0001104659-19-000891.txt : 20190104 0001104659-19-000891.hdr.sgml : 20190104 20190104182809 ACCESSION NUMBER: 0001104659-19-000891 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190102 FILED AS OF DATE: 20190104 DATE AS OF CHANGE: 20190104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sawhney Amarpreet CENTRAL INDEX KEY: 0001614417 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36554 FILM NUMBER: 19511602 MAIL ADDRESS: STREET 1: C/O OCULAR THERAPEUTIX, INC. STREET 2: 36 CROSBY DRIVE, SUITE 101 CITY: BEDFORD STATE: MA ZIP: 01730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCULAR THERAPEUTIX, INC CENTRAL INDEX KEY: 0001393434 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 781-895-3235 MAIL ADDRESS: STREET 1: 15 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 FORMER COMPANY: FORMER CONFORMED NAME: I-THERAPEUTIX INC DATE OF NAME CHANGE: 20070315 4 1 a4.xml 4 X0306 4 2019-01-02 0 0001393434 OCULAR THERAPEUTIX, INC OCUL 0001614417 Sawhney Amarpreet C/O OCULAR THERAPEUTIX, INC. 15 CROSBY DRIVE BEDFORD MA 01730 1 0 0 0 Stock Option (Right to Buy) 4.10 2019-01-02 4 A 0 200000 0 A 2029-01-01 Common Stock 200000 200000 D Vests over four years, vesting 1/48 monthly beginning on the one-month anniversary of the date of grant. /s/ Donald Notman, as Attorney-in-Fact for Amarpreet Sawhney 2019-01-04