0001209191-15-056218.txt : 20150625
0001209191-15-056218.hdr.sgml : 20150625
20150625145622
ACCESSION NUMBER: 0001209191-15-056218
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150623
FILED AS OF DATE: 20150625
DATE AS OF CHANGE: 20150625
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC.
CENTRAL INDEX KEY: 0001393726
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 383754322
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-446-1410
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Care Investment Trust Inc.
DATE OF NAME CHANGE: 20070320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barnes Michael Gene
CENTRAL INDEX KEY: 0001498811
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33549
FILM NUMBER: 15951614
MAIL ADDRESS:
STREET 1: TRICADIA CAPITAL
STREET 2: 780 THIRD AVENUE, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-23
0
0001393726
TIPTREE FINANCIAL INC.
TIPT
0001498811
Barnes Michael Gene
C/O TRICADIA HOLDINGS, L.P.
780 THIRD AVENUE 29TH FLOOR
NEW YORK
NY
10017
1
1
1
0
Executive Chairman
Class A Common Stock
2015-06-23
4
P
0
1782
7.15
A
1330729
D
Class A Common Stock
2015-06-23
4
P
0
1000
6.99
A
1331729
D
Class A Common Stock
2015-06-23
4
P
0
998
7.12
A
1332727
D
Class A Common Stock
2015-06-23
4
P
0
900
7.01
A
1333627
D
Class A Common Stock
2015-06-23
4
P
0
800
6.98
A
1334427
D
Class A Common Stock
2015-06-23
4
P
0
600
7.04
A
1335027
D
Class A Common Stock
2015-06-23
4
P
0
500
7.00
A
1335527
D
Class A Common Stock
2015-06-23
4
P
0
500
7.01
A
1336027
D
Class A Common Stock
2015-06-23
4
P
0
200
7.08
A
1336227
D
Class A Common Stock
2015-06-23
4
P
0
100
7.06
A
1336327
D
Class A Common Stock
2015-06-24
4
P
0
3580
7.15
A
1339907
D
Class A Common Stock
2015-06-24
4
P
0
1500
7.12
A
1341407
D
Class A Common Stock
2015-06-24
4
P
0
1670
7.20
A
1343077
D
Class A Common Stock
2015-06-24
4
P
0
530
7.22
A
1343607
D
Class A Common Stock
2015-06-24
4
P
0
100
7.14
A
1343707
D
Purchases pursuant to a Rule 10b5-1 trading plan.
/s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes
2015-06-25