0001209191-15-056218.txt : 20150625 0001209191-15-056218.hdr.sgml : 20150625 20150625145622 ACCESSION NUMBER: 0001209191-15-056218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150623 FILED AS OF DATE: 20150625 DATE AS OF CHANGE: 20150625 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE FINANCIAL INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnes Michael Gene CENTRAL INDEX KEY: 0001498811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 15951614 MAIL ADDRESS: STREET 1: TRICADIA CAPITAL STREET 2: 780 THIRD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-23 0 0001393726 TIPTREE FINANCIAL INC. TIPT 0001498811 Barnes Michael Gene C/O TRICADIA HOLDINGS, L.P. 780 THIRD AVENUE 29TH FLOOR NEW YORK NY 10017 1 1 1 0 Executive Chairman Class A Common Stock 2015-06-23 4 P 0 1782 7.15 A 1330729 D Class A Common Stock 2015-06-23 4 P 0 1000 6.99 A 1331729 D Class A Common Stock 2015-06-23 4 P 0 998 7.12 A 1332727 D Class A Common Stock 2015-06-23 4 P 0 900 7.01 A 1333627 D Class A Common Stock 2015-06-23 4 P 0 800 6.98 A 1334427 D Class A Common Stock 2015-06-23 4 P 0 600 7.04 A 1335027 D Class A Common Stock 2015-06-23 4 P 0 500 7.00 A 1335527 D Class A Common Stock 2015-06-23 4 P 0 500 7.01 A 1336027 D Class A Common Stock 2015-06-23 4 P 0 200 7.08 A 1336227 D Class A Common Stock 2015-06-23 4 P 0 100 7.06 A 1336327 D Class A Common Stock 2015-06-24 4 P 0 3580 7.15 A 1339907 D Class A Common Stock 2015-06-24 4 P 0 1500 7.12 A 1341407 D Class A Common Stock 2015-06-24 4 P 0 1670 7.20 A 1343077 D Class A Common Stock 2015-06-24 4 P 0 530 7.22 A 1343607 D Class A Common Stock 2015-06-24 4 P 0 100 7.14 A 1343707 D Purchases pursuant to a Rule 10b5-1 trading plan. /s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes 2015-06-25