0001104659-23-079233.txt : 20230707 0001104659-23-079233.hdr.sgml : 20230707 20230707210741 ACCESSION NUMBER: 0001104659-23-079233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230705 FILED AS OF DATE: 20230707 DATE AS OF CHANGE: 20230707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kreh Susan M CENTRAL INDEX KEY: 0001393657 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40284 FILM NUMBER: 231078075 MAIL ADDRESS: STREET 1: 18400 PLEASANT STREET CITY: BROOKFIELD STATE: WI ZIP: 53045 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Solid Power, Inc. CENTRAL INDEX KEY: 0001844862 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 861888095 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 486 S. PIERCE AVE., SUITE E CITY: LOUISVILLE STATE: CO ZIP: 80027 BUSINESS PHONE: (303) 219-0720 MAIL ADDRESS: STREET 1: 486 S. PIERCE AVE., SUITE E CITY: LOUISVILLE STATE: CO ZIP: 80027 FORMER COMPANY: FORMER CONFORMED NAME: Decarbonization Plus Acquisition Corp III DATE OF NAME CHANGE: 20210208 4 1 tm2320785-4_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-07-05 0 0001844862 Solid Power, Inc. SLDP 0001393657 Kreh Susan M C/O SOLID POWER, INC. 486 S. PIERCE AVE., SUITE E LOUISVILLE CO 80027 1 0 0 0 0 Common Stock 2023-07-05 4 A 0 106315 0 A 106315 D Represents restricted stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest in 12 equal installments commencing on August 15, 2023 and then quarterly thereafter on February 15, May 15, August 15, and November 15 of each year, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through the applicable vesting date. /s/ James Liebscher, attorney-in-fact on behalf of Susan M. Kreh 2023-07-07