0001104659-18-006256.txt : 20180202 0001104659-18-006256.hdr.sgml : 20180202 20180202163350 ACCESSION NUMBER: 0001104659-18-006256 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180131 FILED AS OF DATE: 20180202 DATE AS OF CHANGE: 20180202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sawhney Amarpreet CENTRAL INDEX KEY: 0001614417 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36554 FILM NUMBER: 18571195 MAIL ADDRESS: STREET 1: C/O OCULAR THERAPEUTIX, INC. STREET 2: 36 CROSBY DRIVE, SUITE 101 CITY: BEDFORD STATE: MA ZIP: 01730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCULAR THERAPEUTIX, INC CENTRAL INDEX KEY: 0001393434 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 BUSINESS PHONE: 781-895-3235 MAIL ADDRESS: STREET 1: 15 CROSBY DRIVE CITY: BEDFORD STATE: MA ZIP: 01730 FORMER COMPANY: FORMER CONFORMED NAME: I-THERAPEUTIX INC DATE OF NAME CHANGE: 20070315 4 1 a4.xml 4 X0306 4 2018-01-31 0 0001393434 OCULAR THERAPEUTIX, INC OCUL 0001614417 Sawhney Amarpreet C/O OCULAR THERAPEUTIX, INC. 15 CROSBY DRIVE BEDFORD MA 01730 1 1 0 0 Exec Chairman of the Board Stock Option (Right to Buy) 5.47 2018-01-31 4 A 0 130000 0 A 2028-01-30 Common Stock 130000 130000 D Vests over four years, vesting 1/48 monthly beginning on the one-month anniversary of the date of grant. /s/ Kathleen Theriault, as Attorney-in-Fact for Amarpreet Sawhney 2018-02-02