0001209191-15-057017.txt : 20150629
0001209191-15-057017.hdr.sgml : 20150629
20150629124704
ACCESSION NUMBER: 0001209191-15-057017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150625
FILED AS OF DATE: 20150629
DATE AS OF CHANGE: 20150629
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC.
CENTRAL INDEX KEY: 0001393726
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 383754322
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-446-1410
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Care Investment Trust Inc.
DATE OF NAME CHANGE: 20070320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barnes Michael Gene
CENTRAL INDEX KEY: 0001498811
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33549
FILM NUMBER: 15957279
MAIL ADDRESS:
STREET 1: TRICADIA CAPITAL
STREET 2: 780 THIRD AVENUE, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-25
0
0001393726
TIPTREE FINANCIAL INC.
TIPT
0001498811
Barnes Michael Gene
C/O TRICADIA HOLDINGS, L.P.
780 THIRD AVENUE 29TH FLOOR
NEW YORK
NY
10017
1
1
1
0
Executive Chairman
Class A Common Stock
2015-06-25
4
P
0
1300
7.44
A
1345007
D
Class A Common Stock
2015-06-25
4
P
0
1100
7.43
A
1346107
D
Class A Common Stock
2015-06-25
4
P
0
1100
7.24
A
1347207
D
Class A Common Stock
2015-06-25
4
P
0
800
7.33
A
1348007
D
Class A Common Stock
2015-06-25
4
P
0
700
7.29
A
1348707
D
Class A Common Stock
2015-06-25
4
P
0
500
7.21
A
1349207
D
Class A Common Stock
2015-06-25
4
P
0
400
7.37
A
1349607
D
Class A Common Stock
2015-06-25
4
P
0
380
7.31
A
1349987
D
Class A Common Stock
2015-06-25
4
P
0
300
7.23
A
1350287
D
Class A Common Stock
2015-06-25
4
P
0
200
7.15
A
1350487
D
Class A Common Stock
2015-06-25
4
P
0
200
7.37
A
1350687
D
Class A Common Stock
2015-06-25
4
P
0
100
7.18
A
1350787
D
Class A Common Stock
2015-06-25
4
P
0
100
7.25
A
1350887
D
Class A Common Stock
2015-06-25
4
P
0
100
7.38
A
1350987
D
Class A Common Stock
2015-06-25
4
P
0
100
7.42
A
1351087
D
Class A Common Stock
2015-06-26
4
P
0
2421
7.25
A
1353508
D
Class A Common Stock
2015-06-26
4
P
0
1128
7.26
A
1354636
D
Class A Common Stock
2015-06-26
4
P
0
1100
7.35
A
1355736
D
Class A Common Stock
2015-06-26
4
P
0
1100
7.28
A
1356836
D
Class A Common Stock
2015-06-26
4
P
0
780
7.33
A
1357616
D
Class A Common Stock
2015-06-26
4
P
0
500
7.27
A
1358116
D
Class A Common Stock
2015-06-26
4
P
0
351
7.24
A
1358467
D
Purchases pursuant to a Rule 10b5-1 trading plan.
/s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes
2015-06-29