0001209191-15-059331.txt : 20150706 0001209191-15-059331.hdr.sgml : 20150703 20150706105840 ACCESSION NUMBER: 0001209191-15-059331 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150701 FILED AS OF DATE: 20150706 DATE AS OF CHANGE: 20150706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnes Michael Gene CENTRAL INDEX KEY: 0001498811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 15972414 MAIL ADDRESS: STREET 1: TRICADIA CAPITAL STREET 2: 780 THIRD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-07-01 0 0001393726 TIPTREE FINANCIAL INC. TIPT 0001498811 Barnes Michael Gene C/O TRICADIA HOLDINGS, L.P. 780 THIRD AVENUE 29TH FLOOR NEW YORK NY 10017 1 1 1 0 Executive Chairman Class A Common Stock 2015-07-01 4 P 0 1575 7.34 A 1407562 D Class A Common Stock 2015-07-01 4 P 0 1500 7.46 A 1409062 D Class A Common Stock 2015-07-01 4 P 0 1062 7.28 A 1410124 D Class A Common Stock 2015-07-01 4 P 0 1056 7.37 A 1411180 D Class A Common Stock 2015-07-01 4 P 0 1000 7.26 A 1412180 D Class A Common Stock 2015-07-01 4 P 0 687 7.29 A 1412867 D Class A Common Stock 2015-07-01 4 P 0 668 7.41 A 1413535 D Class A Common Stock 2015-07-01 4 P 0 656 7.35 A 1414191 D Class A Common Stock 2015-07-01 4 P 0 530 7.43 A 1414721 D Class A Common Stock 2015-07-01 4 P 0 400 7.30 A 1415121 D Class A Common Stock 2015-07-01 4 P 0 500 7.23 A 1415621 D Class A Common Stock 2015-07-01 4 P 0 300 7.40 A 1415921 D Class A Common Stock 2015-07-01 4 P 0 289 7.27 A 1416210 D Class A Common Stock 2015-07-01 4 P 0 200 7.39 A 1416410 D Class A Common Stock 2015-07-01 4 P 0 148 7.33 A 1416558 D Class A Common Stock 2015-07-01 4 P 0 100 7.24 A 1416658 D Class A Common Stock 2015-07-01 4 P 0 100 7.36 A 1416758 D Class A Common Stock 2015-07-02 4 P 0 289 7.27 A 1417047 D Class A Common Stock 2015-07-02 4 P 0 75 7.24 A 1417122 D Class A Common Stock 2015-07-02 4 P 0 6 7.33 A 1417128 D Class A Common Stock 2015-07-02 4 P 0 5 7.26 A 1417133 D Class A Common Stock 2015-07-02 4 P 0 4 7.37 A 1417137 D Class A Common Stock 2015-07-02 4 P 0 1 7.25 A 1417138 D Purchases pursuant to a Rule 10b5-1 trading plan. /s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes 2015-07-06