417138
D
Purchases pursuant to a Rule 10b5-1 trading plan.
/s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes
2015-07-06