0001209191-17-014458.txt : 20170224 0001209191-17-014458.hdr.sgml : 20170224 20170224173742 ACCESSION NUMBER: 0001209191-17-014458 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170201 FILED AS OF DATE: 20170224 DATE AS OF CHANGE: 20170224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Discover Financial Services CENTRAL INDEX KEY: 0001393612 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 362517428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 LAKE COOK ROAD CITY: RIVERWOODS STATE: IL ZIP: 60015 BUSINESS PHONE: 224-405-0900 MAIL ADDRESS: STREET 1: 2500 LAKE COOK ROAD CITY: RIVERWOODS STATE: IL ZIP: 60015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rose R Douglas CENTRAL INDEX KEY: 0001572852 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33378 FILM NUMBER: 17638774 MAIL ADDRESS: STREET 1: 2500 LAKE COOK ROAD CITY: RIVERWOODS STATE: IL ZIP: 60015 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2017-02-01 2017-02-03 0 0001393612 Discover Financial Services DFS 0001572852 Rose R Douglas 2500 LAKE COOK ROAD RIVERWOODS IL 60015 0 1 0 0 SVP, Chief HR Officer Common Stock 2017-02-01 4 A 0 6052 68.77 A 22501 D Common Stock 2017-02-01 4 F 0 3258 68.77 D 19243 D This amended Form 4 is filed to correct the number of securities reported in Table I, which were previously incorrectly reported due to administrative error. Shares earned upon vesting of non-derivative performance stock units, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to Rule 16b-3(d). Performance stock units are convertible into shares of common stock at a ratio of 1:1. Number of shares withheld to pay the tax withholding obligation incurred in connection with the vesting of previously granted restricted stock units and performance stock units. /s/ Jennifer Schott as Attorney-in-Fact for R. Douglas Rose 2017-02-24