0001209191-15-057017.txt : 20150629 0001209191-15-057017.hdr.sgml : 20150629 20150629124704 ACCESSION NUMBER: 0001209191-15-057017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150625 FILED AS OF DATE: 20150629 DATE AS OF CHANGE: 20150629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnes Michael Gene CENTRAL INDEX KEY: 0001498811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 15957279 MAIL ADDRESS: STREET 1: TRICADIA CAPITAL STREET 2: 780 THIRD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-25 0 0001393726 TIPTREE FINANCIAL INC. TIPT 0001498811 Barnes Michael Gene C/O TRICADIA HOLDINGS, L.P. 780 THIRD AVENUE 29TH FLOOR NEW YORK NY 10017 1 1 1 0 Executive Chairman Class A Common Stock 2015-06-25 4 P 0 1300 7.44 A 1345007 D Class A Common Stock 2015-06-25 4 P 0 1100 7.43 A 1346107 D Class A Common Stock 2015-06-25 4 P 0 1100 7.24 A 1347207 D Class A Common Stock 2015-06-25 4 P 0 800 7.33 A 1348007 D Class A Common Stock 2015-06-25 4 P 0 700 7.29 A 1348707 D Class A Common Stock 2015-06-25 4 P 0 500 7.21 A 1349207 D Class A Common Stock 2015-06-25 4 P 0 400 7.37 A 1349607 D Class A Common Stock 2015-06-25 4 P 0 380 7.31 A 1349987 D Class A Common Stock 2015-06-25 4 P 0 300 7.23 A 1350287 D Class A Common Stock 2015-06-25 4 P 0 200 7.15 A 1350487 D Class A Common Stock 2015-06-25 4 P 0 200 7.37 A 1350687 D Class A Common Stock 2015-06-25 4 P 0 100 7.18 A 1350787 D Class A Common Stock 2015-06-25 4 P 0 100 7.25 A 1350887 D Class A Common Stock 2015-06-25 4 P 0 100 7.38 A 1350987 D Class A Common Stock 2015-06-25 4 P 0 100 7.42 A 1351087 D Class A Common Stock 2015-06-26 4 P 0 2421 7.25 A 1353508 D Class A Common Stock 2015-06-26 4 P 0 1128 7.26 A 1354636 D Class A Common Stock 2015-06-26 4 P 0 1100 7.35 A 1355736 D Class A Common Stock 2015-06-26 4 P 0 1100 7.28 A 1356836 D Class A Common Stock 2015-06-26 4 P 0 780 7.33 A 1357616 D Class A Common Stock 2015-06-26 4 P 0 500 7.27 A 1358116 D Class A Common Stock 2015-06-26 4 P 0 351 7.24 A 1358467 D Purchases pursuant to a Rule 10b5-1 trading plan. /s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes 2015-06-29