0001104659-17-060662.txt : 20171003
0001104659-17-060662.hdr.sgml : 20171003
20171003172436
ACCESSION NUMBER: 0001104659-17-060662
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171002
FILED AS OF DATE: 20171003
DATE AS OF CHANGE: 20171003
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goldstein Michael H.
CENTRAL INDEX KEY: 0001691259
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36554
FILM NUMBER: 171119237
MAIL ADDRESS:
STREET 1: C/O AGTC
STREET 2: 14193 NW 119TH TERRACE, SUITE #10
CITY: ALACHUA
STATE: FL
ZIP: 32615
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OCULAR THERAPEUTIX, INC
CENTRAL INDEX KEY: 0001393434
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
BUSINESS PHONE: 781-895-3235
MAIL ADDRESS:
STREET 1: 15 CROSBY DRIVE
CITY: BEDFORD
STATE: MA
ZIP: 01730
FORMER COMPANY:
FORMER CONFORMED NAME: I-THERAPEUTIX INC
DATE OF NAME CHANGE: 20070315
4
1
a4.xml
4
X0306
4
2017-10-02
0
0001393434
OCULAR THERAPEUTIX, INC
OCUL
0001691259
Goldstein Michael H.
C/O OCULAR THERAPEUTIX, INC.
15 CROSBY DRIVE
BEDFORD
MA
01730
0
1
0
0
Chief Medical Officer
Stock Option (Right to Buy)
6.30
2017-10-02
4
A
0
135000
0
A
2027-10-01
Common Stock
135000
135000
D
Vests over four years, with 25% of the shares underlying the option vesting on the one-year anniversary of Goldstein's first date of employment and 2.0833% of the shares vesting monthly thereafter.
/s/ Donald Notman, Attorney-in-Fact for Michael H. Goldstein
2017-10-03